13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-06, with 1,892 holding rows worth $1,421,646,000.
- Accession
- 0001445065-20-000001
- Filer
- CIK 1445065
- Filed
- 2020-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,892 entries on the cover page, a total value of $1,421,646,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,421,646,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 1,995 | $45,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 294 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 2,340 | $44,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,075 | $44,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 1,257 | $44,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 847 | $43,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 334 | $43,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 986 | $43,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,474 | $43,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 654 | $43,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 251 | $43,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,568 | $42,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 461 | $42,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,752 | $42,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,794 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,688 | $42,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,165 | $42,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 2,612 | $42,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,001 | $41,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 390 | $41,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 1,962 | $41,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,544 | $41,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 445 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 2,240 | $40,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 480 | $40,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 800 | $39,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 250 | $39,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 492 | $39,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,000 | $39,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 2,670 | $39,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 35 | $39,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 3,253 | $39,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 386 | $39,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 1,830 | $39,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 6,286 | $39,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 5,300 | $38,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 285 | $38,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 476 | $38,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 600 | $38,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 502 | $38,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 1,145 | $38,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 810 | $38,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 861 | $38,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,400 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,611 | $37,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 641 | $37,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,278 | $36,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 616 | $36,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,746 | $36,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 2,000 | $36,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 290 | $36,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,384 | $36,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 5,067 | $36,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 2,310 | $36,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 850 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 531 | $36,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 461 | $35,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 384 | $35,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 495 | $35,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $35,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 1,900 | $35,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 450 | $35,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 786 | $35,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 4,891 | $35,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,687 | $35,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 4,900 | $35,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $34,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 575 | $34,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 367 | $34,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,374 | $34,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,523 | $34,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $34,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 1,000 | $34,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,006 | $33,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 890 | $33,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 375 | $33,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 338 | $33,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 460 | $33,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 2,262 | $33,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $33,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,273 | $33,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 700 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 799 | $33,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,600 | $32,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 228 | $32,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 206 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 600 | $32,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 800 | $32,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 387 | $31,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 684 | $31,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,027 | $31,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 400 | $31,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,200 | $31,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 1,968 | $31,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 428 | $31,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 4,275 | $31,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,413 | $31,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 1,267 | $31,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $30,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 917 | $30,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,324 | $30,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 721 | $30,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 633 | $30,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,672 | $30,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,332 | $30,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $30,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 875 | $30,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 231 | $30,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 1,485 | $30,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,100 | $30,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,074 | $29,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,575 | $29,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,290 | $29,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 829 | $29,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 20 | $29,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 850 | $29,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,233 | $29,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,930 | $29,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 1,214 | $29,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,962 | $29,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 213 | $28,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $28,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 404 | $28,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 168 | $28,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,746 | $28,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 1,145 | $28,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 850 | $28,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 500 | $28,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,870 | $28,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,817 | $28,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,568 | $28,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 546 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 570 | $28,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 1,325 | $28,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 1,285 | $28,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 525 | $27,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 825 | $27,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,600 | $27,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 438 | $27,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,857 | $27,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 344 | $27,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 750 | $27,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 1,545 | $27,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 635 | $27,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 1,200 | $27,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 560 | $27,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 400 | $26,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 400 | $26,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 306 | $26,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200 | $26,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 370 | $26,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 643 | $26,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,100 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,367 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 660 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 1,000 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 660 | $26,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 1,828 | $26,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 307 | $25,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 458 | $25,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 174 | $25,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 453 | $25,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 452 | $25,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 276 | $25,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 3,300 | $25,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 119 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 344 | $25,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1,084 | $25,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 258 | $24,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 150 | $24,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 455 | $24,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 383 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 575 | $24,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 468 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 419 | $24,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 344 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 791 | $24,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,735 | $24,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,502 | $24,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,155 | $24,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,505 | $24,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,245 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 421 | $24,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 3,250 | $24,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 521 | $24,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 930 | $24,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,400 | $23,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 780 | $23,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 373 | $23,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 400 | $23,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 134 | $23,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 363 | $23,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,000 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,000 | $23,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 881 | $23,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 348 | $23,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 2,171 | $23,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 443 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 663 | $23,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 550 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 461 | $23,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 1,685 | $23,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 345 | $22,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 225 | $22,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,607 | $22,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $22,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,172 | $22,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 173 | $22,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,436 | $22,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 700 | $22,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 1,107 | $22,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 7,396 | $22,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,000 | $22,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 798 | $21,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,259 | $21,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 500 | $21,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,997 | $21,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,362 | $21,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 615 | $21,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,630 | $21,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 180 | $21,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 2,272 | $21,000 | thousands by filing date | |
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| ADAM NAT RES FD INC | 00548F105 | COM | 1,290 | $21,000 | thousands by filing date | |
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| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 346 | $20,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 363 | $19,000 | thousands by filing date | |
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| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 97 | $18,000 | thousands by filing date | |
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| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 292 | $16,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 85 | $16,000 | thousands by filing date | |
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| WAYFAIR INC | 94419L101 | CL A | 175 | $16,000 | thousands by filing date | |
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| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 377 | $16,000 | thousands by filing date | |
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| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 287 | $15,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 96 | $15,000 | thousands by filing date | |
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| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 150 | $14,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 124 | $14,000 | thousands by filing date | |
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| UGI CORP NEW COM | 902681105 | Stock | 313 | $14,000 | thousands by filing date | |
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| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 334 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 627 | $14,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 2,118 | $14,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 300 | $14,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 800 | $14,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 460 | $14,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,522 | $14,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 652 | $14,000 | thousands by filing date | |
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| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 300 | $14,000 | thousands by filing date | |
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| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 54 | $13,000 | thousands by filing date | |
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| OMNICELL COM COM | 68213N109 | Stock | 153 | $13,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 120 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 368 | $13,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 208 | $13,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 52 | $13,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 155 | $13,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 1,300 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 408 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 280 | $13,000 | thousands by filing date | |
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| TETRA TECH INC NEW | 88162G103 | COM | 147 | $13,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 550 | $13,000 | thousands by filing date | |
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| BlackRock Muniy Michigan | 09254V105 | Fund | 893 | $13,000 | thousands by filing date | |
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| NRC HEALTH | 637372202 | COMMON STOCK | 188 | $12,000 | thousands by filing date | |
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| GLOBAL X FDS | 37954Y434 | GENOMIC BIOTECH | 763 | $12,000 | thousands by filing date | |
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| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 350 | $11,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 179 | $11,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 180 | $11,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 214 | $11,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 272 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 61 | $11,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 425 | $11,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 64 | $11,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 91 | $11,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 83 | $11,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 660 | $11,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 214 | $11,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $11,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 255 | $11,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 650 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 394 | $11,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 505 | $11,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $11,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 300 | $11,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 133 | $11,000 | thousands by filing date | |
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| KENNAMETAL INC | 489170100 | COM | 306 | $11,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 55 | $11,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,200 | $11,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,700 | $11,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 340 | $11,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,300 | $11,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $11,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 2,208 | $11,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 106 | $10,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35 | $10,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 40 | $10,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 456 | $10,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 159 | $10,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 89 | $10,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 250 | $10,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 37 | $10,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 190 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $10,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 168 | $10,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 238 | $10,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 625 | $10,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 485 | $10,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 187 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 922 | $10,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200 | $10,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 600 | $10,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 671 | $10,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 720 | $10,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 712 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 337 | $10,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 578 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 288 | $10,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 350 | $10,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $10,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 151 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $10,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 1,018 | $10,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 56 | $9,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 304 | $9,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 600 | $9,000 | thousands by filing date | |
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| CNX RES CORP COM | 12653C108 | Stock | 1,000 | $9,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 250 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 287 | $9,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 350 | $9,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 60 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 700 | $9,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 750 | $9,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 92 | $9,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 700 | $9,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 400 | $9,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 600 | $9,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 11 | $9,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 264 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,090 | $9,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 311 | $9,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 288 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 116 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 301 | $9,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 594 | $9,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 364 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $8,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 52 | $8,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 48 | $8,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 194 | $8,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 186 | $8,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 93 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 449 | $8,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 100 | $8,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 550 | $8,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 935 | $8,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 561 | $8,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 500 | $8,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 300 | $8,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 500 | $8,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 500 | $8,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,003 | $8,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 436 | $8,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,265 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 250 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 575 | $8,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 465 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $8,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 200 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-20-000001 | this filing | 2020-02-06 | acceptance time not in the bulk data set |