13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 1,723 holding rows worth $1,103,764,000.
- Accession
- 0001445065-19-000014
- Filer
- CIK 1445065
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,723 entries on the cover page, a total value of $1,103,764,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,103,764,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBENJAMIN EDWARDS INC028-19533
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,413 | $32,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,489 | $32,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,675 | $32,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 91 | $31,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,100 | $31,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,976 | $31,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,000 | $31,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,135 | $31,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,278 | $31,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,725 | $31,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,500 | $31,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 2,448 | $30,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,360 | $30,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,655 | $30,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 659 | $30,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 594 | $30,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 396 | $30,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 597 | $30,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 1,050 | $30,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,145 | $30,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 867 | $30,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $29,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 206 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,051 | $29,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 759 | $29,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,000 | $29,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 400 | $28,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,856 | $28,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,458 | $28,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 400 | $28,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 163 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 792 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,304 | $28,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,290 | $28,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,248 | $28,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $28,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,927 | $28,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 431 | $28,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,100 | $28,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 734 | $27,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 130 | $27,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,000 | $27,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 635 | $27,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 218 | $27,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 383 | $27,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 400 | $27,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,080 | $27,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,227 | $27,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,817 | $27,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 330 | $27,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,000 | $27,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,568 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,321 | $27,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 840 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 231 | $27,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 860 | $27,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 1,285 | $27,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 86 | $26,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $26,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,703 | $26,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 485 | $26,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 962 | $26,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 511 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 472 | $26,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,226 | $26,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,735 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 570 | $26,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 3,083 | $26,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 150 | $25,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 1,215 | $25,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 907 | $25,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,060 | $25,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 179 | $25,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 311 | $25,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 460 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 280 | $25,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 428 | $25,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 470 | $25,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,500 | $25,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,525 | $24,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 430 | $24,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $24,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 344 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 267 | $24,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,332 | $24,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,870 | $24,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $24,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,400 | $24,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 692 | $24,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $24,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 1,325 | $24,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,000 | $24,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 300 | $23,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 850 | $23,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $23,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,043 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,000 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 544 | $23,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $23,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,000 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 535 | $23,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 2,600 | $23,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E602 | CHINA REALESTE | 775 | $23,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 638 | $22,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $22,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 500 | $22,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,228 | $22,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 432 | $22,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 469 | $22,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,052 | $22,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 218 | $22,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 435 | $22,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $22,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $22,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 550 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,700 | $22,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L405 | CMN | 1,245 | $22,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 819 | $21,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 251 | $21,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 151 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 225 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 450 | $21,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 133 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 150 | $21,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 3,786 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,179 | $21,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 367 | $20,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 870 | $20,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,900 | $20,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 750 | $20,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 850 | $20,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,092 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 661 | $20,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,630 | $20,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,436 | $20,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,862 | $20,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,650 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,219 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,153 | $20,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,173 | $20,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,013 | $20,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,523 | $20,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 2,000 | $20,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 230 | $19,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 4,852 | $19,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 543 | $19,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 329 | $19,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 966 | $19,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 785 | $19,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 210 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,922 | $19,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,000 | $19,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,362 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $19,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,660 | $19,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,540 | $19,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 340 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,165 | $19,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,510 | $19,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,650 | $19,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,100 | $19,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 216 | $18,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 146 | $18,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 214 | $18,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 200 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 387 | $18,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 1,405 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 351 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 436 | $18,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 425 | $18,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 3,078 | $18,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 600 | $18,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 221 | $18,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 667 | $18,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 97 | $17,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 731 | $17,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 287 | $17,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 305 | $17,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 250 | $17,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 58 | $17,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,180 | $17,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $17,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 450 | $17,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,600 | $17,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 673 | $17,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,000 | $17,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 350 | $17,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,000 | $17,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,000 | $17,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 6,000 | $17,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 680 | $16,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 225 | $16,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 200 | $16,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 193 | $16,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 277 | $16,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 200 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 300 | $16,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 350 | $16,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 199 | $16,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 866 | $16,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 800 | $16,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 1,265 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 318 | $16,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 286 | $16,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2,000 | $16,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 251 | $15,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 156 | $15,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80 | $15,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 675 | $15,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 200 | $15,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 307 | $15,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 143 | $15,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 900 | $15,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 429 | $15,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 100 | $15,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $15,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,200 | $15,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 231 | $15,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 270 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 871 | $15,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 700 | $15,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 550 | $15,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $15,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 46 | $15,000 | thousands by filing date | |
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| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 728 | $12,000 | thousands by filing date | |
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| HEXO CORP | 428304109 | COM | 1,000 | $7,000 | thousands by filing date | |
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| COTY INC | 222070203 | COM CL A | 500 | $6,000 | thousands by filing date | |
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| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,523 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 90 | $6,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 56 | $6,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,005 | $6,000 | thousands by filing date | |
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| Mexico Fund Inc/The | 592835102 | COM | 427 | $6,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 130 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 100 | $6,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,000 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,376 | $6,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 200 | $6,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 447 | $6,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 90 | $5,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 45 | $5,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,486 | $5,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 200 | $5,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 67 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 8,225 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 116 | $5,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 62 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $5,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 250 | $5,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $5,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 100 | $5,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 106 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 461 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 125 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 40 | $5,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200 | $5,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 103 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 135 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 50 | $5,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 20 | $5,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 75 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 364 | $5,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 101 | $5,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 250 | $5,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 50 | $5,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 102 | $5,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 250 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-19-000014 | this filing | 2019-05-15 | acceptance time not in the bulk data set |