13F-HR filed by Ancora Advisors LLC
Ancora Advisors LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,445 holding rows worth $2,687,479,000.
- Accession
- 0001446114-20-000007
- Filer
- CIK 1446114
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 1,876 entries on the cover page, a total value of $2,687,479,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,687,479,000 with VALUE read as thousands by filing date, 13F file number 028-13214. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
- included managerANCORA FAMILY WEALTH ADVISORS, LLC028-17014
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,282 | $484,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 6,925 | $481,000 | thousands by filing date | |
| MERIDIAN CORP | 58958P104 | COMMON STOCK | 23,309 | $471,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,458 | $470,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 136,844 | $469,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 8,240 | $466,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 784 | $464,000 | thousands by filing date | |
| AMERCO COM | 235861002 | COM | 1,230 | $462,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 54,511 | $462,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,100 | $455,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 113,814 | $454,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,150 | $453,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,777 | $449,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,909 | $448,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,239 | $446,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,852 | $444,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,730 | $435,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 4,780 | $435,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,642 | $433,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 8,034 | $431,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,135 | $430,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 12,734 | $429,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,049 | $424,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,246 | $423,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 194,961 | $423,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 65,187 | $420,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,929 | $416,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,392 | $415,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 63,500 | $414,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 7,965 | $412,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 20,100 | $412,000 | thousands by filing date | |
| APOLLO GLOBAL MANAGEMENT INCORPORATED PFD SERIES A | 03768E303 | Preferred Stock | 15,500 | $412,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,272 | $411,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 8,725 | $410,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,000 | $410,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 34,500 | $408,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,199 | $395,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 6,796 | $394,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 7,287 | $391,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 33,874 | $390,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 643 | $385,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 44,846 | $381,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 10,650 | $380,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 3,000 | $379,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 58,159 | $378,000 | thousands by filing date | |
| ISHARES TR | 464288953 | PUT | 3,135 | $372,000 | thousands by filing date | put |
| DOW HLDGS INC COM | 260557103 | Stock | 6,751 | $369,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,261 | $360,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 7,129 | $359,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 100,669 | $358,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,545 | $345,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 10,525 | $344,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 829 | $343,000 | thousands by filing date | put |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,571 | $341,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,907 | $340,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 53,000 | $340,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,875 | $339,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 26,076 | $339,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 21,715 | $339,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,570 | $338,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 18,805 | $338,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 70,000 | $338,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 10,350 | $337,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,278 | $336,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 15,000 | $336,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 12,412 | $335,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,635 | $331,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,813 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,114 | $329,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 135,000 | $326,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 12,700 | $324,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 15,000 | $320,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 7,660 | $319,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 21,246 | $316,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,040 | $310,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 9,000 | $309,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,150 | $309,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 25,941 | $308,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 1,167 | $306,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 147,472 | $305,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 27,248 | $304,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 2,459 | $302,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,209 | $301,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 6,582 | $300,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,450 | $300,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,823 | $300,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,575 | $299,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,700 | $295,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,803 | $294,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,042 | $294,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 200,000 | $294,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 17,000 | $293,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 790 | $290,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 37,600 | $288,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 29,280 | $287,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,454 | $286,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 21,830 | $286,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 2,620 | $285,000 | thousands by filing date | put |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 10,000 | $280,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 33,438 | $270,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 70,000 | $268,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,055 | $263,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 4,481 | $261,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,601 | $260,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 15,195 | $260,000 | thousands by filing date | |
| PERSHING SQUARE HL ORDF | G7016V101 | UNLSTD FOREIGN ORDRY | 13,500 | $259,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 36,720 | $259,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 4,715 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 20,915 | $257,000 | thousands by filing date | |
| COMPASSDIVERSIFIEDHOLDINGS | 20451Q401 | PREFERREDSTK | 10,000 | $256,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 5,294 | $255,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 15,699 | $254,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 28,479 | $254,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,975 | $253,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,472 | $253,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 10,000 | $253,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 25,180 | $251,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 10,000 | $250,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,400 | $248,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 947 | $247,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,049 | $246,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,601 | $244,000 | thousands by filing date | |
| ALIMCO FINL CORP COM NEW | 01626k206 | COM | 30,146 | $243,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 725 | $241,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,060 | $235,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E953 | PUT | 2,040 | $234,000 | thousands by filing date | put |
| CSS INDS INC | 125906107 | COMMON STOCK | 53,151 | $234,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 4,861 | $232,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,004 | $231,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 61,000 | $231,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,942 | $231,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 15,000 | $230,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 1,969 | $228,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,275 | $228,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 39,699 | $227,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,734 | $226,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 27,498 | $226,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 17,000 | $225,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 33,152 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 3,306 | $221,000 | thousands by filing date | put |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,297 | $218,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 16,090 | $218,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,770 | $211,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,085 | $210,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,652 | $210,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 14,181 | $210,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 6,205 | $209,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 174,515 | $209,000 | thousands by filing date | |
| CONSTELLATION SOFTWARE INC | 21037X100 | COM | 212 | $206,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,073 | $204,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 25,590 | $204,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 7,242 | $203,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 4,674 | $201,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,000 | $200,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 6,000 | $200,000 | thousands by filing date | |
| DIEBOLD INC | 253651903 | COM | 1,739 | $200,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 2,351 | $197,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,110 | $197,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 12,089 | $197,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 5,000 | $196,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 700 | $194,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,492 | $194,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,232 | $194,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 5,211 | $194,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,875 | $192,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 2,859 | $191,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 7,949 | $191,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 1,230 | $190,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 6,400 | $190,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,173 | $189,000 | thousands by filing date | |
| QC HLDGS INC | 74729T101 | COM | 582,407 | $189,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 11,242 | $186,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 1,021 | $186,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,016 | $185,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,000 | $184,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 6,000 | $182,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,474 | $179,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,119 | $179,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,270 | $178,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 4,713 | $177,000 | thousands by filing date | |
| MORGAN STANLEY DUAL DIRECTIONA | 61760s704 | CV PFD | 10,000 | $177,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 468 | $176,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 5,973 | $176,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,921 | $174,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 7,782 | $170,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 718 | $169,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,744 | $169,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,664 | $167,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 3,340 | $167,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,441 | $166,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,327 | $165,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 640 | $165,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 3,360 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,380 | $162,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,485 | $161,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 7,379 | $160,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 777 | $159,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 7,250 | $159,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,445 | $158,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,100 | $158,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 3,100 | $158,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 478 | $156,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,320 | $152,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 2,000 | $152,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 50,000 | $152,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 1,700 | $151,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 884 | $150,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 9,435 | $150,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 2,945 | $149,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 933 | $149,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,231 | $148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A900 | ST STR SP BIOT | 409 | $147,000 | thousands by filing date | call |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 5,824 | $147,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 2,129 | $144,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 675 | $144,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 1,160 | $144,000 | thousands by filing date | |
| Grand River Commerce, Inc. | 386441109 | Common Stock | 25,000 | $144,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,400 | $143,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 8,177 | $140,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 915 | $140,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3,201 | $140,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,601 | $139,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 6,838 | $139,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 22,400 | $138,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,937 | $138,000 | thousands by filing date | |
| CANNAROYALTY CORP | 137644100 | COM | 29,660 | $136,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,124 | $134,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,250 | $134,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,800 | $134,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 44,571 | $134,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G958 | PUT | 12,692 | $133,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,085 | $132,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 6,200 | $132,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 779 | $132,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,716 | $132,000 | thousands by filing date | |
| ORIGEN FINL INC | 68619E208 | COM | 1,186,650 | $132,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 9,760 | $131,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 5,574 | $130,000 | thousands by filing date | |
| AXA EQUITABLE HOLDINGS INC | 054561204 | CV PFD | 5,000 | $130,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 7,500 | $128,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 15,989 | $128,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363903 | Cmn | 265 | $128,000 | thousands by filing date | call |
| ECOLAB INC COM | 278865100 | Stock | 659 | $127,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 9,244 | $126,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,424 | $123,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 1,903 | $121,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 824 | $120,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,864 | $120,000 | thousands by filing date | |
| VANGUARD MORTGAGE-BACKED SECUR | 92206C755 | INDX FD | 2,251 | $120,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 781 | $119,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 801 | $118,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,700 | $116,000 | thousands by filing date | |
| Macquarie Group Ltd | 55607P204 | Equity | 1,195 | $116,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,617 | $114,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,910 | $113,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 2,700 | $113,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 2,224 | $113,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,297 | $113,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,260 | $113,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,000 | $111,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 721 | $109,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 3,982 | $109,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 969 | $108,000 | thousands by filing date | |
| TIFFANY & CO COM | 886546100 | COM | 810 | $108,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,138 | $107,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,900 | $105,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 12,740 | $104,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,177 | $104,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 3,150 | $103,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,150 | $103,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 14,125 | $101,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 8,000 | $101,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 3,250 | $101,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 355 | $100,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 19,190 | $100,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 800 | $98,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 2,498 | $98,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 7,180 | $98,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 5,000 | $98,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 3,256 | $97,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 1,747 | $97,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 1,000 | $95,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,246 | $95,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,890 | $94,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 2,420 | $94,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,895 | $94,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 400 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 545 | $91,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 6,051 | $91,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,250 | $91,000 | thousands by filing date | |
| XLF 260717P00050000 | 81369y955 | PUT | 4,333 | $91,000 | thousands by filing date | put |
| CAPITAL SOUTHWEST CORPORATION | 140501206 | CV PFD | 3,500 | $91,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 600 | $90,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 3,050 | $90,000 | thousands by filing date | |
| AMBASE CORP | 023164106 | COM | 345,501 | $90,000 | thousands by filing date | |
| DIGIRAD CORP | 253827703 | COM NEW | 34,539 | $90,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 775 | $89,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 1,749 | $89,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 290 | $89,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,347 | $89,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 950 | $88,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,512 | $88,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 1,639 | $88,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 1,905 | $88,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,490 | $87,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 1,000 | $86,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,063 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,104 | $85,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 196 | $84,000 | thousands by filing date | call |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,966 | $83,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 5,500 | $83,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 950 | $81,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 760 | $81,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 562 | $80,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 3,100 | $80,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 572 | $79,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 1,950 | $78,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,838 | $77,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 500 | $77,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,100 | $76,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 180 | $75,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 3,470 | $75,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,268 | $75,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 374 | $74,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 1,178 | $74,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 500 | $73,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 512 | $73,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 950 | $73,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,788 | $71,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,000 | $71,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 190 | $71,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,900 | $71,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC | 98919V905 | CALL | 222 | $71,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 1,460 | $70,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 500 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,312 | $70,000 | thousands by filing date | |
| ANTA SPORTS PRODUCTS | 03662P107 | Common Stock | 311 | $70,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 250,000 | $70,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 575 | $69,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 90,000 | $69,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 200 | $68,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 891 | $68,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 896 | $68,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 2,000 | $68,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,000 | $68,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 524 | $67,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 450 | $67,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,122 | $66,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 1,650 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 450 | $64,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,100 | $64,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 2,060 | $63,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 1,658 | $63,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 257 | $62,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 557 | $61,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 400 | $60,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 9,200 | $60,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 648 | $59,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 600 | $59,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 2,000 | $59,000 | thousands by filing date | |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 2,750 | $59,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 450 | $58,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 1,462 | $58,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 700 | $57,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 272 | $57,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 410 | $56,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,019 | $56,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,000 | $56,000 | thousands by filing date | |
| BUCKEYE STATE BANK | 118240209 | COM | 4,000 | $56,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 697 | $55,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,450 | $55,000 | thousands by filing date | |
| HIG 6 PERP | 416518603 | PUBLIC | 2,000 | $55,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 3,269 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 507 | $54,000 | thousands by filing date | |
| ISHARES TR 20 YR TRS BD | 920933108 | INDX FD | 400 | $54,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,024 | $53,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 939 | $53,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 702 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1,500 | $53,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,000 | $53,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS RP PFD | 89832q836 | CV PFD | 1,970 | $53,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 639 | $52,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 750 | $52,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 347 | $51,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 300 | $51,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,100 | $51,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,264 | $51,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 213 | $50,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,189 | $50,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 799 | $50,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 925 | $50,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 632 | $50,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,025 | $50,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,479 | $50,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 25,000 | $50,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 49,399 | $50,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 800 | $49,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 1,518 | $49,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1,219 | $48,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,602 | $48,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 350 | $48,000 | thousands by filing date | |
| DBS GROUP HLDGS LTD SPONSORED | 23304Y100 | COM | 620 | $48,000 | thousands by filing date | |
| MODINE MFG CO | 607828900 | COM | 515 | $48,000 | thousands by filing date | call |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 600 | $47,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 750 | $47,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 881 | $47,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 15,596 | $47,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,479 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 216 | $46,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 31,780 | $46,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 399 | $45,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 2,076 | $45,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 14,000 | $45,000 | thousands by filing date | |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 1,620 | $45,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 300 | $44,000 | thousands by filing date | |
| BOSWELL J G | 101205102 | COMMON | 73 | $44,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626g207 | CV PFD | 1,742 | $44,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,550 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 300 | $43,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,500 | $43,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2,600 | $43,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 880 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,600 | $43,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,800 | $43,000 | thousands by filing date | |
| AMERICAN AXLE & MFG COM | 240611038 | COM | 4,000 | $43,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 37 | $42,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 979 | $42,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,000 | $42,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 360 | $42,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 718 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 1,078 | $42,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 1,718 | $42,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,000 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,091 | $41,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 800 | $41,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $40,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 500 | $40,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 425 | $40,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 900 | $40,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,300 | $39,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 850 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 351 | $39,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 750 | $39,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 2,741 | $39,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,500 | $39,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,057 | $39,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 7,534 | $39,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 856 | $39,000 | thousands by filing date | |
| YETI HLDGS INC | 98585X954 | COM | 100 | $39,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E909 | GB MSCI AR ETF | 100 | $39,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 246 | $38,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 686 | $38,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,000 | $38,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 430 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,200 | $38,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 1,145 | $38,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 800 | $38,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 399 | $37,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 342 | $37,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 450 | $37,000 | thousands by filing date | |
| ANSELL LTD-UNSPON ADR | 03634M208 | COM | 451 | $37,000 | thousands by filing date | |
| BARCO NV ACT | b0833f107 | COM | 150 | $37,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 147 | $36,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 1,306 | $36,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 48 | $36,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 500 | $35,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,099 | $35,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 1,925 | $35,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,270 | $35,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 539 | $34,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,139 | $34,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 700 | $34,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,632 | $34,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 796 | $34,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 561 | $33,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 600 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 600 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,334 | $33,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 550 | $32,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 225 | $32,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 350 | $32,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 500 | $32,000 | thousands by filing date | |
| TOTO LIMITED ADR | 891515207 | ADUS | 750 | $32,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 650 | $31,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 300 | $31,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,576 | $31,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 672 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1,081 | $31,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 100 | $31,000 | thousands by filing date | put |
| WISDOMTREE TR CURRENCY HEDGED | 97717w263 | INDX FD | 1,009 | $31,000 | thousands by filing date | |
| HSBC USA INC PLUS SX5E | 40435c468 | CV PFD | 2,500 | $31,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 538 | $30,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,500 | $30,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 200 | $30,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 5,000 | $30,000 | thousands by filing date | |
| FFD FINL CORP COM | 30243c107 | COM | 450 | $30,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 1,600 | $30,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 450 | $30,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 553 | $30,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 2,220 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001446114-20-000007 | this filing | 2020-02-14 | acceptance time not in the bulk data set |