13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-31, with 1,715 holding rows worth $964,378,000.
- Accession
- 0001445065-19-000003
- Filer
- CIK 1445065
- Filed
- 2019-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,715 entries on the cover page, a total value of $964,378,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $964,378,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 415 | $4,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 92 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 85 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 37 | $4,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 82 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 40 | $4,000 | thousands by filing date | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 295 | $4,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $4,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $4,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 41 | $4,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 44 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 120 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 135 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 40 | $4,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 17 | $4,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 465 | $4,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 364 | $4,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 90 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212 | $4,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 200 | $4,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 50 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 114 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,000 | $4,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,191 | $4,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 600 | $4,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 357 | $4,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 160 | $4,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 6,667 | $4,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 150 | $3,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 400 | $3,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 67 | $3,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 33 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 103 | $3,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 300 | $3,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 40 | $3,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 200 | $3,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 35 | $3,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 260 | $3,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 47 | $3,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 100 | $3,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 150 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 166 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 100 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 450 | $3,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 28 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 55 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 60 | $3,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 100 | $3,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 352 | $3,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 53 | $3,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 500 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 115 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 136 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 85 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 125 | $3,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $3,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 16 | $3,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 250 | $3,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 71 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 80 | $3,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 250 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 65 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 99 | $3,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 200 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $3,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 750 | $3,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 1,143 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 660 | $3,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $3,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 200 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 8,500 | $3,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 300 | $3,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 100 | $3,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 175 | $3,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 129 | $2,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 189 | $2,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 50 | $2,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 41 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 508 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 123 | $2,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 50 | $2,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 17 | $2,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 99 | $2,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 17 | $2,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 50 | $2,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 25 | $2,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 55 | $2,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 185 | $2,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 200 | $2,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 84 | $2,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 15 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 27 | $2,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 37 | $2,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 52 | $2,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 95 | $2,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 58 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $2,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 117 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 77 | $2,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 40 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 100 | $2,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 175 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 125 | $2,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 130 | $2,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 45 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 300 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 35 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 200 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 341 | $2,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 100 | $2,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 507 | $2,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 150 | $2,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 100 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 4,000 | $2,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 300 | $2,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 700 | $2,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 80 | $2,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 1,500 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 20 | $2,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 625 | $2,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR REX BKCM ETF | 30151E822 | CEF | 80 | $2,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $1,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11 | $1,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 40 | $1,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 9 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 2,500 | $1,000 | thousands by filing date | call |
| ITT INC COM | 45073V108 | Stock | 25 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 425 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 4 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 1,284 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 24 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 50 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 100 | $1,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 112 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 40 | $1,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 20 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 100 | $1,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 150 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 29 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 50 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 122 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 74 | $1,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 14 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 57 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 28 | $1,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 7 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 95 | $1,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 21 | $1,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 13 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200 | $1,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 20 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 40 | $1,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 40 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 43 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 62 | $1,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 211 | $1,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $1,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 300 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 166 | $1,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 85 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 100 | $1,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 25 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 350 | $1,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 150 | $1,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 31 | $1,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 35 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 37 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 19 | $1,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 1,300 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASCO CORP | 574599106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR INDS INTL INC | 868168105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 572 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAN INC | 66988N106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-19-000003 | this filing | 2019-01-31 | acceptance time not in the bulk data set |