13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-31, with 1,715 holding rows worth $964,378,000.
- Accession
- 0001445065-19-000003
- Filer
- CIK 1445065
- Filed
- 2019-01-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,715 entries on the cover page, a total value of $964,378,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $964,378,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 616 | $28,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 498 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 835 | $28,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 2,571 | $28,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,131 | $28,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 600 | $27,000 | thousands by filing date | put |
| LTC PPTYS INC COM | 502175102 | REIT | 651 | $27,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 460 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,335 | $27,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 2,500 | $27,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 821 | $27,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,066 | $27,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,927 | $27,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 350 | $27,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,413 | $27,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,145 | $27,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,689 | $26,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 671 | $26,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 1,022 | $26,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,851 | $26,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 700 | $26,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 500 | $26,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 163 | $26,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 5,000 | $26,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 792 | $26,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,080 | $26,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 625 | $26,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,817 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 473 | $26,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,100 | $26,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 1,500 | $26,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 200 | $25,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,698 | $25,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 206 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 471 | $25,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 438 | $25,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $25,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 330 | $25,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 2,000 | $25,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,568 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 231 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,471 | $25,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,000 | $25,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 979 | $24,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 130 | $24,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,292 | $24,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 300 | $24,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 485 | $24,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 3,100 | $24,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,400 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 915 | $24,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,227 | $24,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $24,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C404 | EUROPE 100 ADR | 1,285 | $24,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 734 | $23,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,600 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 867 | $23,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,226 | $23,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 2,750 | $23,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 765 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 1,525 | $22,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 200 | $22,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 608 | $22,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 9,000 | $22,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 247 | $22,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 267 | $22,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,332 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 538 | $22,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 5,797 | $22,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 300 | $21,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 599 | $21,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 300 | $21,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 311 | $21,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 400 | $21,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 862 | $21,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 320 | $21,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,067 | $21,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 428 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 530 | $21,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 435 | $21,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,700 | $21,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 11,376 | $21,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 777 | $21,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 200 | $20,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 225 | $20,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 926 | $20,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 325 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 544 | $20,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 1,150 | $20,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,000 | $20,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 1,650 | $20,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 150 | $20,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 9,000 | $20,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 2,000 | $20,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 974 | $19,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 230 | $19,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 150 | $19,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 636 | $19,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 819 | $19,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 251 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 225 | $19,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 344 | $19,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,024 | $19,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,000 | $19,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 400 | $19,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 161 | $19,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,870 | $19,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,436 | $19,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $19,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,228 | $19,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,862 | $19,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 200 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 150 | $19,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 550 | $19,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,518 | $19,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 69 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 351 | $18,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 750 | $18,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 850 | $18,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,362 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $18,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 632 | $18,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 308 | $18,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 630 | $18,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 729 | $18,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 3,230 | $17,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 870 | $17,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 200 | $17,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 329 | $17,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 400 | $17,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,900 | $17,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 387 | $17,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 1,092 | $17,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $17,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,630 | $17,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,540 | $17,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 3,078 | $17,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $17,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,510 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,148 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $17,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,400 | $17,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,148 | $17,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,013 | $17,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 146 | $16,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 172 | $16,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 832 | $16,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 131 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 300 | $16,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 533 | $16,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 316 | $16,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 200 | $16,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 425 | $16,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,165 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 920 | $16,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,000 | $16,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 1,125 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 338 | $16,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 206 | $15,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 97 | $15,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 225 | $15,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 1,750 | $15,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 200 | $15,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 245 | $15,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 154 | $15,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 305 | $15,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 393 | $15,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 325 | $15,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 314 | $15,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 518 | $15,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 199 | $15,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 600 | $15,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 477 | $15,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,150 | $15,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 700 | $15,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 350 | $15,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,100 | $15,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 388 | $14,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 325 | $14,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 177 | $14,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,000 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 125 | $14,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 564 | $14,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 900 | $14,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 866 | $14,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,400 | $14,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,075 | $14,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,600 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 1,815 | $14,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,292 | $14,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 350 | $14,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,000 | $14,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,000 | $14,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 6,000 | $14,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 1,000 | $14,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 259 | $13,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 675 | $13,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 681 | $13,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 135 | $13,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 452 | $13,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 66 | $13,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 361 | $13,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 209 | $13,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 500 | $13,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 277 | $13,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 200 | $13,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 655 | $13,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 300 | $13,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 900 | $13,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 250 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 360 | $13,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $13,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,200 | $13,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 1,009 | $13,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 700 | $13,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 800 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 270 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 318 | $13,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 700 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 525 | $13,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 640 | $13,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 216 | $12,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 156 | $12,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80 | $12,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 200 | $12,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 500 | $12,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,705 | $12,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 367 | $12,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 101 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 65 | $12,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,000 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 300 | $12,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 440 | $12,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200 | $12,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 594 | $12,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 500 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 296 | $12,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 163 | $12,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 333 | $12,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 606 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 422 | $12,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 340 | $12,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 450 | $12,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 500 | $12,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,100 | $12,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,200 | $12,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $12,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 286 | $12,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,450 | $12,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 127 | $11,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 1,000 | $11,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 410 | $11,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 166 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 800 | $11,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,000 | $11,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 97 | $11,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 1,000 | $11,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 650 | $11,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 700 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 721 | $11,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 728 | $11,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 450 | $11,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 46 | $11,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 695 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 300 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 450 | $11,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 62 | $10,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 105 | $10,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 47 | $10,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 208 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 400 | $10,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 314 | $10,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 524 | $10,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 500 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 200 | $10,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 475 | $10,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $10,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 1,000 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,000 | $10,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 188 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 359 | $10,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 984 | $10,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 78 | $10,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,000 | $10,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 102 | $10,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 230 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $10,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 719 | $10,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 222 | $10,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $10,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 430 | $10,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,700 | $10,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 600 | $10,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 400 | $10,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 310 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 159 | $9,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 153 | $9,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25 | $9,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 104 | $9,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,025 | $9,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 550 | $9,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,014 | $9,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 625 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 190 | $9,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,221 | $9,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 600 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 357 | $9,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 250 | $9,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 100 | $9,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $9,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 700 | $9,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $9,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 600 | $9,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 350 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 700 | $9,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 310 | $9,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 500 | $9,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 257 | $9,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 475 | $9,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 331 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 200 | $9,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $9,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,850 | $9,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 300 | $9,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 300 | $9,000 | thousands by filing date | call |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $9,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 400 | $9,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 1,043 | $9,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $8,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,000 | $8,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 727 | $8,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 181 | $8,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 500 | $8,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 480 | $8,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 76 | $8,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 200 | $8,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 200 | $8,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 248 | $8,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 385 | $8,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 125 | $8,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 700 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 600 | $8,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 200 | $8,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 202 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 148 | $8,000 | thousands by filing date | |
| APERGY CORP | 03755L104 | COM | 281 | $8,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 346 | $8,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 190 | $8,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 465 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $8,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 246 | $8,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 140 | $8,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 136 | $8,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 24 | $7,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 75 | $7,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 56 | $7,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $7,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 446 | $7,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 198 | $7,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 500 | $7,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 117 | $7,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 239 | $7,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 91 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 70 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 426 | $7,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 671 | $7,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 496 | $7,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 150 | $7,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 385 | $7,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 200 | $7,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 129 | $7,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 390 | $7,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 350 | $7,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 253 | $7,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 135 | $7,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 578 | $7,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 460 | $7,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 116 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 250 | $7,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 443 | $7,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,200 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $6,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 20 | $6,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 156 | $6,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 304 | $6,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 800 | $6,000 | thousands by filing date | put |
| FORMFACTOR INC COM | 346375108 | Stock | 440 | $6,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 200 | $6,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 70 | $6,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 260 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 186 | $6,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 300 | $6,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 100 | $6,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 228 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $6,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 226 | $6,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 921 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 237 | $6,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 132 | $6,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 300 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 214 | $6,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 333 | $6,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 200 | $6,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 107 | $6,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 150 | $6,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 850 | $6,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 310 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 260 | $6,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,900 | $6,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 100 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 150 | $6,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 447 | $6,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,365 | $6,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 800 | $6,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 35 | $5,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,486 | $5,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 67 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 116 | $5,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 69 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $5,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 125 | $5,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 188 | $5,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 202 | $5,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 51 | $5,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 370 | $5,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 15 | $5,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 106 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 41 | $5,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 300 | $5,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 41 | $5,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 648 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 450 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 461 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 125 | $5,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 250 | $5,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 212 | $5,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 161 | $5,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 432 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 50 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 65 | $5,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 300 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 173 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 140 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 200 | $5,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 48 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 115 | $5,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 475 | $5,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 250 | $5,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 120 | $5,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 959 | $5,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 180 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 134 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110 | $5,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 250 | $5,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 415 | $5,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A628 | POINT BRIDGE AMR | 200 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 90 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 200 | $5,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 125 | $5,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 480 | $5,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 100 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 125 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 100 | $5,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 2,000 | $5,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 108 | $5,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 200 | $5,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,343 | $5,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 175 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 134 | $5,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 325 | $5,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 6,000 | $5,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 80 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $4,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 90 | $4,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 45 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $4,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 200 | $4,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 74 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-19-000003 | this filing | 2019-01-31 | acceptance time not in the bulk data set |