13F-HR filed by FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 2,602 holding rows worth $96,603,909,000.
- Accession
- 0001445546-21-003990
- Filer
- CIK 1125816
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 2,946 entries on the cover page, a total value of $96,603,909,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,603,909,000 with VALUE read as thousands by filing date, 13F file number 028-06487. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerCBOE Vest Financial, LLC028-20621
- reports for this filerCHARTWELL INVESTMENT PARTNERS, LLC028-16224
- reports for this filerCONFLUENCE INVESTMENT MANAGEMENT LLC028-13334
- reports for this filerEnergy Income Partners, LLC028-12170
- reports for this filerMACQUARIE GROUP LTD028-13120
- reports for this filerMACKAY SHIELDS LLC028-00046
- reports for this filerSSI INVESTMENT MANAGEMENT LLC028-04720
- reports for this filerabrdn plc028-18172
- reports for this filerVivaldi Asset Management, LLC028-17430
- included managerRiverFront Investment Group, LLC028-13577
- included managerEquitable Investment Management Group, LLC028-14633
- included managerHorizon Investments, LLC028-15165
- included managerEnergy Income Partners, LLC028-12170
- included managerCBOE Vest Financial, LLC028-20621
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 88,940 | $1,492,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 14,907 | $1,488,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 48,028 | $1,486,000 | thousands by filing date | |
| LUFAX HOLDING LTD | 54975P102 | ADS REP SHS CL A | 131,485 | $1,486,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 16,330 | $1,480,000 | thousands by filing date | |
| CONMED CORP | 207410AF8 | BOND | 915,000 | $1,479,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 104,957 | $1,477,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 16,913 | $1,475,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 55,749 | $1,472,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918AAF2 | NOTE 1.250% 6/0 | 1,303,000 | $1,465,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 3,234 | $1,463,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 118,629 | $1,462,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 94,488 | $1,458,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 77,046 | $1,451,000 | thousands by filing date | |
| COLFAX CORP | 194014205 | UNIT 01/15/2022T | 7,775 | $1,448,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 66,607 | $1,446,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 125,323 | $1,445,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 66,499 | $1,439,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 61,027 | $1,437,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 47,557 | $1,436,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 15,458 | $1,432,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 42,955 | $1,432,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 49,782 | $1,432,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 34,885 | $1,424,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 7,716 | $1,421,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 76,945 | $1,421,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 29,759 | $1,416,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 1,025,000 | $1,409,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 37,609 | $1,404,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 78,193 | $1,404,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 244,062 | $1,403,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 20,094 | $1,402,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 47,304 | $1,401,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 60,302 | $1,401,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 90,873 | $1,399,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 19,207 | $1,395,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 63,364 | $1,378,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 20,796 | $1,377,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 5,670 | $1,375,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 71,524 | $1,372,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 26,584 | $1,371,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 117,631 | $1,368,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 53,287 | $1,368,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 42,818 | $1,366,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 89,719 | $1,361,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 68,027 | $1,346,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 32,645 | $1,346,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 213,109 | $1,345,000 | thousands by filing date | |
| AMALGAMATED FINANCIAL CORP | 022671101 | COM | 85,855 | $1,342,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 60,121 | $1,339,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 1,000,000 | $1,334,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 75,266 | $1,332,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 8,828 | $1,331,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 696 | $1,331,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 141,216 | $1,323,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 43,680 | $1,320,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 40,844 | $1,319,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 219,255 | $1,317,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 20,681 | $1,316,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 24,481 | $1,314,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 32,826 | $1,312,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 77,011 | $1,312,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC | 40637HAB5 | NOTE 1.250%12/0 | 670,000 | $1,311,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 24,752 | $1,310,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509VAA8 | NOTE 1.750%12/1 | 1,150,000 | $1,310,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 66,256 | $1,303,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 46,988 | $1,303,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 82,547 | $1,300,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 43,299 | $1,299,000 | thousands by filing date | |
| VIRTUS EQUITY & CONV INCM FD | 92841M101 | COM | 42,910 | $1,298,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 605,000 | $1,292,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 85,000 | $1,291,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 62,473 | $1,288,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,424 | $1,284,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 15,504 | $1,282,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 40,168 | $1,282,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 815,000 | $1,282,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 33,884 | $1,279,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 17,871 | $1,279,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 1,180,000 | $1,279,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 25,244 | $1,277,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 86,451 | $1,277,000 | thousands by filing date | |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 1,150,000 | $1,270,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 925,000 | $1,266,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 48,112 | $1,265,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 87,027 | $1,261,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 61,837 | $1,261,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 143,915 | $1,259,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 233,000 | $1,259,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 47,881 | $1,256,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 89,292 | $1,252,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 12,770 | $1,250,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 90,972 | $1,248,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 26,514 | $1,242,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 80,083 | $1,242,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 68,852 | $1,241,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 24,710 | $1,240,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 141,716 | $1,237,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 7,379 | $1,235,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,950 | $1,231,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 11,507 | $1,223,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 92,994 | $1,223,000 | thousands by filing date | |
| MANDIANT INC | 31816QAF8 | NOTE 0.875% 6/0 | 1,075,000 | $1,219,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 58,304 | $1,214,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 42,697 | $1,212,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 42,469 | $1,210,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 14,983 | $1,209,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 24,038 | $1,209,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 9,951 | $1,204,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 76,705 | $1,200,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 73,464 | $1,190,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 19,704 | $1,187,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 23,327 | $1,186,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 22,467 | $1,184,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193AE4 | NOTE 2.750% 5/0 | 570,000 | $1,165,000 | thousands by filing date | |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 865,000 | $1,156,000 | thousands by filing date | |
| STONECO LTD | G85158106 | COM CL A | 17,208 | $1,154,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 171,620 | $1,153,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 136,768 | $1,153,000 | thousands by filing date | |
| II VI INC | 902104AB4 | NOTE 0.250% 9/0 | 725,000 | $1,145,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 28,972 | $1,143,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 83,831 | $1,141,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 49,360 | $1,129,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,811 | $1,125,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 259,941 | $1,123,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 9,899 | $1,122,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 67,487 | $1,120,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 33,228 | $1,118,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 29,240 | $1,115,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 895,000 | $1,115,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 16,923 | $1,111,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 21,184 | $1,098,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 38,020 | $1,088,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 31,957 | $1,088,000 | thousands by filing date | |
| WOLFSPEED INC | 225447AD3 | NOTE 1.750% 5/0 | 500,000 | $1,088,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 22,243 | $1,086,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 48,382 | $1,086,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 29,819 | $1,085,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 69,037 | $1,083,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 1,045,000 | $1,082,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 32,534 | $1,081,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 36,972 | $1,081,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 925,000 | $1,081,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 39,941 | $1,080,000 | thousands by filing date | |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 366,000 | $1,079,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 23,619 | $1,076,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 18,745 | $1,068,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 36,661 | $1,064,000 | thousands by filing date | |
| KBR INC | 48242WAB2 | BOND | 675,000 | $1,062,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 61,909 | $1,049,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 440,000 | $1,047,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 725,000 | $1,038,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 555,000 | $1,027,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 290,000 | $1,025,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 72,998 | $1,024,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 116,350 | $1,022,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 97,789 | $1,021,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 157,246 | $1,019,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 34,829 | $1,007,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 67,579 | $1,004,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 8,436 | $1,003,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 17,390 | $999,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 40,526 | $999,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 80,538 | $999,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 26,599 | $999,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 144,939 | $999,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 19,444 | $998,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 22,778 | $992,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 288,445 | $992,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 45,719 | $988,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 38,261 | $987,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 63,677 | $983,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 755,000 | $982,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 69,389 | $980,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5,662 | $977,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 64,644 | $972,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,269 | $969,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 41,280 | $967,000 | thousands by filing date | |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 565,000 | $967,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 990,000 | $966,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 975,000 | $965,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 20,640 | $960,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 3,954 | $958,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 235,000 | $957,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 815,000 | $955,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 12,560 | $953,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 23,335 | $952,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 64,407 | $951,000 | thousands by filing date | |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 525,000 | $950,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 34,466 | $949,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 6,010 | $947,000 | thousands by filing date | |
| NUVASIVE INC | 670704AJ4 | NOTE 0.375% 3/1 | 945,000 | $936,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 5,238 | $934,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 39,784 | $926,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 13,777 | $924,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 60,308 | $918,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 54,312 | $916,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 19,053 | $904,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 43,242 | $899,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAK3 | NOTE 6.750% 2/1 | 730,000 | $897,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 44,754 | $896,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 94,421 | $892,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 32,814 | $891,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 89,481 | $889,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 26,678 | $888,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 490,000 | $878,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 25,820 | $868,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 9,459 | $867,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 16,982 | $867,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 41,617 | $859,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 36,929 | $858,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 55,859 | $855,000 | thousands by filing date | |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 780,000 | $849,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 13,507 | $846,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 48,761 | $846,000 | thousands by filing date | |
| PERMIAN RES OPER LLC | 15136AAA0 | NOTE 3.250% 4/0 | 640,000 | $845,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10,450 | $844,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 45,022 | $843,000 | thousands by filing date | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 22,264 | $842,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 44,895 | $841,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 29,988 | $839,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 17,290 | $839,000 | thousands by filing date | |
| EQT CORP | 26884LAK5 | NOTE 1.750% 5/0 | 500,000 | $835,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 53,281 | $833,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 19,940 | $828,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 21,571 | $827,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 17,659 | $820,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 29,682 | $820,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 580,000 | $820,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 16,214 | $819,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,639 | $818,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 4,917 | $814,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 18,978 | $811,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 15,905 | $804,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 8,323 | $800,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 30,643 | $796,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 114,523 | $794,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 21,588 | $794,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 11,008 | $793,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 72,853 | $792,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,543 | $787,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 88,395 | $784,000 | thousands by filing date | |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 385,000 | $778,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 22,545 | $777,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 390,000 | $768,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 39,775 | $767,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 36,671 | $767,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 457,091 | $763,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 20,733 | $761,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 10,096 | $760,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 17,209 | $758,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 58,367 | $758,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 16,302 | $756,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 41,758 | $752,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 15,862 | $748,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 5,560 | $747,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,396 | $744,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 40,050 | $744,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 7,402 | $741,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 41,994 | $741,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 133,318 | $740,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 93,449 | $737,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 43,337 | $737,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AB5 | BOND | 410,000 | $736,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 75,015 | $733,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 12,902 | $732,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 40,185 | $732,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 38,507 | $730,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 450,000 | $724,000 | thousands by filing date | |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 690,000 | $724,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 34,920 | $722,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HLDGS | 78781PAB1 | NOTE | 385,000 | $722,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,225 | $720,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 7,409 | $720,000 | thousands by filing date | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 14,950 | $720,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 4,365 | $719,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 88,740 | $716,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 10,515 | $712,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 13,863 | $712,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 5,237 | $709,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 15,385 | $708,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 2,437 | $708,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 24,733 | $707,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 80,941 | $707,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 153,541 | $705,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 558,000 | $705,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 130,340 | $704,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 5,645 | $702,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 44,410 | $702,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 23,396 | $699,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAD2 | BOND | 565,000 | $698,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 15,964 | $697,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,709 | $694,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 30,128 | $693,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 8,926 | $690,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 125,650 | $690,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 44,209 | $689,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 72,086 | $689,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 160,567 | $686,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 68,676 | $683,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 8,732 | $682,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 5,340 | $680,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 260,000 | $676,000 | thousands by filing date | |
| THE ODP CORP | 88337F105 | COM | 14,052 | $675,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 88,104 | $674,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,055 | $672,000 | thousands by filing date | |
| INVITAE CORP | 46185LAB9 | NOTE 2.000% 9/0 | 495,000 | $670,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 17,159 | $667,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 27,756 | $667,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 68,723 | $666,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 13,967 | $665,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 15,505 | $660,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,130 | $658,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 5,181 | $658,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 31,478 | $656,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 14,524 | $656,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 4,931 | $655,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 43,572 | $654,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 4,029 | $651,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 52,461 | $651,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 25,960 | $651,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 9,976 | $651,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 41,990 | $645,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 14,277 | $645,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 49,214 | $645,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 24,186 | $644,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 71,164 | $644,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 101,101 | $642,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 115,663 | $642,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 20,479 | $641,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 7,598 | $639,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 3,655 | $638,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 63,902 | $636,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 17,306 | $634,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 30,145 | $629,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 18,401 | $629,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 8,569 | $628,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 6,688 | $627,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,217 | $626,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC | 707569AU3 | NOTE 2.750% 5/1 | 187,000 | $626,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 139,801 | $625,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 9,822 | $624,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 15,536 | $621,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 12,317 | $621,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 155,670 | $620,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 13,198 | $618,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 8,514 | $616,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 12,573 | $610,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 10,052 | $610,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 11,749 | $609,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 43,243 | $606,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 11,859 | $604,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,931 | $603,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 8,459 | $603,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 20,334 | $603,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 10,033 | $600,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 22,174 | $596,000 | thousands by filing date | |
| MERCHANTS BANCORP IND | 58844R108 | COM | 15,198 | $596,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 27,086 | $595,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 56,152 | $595,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 10,365 | $594,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 12,027 | $591,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 14,825 | $591,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,852 | $588,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 13,345 | $588,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 112,108 | $585,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 23,094 | $584,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 34,679 | $583,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 13,039 | $583,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 36,174 | $582,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 8,918 | $578,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 38,360 | $575,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 56,834 | $573,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 20,087 | $572,000 | thousands by filing date | |
| ONTRAK INC | 683373104 | COM | 17,490 | $568,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 8,940 | $567,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 154,019 | $564,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 53,160 | $563,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 39,250 | $561,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 40,932 | $560,000 | thousands by filing date | |
| ARKO CORP | 041242108 | COMMON STOCK | 60,955 | $560,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 36,281 | $557,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 11,202 | $555,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 19,551 | $555,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 350,000 | $554,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 16,132 | $553,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 24,712 | $552,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 26,590 | $551,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 3,749 | $550,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 20,986 | $549,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 4,095 | $543,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 18,427 | $542,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 39,093 | $541,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 37,843 | $539,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 82,488 | $538,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 8,688 | $537,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 62,481 | $536,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 23,613 | $532,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 9,875 | $530,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 44,205 | $528,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 12,397 | $526,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 12,893 | $525,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 96,456 | $524,000 | thousands by filing date | |
| CENTERSPACE COM | 15202L107 | REIT | 6,515 | $514,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 79,146 | $514,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 14,027 | $513,000 | thousands by filing date | |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 18,883 | $509,000 | thousands by filing date | |
| Granite Construction Inc | 387328AB3 | CV | 350,000 | $507,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 27,458 | $505,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 26,514 | $503,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 21,358 | $502,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 17,934 | $502,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 5,908 | $499,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 7,884 | $499,000 | thousands by filing date | |
| ABSOLUTE SOFTWARE CORP | 00386B109 | COM | 34,459 | $499,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 72,807 | $495,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 10,838 | $493,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 24,625 | $492,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 12,836 | $491,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,642 | $489,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985AM1 | NOTE 0.500% 8/1 | 435,000 | $482,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 11,865 | $479,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 4,127 | $478,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 25,408 | $477,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 14,407 | $477,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 31,929 | $474,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 22,833 | $474,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 18,902 | $473,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,201 | $471,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 45,552 | $471,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 19,500 | $471,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 32,021 | $465,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 9,780 | $462,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,818 | $461,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 26,240 | $459,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,237 | $457,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 20,380 | $455,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 9,642 | $445,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,675 | $441,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,085 | $440,000 | thousands by filing date | |
| BROADSTONE NET LEASE INC COM | 11135E203 | REIT | 18,651 | $437,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 39,310 | $435,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 110,180 | $431,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 26,114 | $431,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,486 | $429,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 28,364 | $425,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 10,434 | $424,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 71,901 | $413,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,819 | $412,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 33,742 | $411,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 55,056 | $410,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 21,857 | $406,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 18,959 | $406,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS | 00507W206 | COM | 51,273 | $406,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 120,879 | $403,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,718 | $402,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 15,235 | $402,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 10,466 | $402,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 40,360 | $398,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 22,791 | $397,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 12,387 | $393,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 19,551 | $386,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 26,241 | $384,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,112 | $383,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 183,048 | $383,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 86,881 | $382,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 16,308 | $378,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 10,926 | $375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 12,663 | $372,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,748 | $370,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 26,748 | $368,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 174,841 | $365,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 5,163 | $363,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 8,153 | $363,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 108,228 | $363,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 21,775 | $361,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 37,350 | $359,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 37,898 | $356,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 41,017 | $355,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 8,679 | $352,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 84,572 | $351,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 17,195 | $351,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 73,098 | $350,000 | thousands by filing date | |
| CBTX INC | 12481V104 | COM | 12,754 | $348,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 31,168 | $347,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 32,142 | $345,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 16,112 | $345,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 10,002 | $344,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 22,761 | $332,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 29,338 | $332,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,015 | $330,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 537,351 | $328,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 26,234 | $326,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 38,540 | $326,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 15,039 | $322,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 27,077 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,269 | $320,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 35,952 | $309,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 9,871 | $307,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 11,598 | $305,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445546-21-003990 | this filing | 2021-08-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001445546-21-004993 | base | 2021-10-12 | acceptance time not in the bulk data set |