13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,612 holding rows worth $1,683,757,000.
- Accession
- 0001445065-21-000001
- Filer
- CIK 1445065
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,612 entries on the cover page, a total value of $1,683,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,683,757,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 40 | $3,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 100 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 35 | $3,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 200 | $3,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,078 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $3,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,343 | $3,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,000 | $3,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 5,000 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 80 | $3,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 200 | $3,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 23 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 9 | $2,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 55 | $2,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 18 | $2,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 84 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 5,000 | $2,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 90 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 25 | $2,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 37 | $2,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 56 | $2,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 1,000 | $2,000 | thousands by filing date | call |
| EVERGY INC COM | 30034W106 | Stock | 44 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 138 | $2,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 11 | $2,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 23 | $2,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 6 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 58 | $2,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 100 | $2,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 69 | $2,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 100 | $2,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 67 | $2,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 41 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 86 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 57 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6 | $2,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 45 | $2,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 6 | $2,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 144 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $2,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 760 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 208 | $2,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 49 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 231 | $2,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 84 | $2,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,000 | $2,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 62 | $2,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,000 | $2,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 500 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 207 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 3,618 | $2,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 300 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,000 | $2,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 35 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,500 | $2,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 23 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 6 | $1,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 3 | $1,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 10 | $1,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 38 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 40 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1 | $1,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 10 | $1,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 85 | $1,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 36 | $1,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 66 | $1,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 100 | $1,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 10 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 90 | $1,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5 | $1,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 4 | $1,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 58 | $1,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 43 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 101 | $1,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 8 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 23 | $1,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 19 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 29 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 191 | $1,000 | thousands by filing date | |
| APARTMENT INCOME REIT CORP | 03750L109 | COM | 23 | $1,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 80 | $1,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 110 | $1,000 | thousands by filing date | |
| Fidelity Blue Chip Growth ETF | 316092352 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Tesla Motors, Inc | 88160R101 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 690370101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092345 | BLUE CHIP VALUE | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L206 | ADS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A132 | *W EXP 11/16/202 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |