13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,612 holding rows worth $1,683,757,000.
- Accession
- 0001445065-21-000001
- Filer
- CIK 1445065
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,612 entries on the cover page, a total value of $1,683,757,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,683,757,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 1,574 | $43,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 1,472 | $43,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,688 | $43,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 1,818 | $43,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 1,700 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 951 | $42,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 461 | $42,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 714 | $42,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 2,618 | $42,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 2,380 | $42,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,307 | $42,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 366 | $42,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 500 | $41,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 103 | $41,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 832 | $41,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,590 | $41,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 2,498 | $41,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $40,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 308 | $40,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,080 | $40,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 120 | $40,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,000 | $40,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 1,504 | $40,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 750 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,459 | $39,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 700 | $39,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 100 | $39,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 1,200 | $39,000 | thousands by filing date | |
| NOVUS CAP CORP COM | 67012U108 | Stock | 2,500 | $39,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 3,000 | $38,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,068 | $38,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 230 | $38,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 253 | $38,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,030 | $38,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,131 | $38,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 1,014 | $38,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 9,365 | $37,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,107 | $37,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 966 | $37,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 545 | $37,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,536 | $37,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,350 | $37,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 637 | $36,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,200 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,000 | $36,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 2,185 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 392 | $34,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 862 | $34,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 2,899 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,795 | $34,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 1,500 | $34,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 814 | $34,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 590 | $34,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,026 | $34,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 693 | $34,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 1,700 | $34,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $33,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 647 | $33,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 612 | $33,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 508 | $33,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 383 | $33,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 1,097 | $33,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 460 | $33,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,000 | $33,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 1,535 | $33,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 1,031 | $32,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 210 | $32,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 435 | $32,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 328 | $32,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 575 | $31,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 519 | $31,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 653 | $31,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 4,900 | $31,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,930 | $31,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,449 | $31,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,544 | $31,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 867 | $31,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 85 | $30,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,386 | $30,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 132 | $30,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 7,411 | $30,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,800 | $30,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 458 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 281 | $29,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 247 | $29,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 127 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 1,956 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 500 | $29,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,825 | $28,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 373 | $28,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 525 | $28,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 450 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 701 | $28,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,746 | $28,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 675 | $28,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 3,032 | $28,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,151 | $28,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 65 | $27,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 835 | $27,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 367 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 621 | $27,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 1,305 | $27,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 3,300 | $27,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,648 | $27,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,142 | $27,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,085 | $26,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 800 | $26,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 446 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 452 | $26,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 115 | $26,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 180 | $26,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 2,410 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 575 | $25,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 304 | $25,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 200 | $25,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 2,573 | $25,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,040 | $24,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 92 | $24,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 183 | $24,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,576 | $24,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 675 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 410 | $24,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,685 | $24,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 625 | $23,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,417 | $23,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 408 | $23,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,187 | $23,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,353 | $23,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 954 | $23,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 214 | $22,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 60 | $22,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,205 | $22,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,252 | $22,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,332 | $22,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 348 | $22,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 9,700 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,130 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 303 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 917 | $22,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 83 | $21,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 407 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 618 | $21,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 122 | $20,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 210 | $20,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 75 | $20,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 276 | $20,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 117 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 678 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,500 | $20,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 150 | $19,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 47 | $19,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 454 | $19,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 713 | $19,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 298 | $19,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 548 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 432 | $19,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 235 | $19,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 240 | $19,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 700 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 489 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 270 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 500 | $19,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 500 | $19,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 679 | $19,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,000 | $19,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,100 | $18,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 450 | $18,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 515 | $18,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $18,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,900 | $18,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 300 | $18,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35 | $17,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,000 | $17,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 323 | $17,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 174 | $17,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 17 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 354 | $17,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 456 | $17,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 700 | $17,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 960 | $17,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 24 | $16,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 131 | $16,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 100 | $16,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 257 | $16,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 208 | $16,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 116 | $16,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 385 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 189 | $16,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 300 | $16,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,275 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 562 | $16,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,767 | $16,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 550 | $16,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 183 | $16,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 609 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 198 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 324 | $16,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 194 | $15,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 145 | $15,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 700 | $15,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 240 | $15,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 233 | $15,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 915 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 725 | $15,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 76 | $15,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 411 | $15,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 395 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 332 | $15,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 920 | $15,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,081 | $15,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 4,000 | $15,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 2,200 | $15,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 540 | $14,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 2,500 | $14,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 120 | $14,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,200 | $14,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 825 | $14,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 147 | $14,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 500 | $14,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 208 | $14,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,025 | $14,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $14,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 114 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 200 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 325 | $14,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 679 | $13,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 581 | $13,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 400 | $13,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,090 | $13,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 99 | $13,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 176 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 83 | $13,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,155 | $13,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,200 | $13,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 893 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 88 | $13,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 440 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 565 | $13,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 511 | $13,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 180 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 341 | $12,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3 | $12,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 59 | $12,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $12,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,397 | $12,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 251 | $12,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 535 | $12,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 1,885 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 257 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 278 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 187 | $12,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,000 | $12,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 275 | $12,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $12,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 578 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 116 | $12,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - MAY | 45782C326 | ETF | 400 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 287 | $12,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 820 | $12,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $11,000 | thousands by filing date | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 235 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 225 | $11,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 91 | $11,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 500 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 734 | $11,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,515 | $11,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 705 | $11,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 200 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 337 | $11,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 300 | $11,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 188 | $10,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 463 | $10,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 200 | $10,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 107 | $10,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 400 | $10,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 179 | $10,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 200 | $10,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $10,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 375 | $10,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 28 | $10,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 200 | $10,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 74 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 378 | $10,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 675 | $10,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 200 | $10,000 | thousands by filing date | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 350 | $10,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 250 | $10,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 3,600 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 175 | $10,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 48 | $9,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 283 | $9,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,000 | $9,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 429 | $9,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 100 | $9,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 255 | $9,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 125 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 72 | $9,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 300 | $9,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 259 | $9,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 4 | $9,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 350 | $9,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16 | $9,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 922 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 102 | $9,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 80 | $9,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 1,000 | $9,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 400 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 150 | $9,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 100 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 650 | $9,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 215 | $9,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,700 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 600 | $9,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 500 | $9,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,000 | $9,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 50 | $8,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 122 | $8,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 200 | $8,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 83 | $8,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 94 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 320 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 235 | $8,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 295 | $8,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 103 | $8,000 | thousands by filing date | |
| GROUPON INC | 399473206 | COM NEW | 200 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 51 | $8,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 63 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 133 | $8,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 59 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 100 | $8,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 350 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 100 | $8,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 250 | $8,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 422 | $7,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 2,500 | $7,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $7,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $7,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 310 | $7,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 900 | $7,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 16 | $7,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 600 | $7,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 391 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 119 | $7,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 36 | $7,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 135 | $7,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 184 | $7,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 288 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 100 | $7,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 300 | $7,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 250 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 421 | $7,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 232 | $7,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 5,500 | $7,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 129 | $6,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 22 | $6,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 74 | $6,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 87 | $6,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 101 | $6,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 506 | $6,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 104 | $6,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 76 | $6,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,000 | $6,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 255 | $6,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 286 | $6,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 1,500 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 280 | $6,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 83 | $6,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 154 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 200 | $6,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 331 | $6,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 104 | $6,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 140 | $6,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 900 | $6,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110 | $6,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 230 | $6,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 280 | $6,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 150 | $6,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 276 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 106 | $6,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 91 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 100 | $6,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 453 | $6,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 297 | $5,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 19 | $5,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 300 | $5,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 30 | $5,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 21 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 117 | $5,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 100 | $5,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 61 | $5,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 284 | $5,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 100 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 100 | $5,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 70 | $5,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 200 | $5,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 295 | $5,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 63 | $5,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 100 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 83 | $5,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 24 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 302 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 100 | $5,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 200 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 34 | $5,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 152 | $5,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 210 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 19 | $5,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 100 | $5,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 20 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 686 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 510 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212 | $5,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 50 | $5,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 425 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 100 | $5,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 800 | $5,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 565 | $5,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 300 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 301 | $5,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 57 | $5,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 261 | $5,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 500 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 215 | $5,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 50 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 99 | $4,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 45 | $4,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 35 | $4,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 64 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 96 | $4,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 20 | $4,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 250 | $4,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 186 | $4,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 80 | $4,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 65 | $4,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 138 | $4,000 | thousands by filing date | |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 200 | $4,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 190 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 53 | $4,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 66 | $4,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 84 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 150 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 50 | $4,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 66 | $4,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 47 | $4,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 23 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 100 | $4,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 31 | $4,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 18 | $4,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 200 | $4,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 135 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,003 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,000 | $4,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| SIREN ETF TR | 829658202 | NEXGEN ECONOMY | 100 | $4,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 73 | $4,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 56 | $4,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 200 | $4,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 500 | $4,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 1,000 | $4,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2,000 | $4,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 74 | $3,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 50 | $3,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 35 | $3,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 106 | $3,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 315 | $3,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 99 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 300 | $3,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 34 | $3,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 34 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 15 | $3,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100 | $3,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 89 | $3,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 19 | $3,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 59 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 100 | $3,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 89 | $3,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 150 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 200 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 35 | $3,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 101 | $3,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 40 | $3,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 207 | $3,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53 | $3,000 | thousands by filing date | |
| CONCENTRIX CORP | 20602D101 | COM | 35 | $3,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 9 | $3,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 23 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 44 | $3,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $3,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 500 | $3,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 37 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 66 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-21-000001 | this filing | 2021-02-16 | acceptance time not in the bulk data set |