13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-04, with 1,360 holding rows worth $679,890,000.
- Accession
- 0001445065-17-000014
- Filer
- CIK 1445065
- Filed
- 2017-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,360 entries on the cover page, a total value of $679,890,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $679,890,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 400 | $11,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 349 | $11,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 374 | $11,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 400 | $11,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 215 | $11,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 100 | $11,000 | thousands by filing date | call |
| DRIL-QUIP INC | 262037104 | COM | 200 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 193 | $11,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 75 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 32 | $10,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 125 | $10,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 22 | $10,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 310 | $10,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 300 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $10,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 107 | $10,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 166 | $10,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $10,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 357 | $10,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $10,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 350 | $10,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 100 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 730 | $10,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $10,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 655 | $10,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 394 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 300 | $10,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 527 | $10,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,490 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 465 | $10,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 177 | $10,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 10,000 | $10,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522109 | COM | 355 | $9,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 285 | $9,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 800 | $9,000 | thousands by filing date | put |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200 | $9,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 100 | $9,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 90 | $9,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 122 | $9,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 190 | $9,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 900 | $9,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 125 | $9,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 173 | $9,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 283 | $9,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 500 | $9,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 101 | $9,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 500 | $9,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 500 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 385 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 610 | $9,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 39 | $9,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $9,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $9,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 500 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 241 | $9,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,000 | $9,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,200 | $9,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 150 | $9,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $9,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 75 | $9,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 7,000 | $9,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 290 | $8,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 105 | $8,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $8,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 104 | $8,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 350 | $8,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 168 | $8,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 600 | $8,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 100 | $8,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 150 | $8,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 409 | $8,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 444 | $8,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 375 | $8,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 175 | $8,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 550 | $8,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 550 | $8,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 150 | $8,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 230 | $8,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 119 | $8,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 289 | $8,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 180 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 184 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $8,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 310 | $8,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 209 | $8,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 165 | $8,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 100 | $8,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 66 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 400 | $8,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 480 | $8,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $7,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 150 | $7,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 75 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $7,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 75 | $7,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 76 | $7,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 186 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 198 | $7,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 100 | $7,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 125 | $7,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 295 | $7,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 202 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 250 | $7,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 339 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 120 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $7,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 849 | $7,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 800 | $7,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 400 | $7,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 460 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 350 | $7,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 60 | $6,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 432 | $6,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $6,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 141 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $6,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 255 | $6,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $6,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 63 | $6,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 200 | $6,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 500 | $6,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 94 | $6,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 208 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 150 | $6,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 200 | $6,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 180 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 400 | $6,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 175 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 100 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 250 | $6,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $6,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 117 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 150 | $6,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $6,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 100 | $6,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 250 | $6,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 600 | $6,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 250 | $6,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $5,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902404 | COM | 1,486 | $5,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 25 | $5,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 185 | $5,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 55 | $5,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $5,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 139 | $5,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 35 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 75 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 42 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 375 | $5,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 100 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 496 | $5,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 236 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 510 | $5,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 212 | $5,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 175 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 100 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 110 | $5,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 300 | $5,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 499 | $5,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 150 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 600 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 100 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 145 | $5,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 295 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,000 | $5,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 300 | $5,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 400 | $5,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 100 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 241 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 400 | $5,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 500 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $4,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 50 | $4,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 31 | $4,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 281 | $4,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 400 | $4,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 125 | $4,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 64 | $4,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 36 | $4,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 75 | $4,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 82 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 100 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 109 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 262 | $4,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 200 | $4,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 240 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 280 | $4,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $4,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 250 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 304 | $4,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 700 | $4,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 500 | $4,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 975 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 245 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 166 | $4,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 250 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 206 | $4,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 200 | $4,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 8,500 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 60 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 103 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 90 | $3,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 39 | $3,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36 | $3,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 35 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 38 | $3,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 30 | $3,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 10 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $3,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 83 | $3,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 23 | $3,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 34 | $3,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 15 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 47 | $3,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,000 | $3,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 4,582 | $3,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 50 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 96 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 60 | $3,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 41 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 316 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 102 | $3,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 61 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 75 | $3,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 100 | $3,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 77 | $3,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 54 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $3,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 45 | $3,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 48 | $3,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 269 | $3,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 54 | $3,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 500 | $3,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 179 | $3,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 304 | $3,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 665 | $3,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,700 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $3,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 62 | $3,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 55 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 138 | $3,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 110 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 96 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 7 | $2,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 50 | $2,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 54 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 45 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 125 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 735 | $2,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 28 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 65 | $2,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 300 | $2,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 150 | $2,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 58 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $2,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 47 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 205 | $2,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 300 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 25 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 85 | $2,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 560 | $2,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 63 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 50 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 41 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 235 | $2,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 100 | $2,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 150 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 82 | $2,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 35 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A178 | ULTRAPRO DOW 30 | 50 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 129 | $2,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 1,000 | $2,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 625 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 100 | $1,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 27 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 47 | $1,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 110 | $1,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 70 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 230 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 25 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 40 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 65 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 85 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 57 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 28 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 99 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 40 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | call |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 20 | $1,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 50 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 64 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 37 | $1,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 341 | $1,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 21 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 62 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 400 | $1,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 22 | $1,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 19 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 100 | $1,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 29 | $1,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 100 | $1,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BT GROUP-ADR | 05577E101 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 625 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNEGAS CORP | 55939L202 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-17-000014 | this filing | 2017-05-04 | acceptance time not in the bulk data set |