13F-HR filed by FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 2,602 holding rows worth $96,603,909,000.
- Accession
- 0001445546-21-003990
- Filer
- CIK 1125816
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 2,946 entries on the cover page, a total value of $96,603,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,603,909,000 with VALUE read as thousands by filing date, 13F file number 028-06487. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCBOE Vest Financial, LLC028-20621
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMACQUARIE GROUP LTD028-13120
- reports for this filerMACKAY SHIELDS LLC028-00046
- reports for this filerSSI INVESTMENT MANAGEMENT LLC028-04720
- reports for this filerabrdn plc028-18172
- reports for this filerVivaldi Asset Management, LLC028-17430
- included managerRiverFront Investment Group, LLC028-13577
- included managerEquitable Investment Management Group, LLC028-14633
- included managerHorizon Investments, LLC028-15165
- included managerEnergy Income Partners, LLC028-12170
- included managerCBOE Vest Financial, LLC028-20621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 7,468 | $304,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 15,917 | $303,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 63,383 | $302,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 27,202 | $301,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 31,470 | $300,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 3,609 | $300,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,738 | $299,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 16,640 | $294,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,823 | $292,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F137 | SHS | 2,538 | $290,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 9,147 | $284,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 74,691 | $284,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 60,889 | $276,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 31,614 | $273,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,722 | $273,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 4,474 | $273,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 9,095 | $271,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,821 | $268,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,544 | $268,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,939 | $267,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 23,290 | $266,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 44,238 | $261,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 26,098 | $259,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 14,604 | $258,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 6,027 | $257,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 20,000 | $254,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 2,598 | $249,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 25,509 | $247,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 14,191 | $247,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 10,782 | $247,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,037 | $247,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 31,554 | $246,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 10,150 | $246,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 8,818 | $243,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 8,617 | $240,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 50,894 | $238,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 32,357 | $238,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 14,594 | $236,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 15,561 | $235,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 11,458 | $235,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 11,062 | $233,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 39,707 | $229,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 7,434 | $227,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,590 | $225,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 4,383 | $224,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 37,865 | $223,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,417 | $218,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 10,241 | $217,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 6,252 | $213,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 2,215 | $210,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 27,926 | $210,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 4,072 | $208,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 4,633 | $208,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 6,226 | $204,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 7,992 | $203,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,502 | $203,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 8,297 | $203,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 8,891 | $203,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 168,509 | $201,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 11,618 | $201,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,955 | $200,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 22,073 | $196,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 18,550 | $195,000 | thousands by filing date | |
| PRIMIS FINANCIAL CORP | 74167B109 | COMMON STOCK | 12,721 | $194,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 172,793 | $192,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 23,607 | $190,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 11,355 | $188,000 | thousands by filing date | |
| TIM SA-ADR | 88706T108 | SPONSORED ADR | 16,321 | $188,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 37,618 | $187,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,322 | $186,000 | thousands by filing date | |
| AXCELLA HEALTH INC | 05454B105 | COM | 45,013 | $181,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 11,544 | $177,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 50,805 | $176,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 10,284 | $172,000 | thousands by filing date | |
| CARTER BANKSHARES INC | 146103106 | COMMON STOCK | 13,725 | $172,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,647 | $166,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 10,100 | $165,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,286 | $156,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 16,701 | $149,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,741 | $148,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 25,767 | $145,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 56,657 | $144,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 23,614 | $144,000 | thousands by filing date | |
| SATSUMA PHARMACEUTICALS INC | 80405P107 | COM | 20,012 | $141,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 37,400 | $140,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,563 | $140,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 10,197 | $138,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 10,627 | $138,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 19,318 | $130,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 30,828 | $129,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 11,527 | $123,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 30,530 | $122,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 12,840 | $120,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,159 | $120,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 48,732 | $116,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 15,098 | $107,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,893 | $103,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 12,661 | $103,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 20,515 | $99,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 21,655 | $89,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 11,862 | $62,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 68,767 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445546-21-003990 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001445546-21-004993 | base | 2021-10-12 | acceptance time not in the bulk data set |