13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-06, with 1,892 holding rows worth $1,421,646,000.
- Accession
- 0001445065-20-000001
- Filer
- CIK 1445065
- Filed
- 2020-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,892 entries on the cover page, a total value of $1,421,646,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,421,646,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPIRIT AIRLS INC | 848577102 | COM | 200 | $8,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 90 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 400 | $7,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 35 | $7,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 117 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 238 | $7,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 200 | $7,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 367 | $7,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 154 | $7,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 109 | $7,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 33 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 215 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 43 | $7,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 500 | $7,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 350 | $7,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 218 | $7,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 16 | $7,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 250 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 70 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 51 | $7,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 35 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 56 | $7,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 400 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 100 | $7,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 200 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 101 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 200 | $7,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 349 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 202 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 183 | $7,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 116 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 137 | $7,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 119 | $7,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 500 | $7,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 500 | $7,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 10 | $6,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 251 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 130 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $6,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 250 | $6,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 82 | $6,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,400 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 75 | $6,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 300 | $6,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 300 | $6,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 146 | $6,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $6,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 28 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 125 | $6,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 400 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 148 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 40 | $6,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 103 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 63 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 50 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $6,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 384 | $6,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 280 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 135 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 200 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 50 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 125 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 237 | $6,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 36 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 90 | $6,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 50 | $6,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 102 | $6,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 118 | $6,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 165 | $6,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 650 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 300 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 100 | $6,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 331 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 537 | $6,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 367 | $6,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 200 | $6,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 56 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 80 | $6,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 440 | $6,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,100 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 128 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 125 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 102 | $6,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $6,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 1,500 | $6,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,200 | $6,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 1,000 | $6,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G680 | S&P FINCIAL REVE | 80 | $6,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 129 | $5,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 45 | $5,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 56 | $5,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 35 | $5,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 62 | $5,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 250 | $5,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 98 | $5,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 119 | $5,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 30 | $5,000 | thousands by filing date | |
| TRADEWEB MKTS INC CL A | 892672106 | Stock | 100 | $5,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 524 | $5,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 250 | $5,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 202 | $5,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 31 | $5,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 47 | $5,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 18 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 30 | $5,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 182 | $5,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 353 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 100 | $5,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 295 | $5,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 100 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 48 | $5,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 144 | $5,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 50 | $5,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 39 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 120 | $5,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 48 | $5,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 108 | $5,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 465 | $5,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 792 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212 | $5,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 372 | $5,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 315 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110 | $5,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 415 | $5,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 230 | $5,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 260 | $5,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 152 | $5,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 73 | $5,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 500 | $5,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 101 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 80 | $5,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,100 | $5,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 42 | $5,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,450 | $5,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 250 | $5,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 2,000 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 215 | $5,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 8,500 | $5,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 175 | $5,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 150 | $4,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 16 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $4,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 45 | $4,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 19 | $4,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 33 | $4,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 363 | $4,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 39 | $4,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 24 | $4,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 61 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 150 | $4,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 44 | $4,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 171 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 20 | $4,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 19 | $4,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 295 | $4,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 80 | $4,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 65 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 180 | $4,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 83 | $4,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 24 | $4,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 33 | $4,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 54 | $4,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 43 | $4,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 190 | $4,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 11 | $4,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200 | $4,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 101 | $4,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 50 | $4,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 83 | $4,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 150 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 115 | $4,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 129 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 120 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 20 | $4,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 26 | $4,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 250 | $4,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 400 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,500 | $4,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $4,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 173 | $4,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 300 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 500 | $4,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 186 | $4,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,399 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 100 | $4,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 55 | $3,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 22 | $3,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 55 | $3,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 27 | $3,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 42 | $3,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 46 | $3,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 100 | $3,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 300 | $3,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,000 | $3,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 12 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 123 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 153 | $3,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 75 | $3,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 20 | $3,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 89 | $3,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 99 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $3,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 250 | $3,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 136 | $3,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 24 | $3,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 59 | $3,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 50 | $3,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 89 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 100 | $3,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 50 | $3,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 50 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 55 | $3,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 100 | $3,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 25 | $3,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 90 | $3,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 111 | $3,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 94 | $3,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53 | $3,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 51 | $3,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 460 | $3,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 19 | $3,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 200 | $3,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 44 | $3,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 36 | $3,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 37 | $3,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 23 | $3,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 250 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 64 | $3,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 100 | $3,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 139 | $3,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 25 | $3,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 537 | $3,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 319 | $3,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 6,667 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,900 | $3,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 91 | $3,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 290 | $3,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 200 | $3,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 100 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $3,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 400 | $3,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 625 | $3,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 54 | $2,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 40 | $2,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3 | $2,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 13 | $2,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 84 | $2,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 62 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 300 | $2,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 235 | $2,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 33 | $2,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 25 | $2,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 16 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 200 | $2,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 250 | $2,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 50 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 50 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,200 | $2,000 | thousands by filing date | put |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 100 | $2,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 92 | $2,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 212 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 85 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 568 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 57 | $2,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 6 | $2,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 100 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 96 | $2,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 199 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 19 | $2,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 23 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 40 | $2,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 38 | $2,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 157 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 165 | $2,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 100 | $2,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 37 | $2,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 255 | $2,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 250 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 208 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 87 | $2,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 168 | $2,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 50 | $2,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 85 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,000 | $2,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 104 | $2,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,291 | $2,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 304 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 166 | $2,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 1,000 | $2,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 300 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 100 | $2,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 140 | $2,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,343 | $2,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,000 | $2,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 35 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 80 | $2,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 500 | $2,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 30 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 40 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,200 | $1,000 | thousands by filing date | put |
| YETI HLDGS INC COM | 98585X104 | Stock | 32 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 9 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 85 | $1,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 25 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 20 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,000 | $1,000 | thousands by filing date | put |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 30 | $1,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 41 | $1,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15 | $1,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 26 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 35 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 20 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11 | $1,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 58 | $1,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 25 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 100 | $1,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 12 | $1,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5 | $1,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 47 | $1,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 7 | $1,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 125 | $1,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 300 | $1,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 94 | $1,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 18 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 200 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 62 | $1,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 1,200 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 50 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 80 | $1,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 140 | $1,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 43 | $1,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 600 | $1,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 400 | $1,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 300 | $1,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,000 | $1,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,500 | $1,000 | thousands by filing date | |
| VIRGIN GALACTIC HOLDINGS INC | 92766K114 | W EXP 11/25/202 | 300 | $1,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 200 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| USBANCORPDEL | 902973304 | COM NEW | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORNING INC | 219350105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LOVESAC COMPANY | 54738L109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 2,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEX CAP INC | 26817Q886 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MATTEL INC | 577081102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANITOWOC CO INC | 563571405 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZION OIL & GAS INC | 989696109 | COM | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK INC | 205750300 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-20-000001 | this filing | 2020-02-06 | acceptance time not in the bulk data set |