13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 1,723 holding rows worth $1,103,764,000.
- Accession
- 0001445065-19-000014
- Filer
- CIK 1445065
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,723 entries on the cover page, a total value of $1,103,764,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,103,764,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNISYS CORP | 909214306 | COMMON STOCK | 415 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 200 | $5,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 230 | $5,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 100 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 80 | $5,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 310 | $5,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,143 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 126 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 600 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,000 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 134 | $5,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 80 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $4,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 150 | $4,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $4,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 122 | $4,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 151 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $4,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 20 | $4,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 300 | $4,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 119 | $4,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 64 | $4,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 260 | $4,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 71 | $4,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 150 | $4,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 168 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 30 | $4,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 93 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 450 | $4,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 133 | $4,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 295 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 44 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 120 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 115 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 40 | $4,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 125 | $4,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 465 | $4,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212 | $4,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 50 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $4,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 65 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 400 | $4,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 114 | $4,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 500 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,343 | $4,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 300 | $4,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 129 | $3,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 519 | $3,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 67 | $3,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 60 | $3,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 33 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 103 | $3,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 200 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 23 | $3,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 54 | $3,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 50 | $3,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 20 | $3,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100 | $3,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 13 | $3,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 25 | $3,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 50 | $3,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 49 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 100 | $3,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 24 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 55 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 60 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $3,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 22 | $3,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15 | $3,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 18 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 85 | $3,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 185 | $3,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $3,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 250 | $3,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 40 | $3,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 215 | $3,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 130 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 660 | $3,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 341 | $3,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 6,667 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,900 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 705 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 100 | $3,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 31 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 100 | $3,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,500 | $3,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 50 | $2,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 41 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 58 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 508 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 123 | $2,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 50 | $2,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 99 | $2,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 42 | $2,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 7 | $2,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28 | $2,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 55 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 50 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 100 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 85 | $2,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 56 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 27 | $2,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 150 | $2,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 33 | $2,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 58 | $2,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 100 | $2,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 100 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 77 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 100 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 125 | $2,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 85 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $2,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 45 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 49 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 274 | $2,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 100 | $2,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 100 | $2,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 35 | $2,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 300 | $2,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 700 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 80 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 20 | $2,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 625 | $2,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 9 | $1,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 50 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 40 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 9 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,500 | $1,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 9 | $1,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 25 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 425 | $1,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 9 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $1,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 5 | $1,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 100 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 45 | $1,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 7 | $1,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 25 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 35 | $1,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 220 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 10 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 40 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 20 | $1,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 11 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 100 | $1,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 150 | $1,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 50 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 20 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 38 | $1,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 57 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 28 | $1,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 7 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 20 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 21 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 20 | $1,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 200 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 200 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 40 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 40 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,400 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 43 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 62 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $1,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 300 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 166 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 100 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 350 | $1,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 150 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 150 | $1,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 200 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 5,000 | $1,000 | thousands by filing date | put |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 200 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 37 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 175 | $1,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USBANCORPDEL | 902973304 | COM NEW | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 2,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 1,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 2,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-19-000014 | this filing | 2019-05-15 | acceptance time not in the bulk data set |