13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-04, with 1,360 holding rows worth $679,890,000.
- Accession
- 0001445065-17-000014
- Filer
- CIK 1445065
- Filed
- 2017-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,360 entries on the cover page, a total value of $679,890,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $679,890,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AQUA AMERICA INC | 03836W103 | COM | 4,049 | $130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 6,175 | $130,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,500 | $129,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 1,813 | $128,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,352 | $128,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 2,600 | $128,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 9,693 | $127,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 4,397 | $127,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 8,703 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,501 | $126,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,431 | $126,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,392 | $125,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 200 | $125,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,505 | $123,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 5,000 | $123,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,639 | $123,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,864 | $121,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,026 | $121,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 2,945 | $121,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 200 | $120,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,186 | $119,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 843 | $119,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 3,501 | $117,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,304 | $116,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 7,300 | $115,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 462 | $115,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,664 | $114,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 2,491 | $114,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 9,186 | $114,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 2,616 | $114,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 3,280 | $113,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 8,450 | $113,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 1,540 | $112,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 783 | $111,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 8,435 | $111,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,173 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,290 | $111,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 8,176 | $111,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 5,750 | $110,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 112 | $109,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 6,862 | $108,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 17,779 | $108,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,588 | $107,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 2,217 | $107,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 5,608 | $106,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 4,315 | $106,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 8,056 | $106,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,945 | $105,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 5,724 | $105,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 7,587 | $105,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 1,034 | $104,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2,611 | $101,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,121 | $100,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,354 | $99,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 862 | $97,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,829 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 1,374 | $97,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 2,746 | $95,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,148 | $95,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,300 | $95,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 4,179 | $94,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,560 | $94,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 5,678 | $94,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 550 | $93,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,570 | $93,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 329 | $92,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,395 | $92,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,917 | $92,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,422 | $92,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 6,839 | $91,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,140 | $91,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 9,318 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 906 | $88,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 600 | $88,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 600 | $88,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,343 | $88,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 3,298 | $86,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 2,000 | $86,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 524 | $84,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 7,395 | $83,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 750 | $82,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,593 | $81,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 7,290 | $81,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 3,400 | $81,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 24,192 | $80,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 2,000 | $80,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 4,430 | $79,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,000 | $79,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 1,406 | $79,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 6,000 | $79,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 2,700 | $78,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 2,107 | $78,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 6,189 | $78,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,700 | $78,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 57 | $78,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 1,411 | $78,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,590 | $77,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,078 | $75,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 4,031 | $75,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 4,700 | $75,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 682 | $74,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,250 | $74,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,255 | $73,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 609 | $72,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,718 | $72,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,610 | $72,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,300 | $72,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,044 | $71,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 3,251 | $70,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,730 | $69,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 4,195 | $69,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,000 | $69,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,559 | $69,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,900 | $69,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 890 | $68,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 847 | $68,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 857 | $68,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,000 | $68,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 556 | $67,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 5,100 | $67,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,150 | $67,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 784 | $66,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 1,000 | $66,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 850 | $65,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,079 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,600 | $64,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 36 | $64,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 555 | $63,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,629 | $63,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,225 | $63,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 1,455 | $63,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,169 | $62,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,155 | $62,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,223 | $61,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,134 | $61,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 800 | $61,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 680 | $61,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 700 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 551 | $60,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 4,700 | $60,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 900 | $59,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,449 | $59,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 3,800 | $59,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 4,585 | $59,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,264 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 634 | $58,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 3,933 | $58,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,554 | $58,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $57,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,100 | $57,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,101 | $57,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,225 | $56,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,779 | $56,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,350 | $55,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,634 | $55,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,200 | $55,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,000 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 651 | $54,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 2,230 | $54,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,100 | $54,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,326 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 1,000 | $54,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 1,750 | $54,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 875 | $53,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 550 | $52,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 992 | $51,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 3,676 | $51,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,300 | $51,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 291 | $51,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 4,847 | $51,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 300 | $50,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 620 | $50,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,917 | $50,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 973 | $50,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,216 | $49,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 110 | $49,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,134 | $49,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,680 | $49,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 629 | $49,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 608 | $48,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 602 | $48,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,185 | $47,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,311 | $46,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 999 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,500 | $46,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,408 | $46,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,155 | $46,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,683 | $46,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 136 | $45,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 548 | $45,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,650 | $45,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 500 | $45,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,072 | $45,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,000 | $45,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,447 | $45,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,650 | $45,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,532 | $45,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 662 | $45,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 350 | $44,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,000 | $44,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,500 | $44,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,597 | $43,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 275 | $43,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,725 | $43,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,351 | $43,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,655 | $43,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,476 | $43,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 1,325 | $42,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 962 | $42,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 444 | $42,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 798 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 1,500 | $42,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 717 | $41,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,250 | $41,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 961 | $41,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 400 | $41,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,795 | $41,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 951 | $41,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,266 | $41,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 1,335 | $41,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 1,000 | $41,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 638 | $40,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,400 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,075 | $40,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 582 | $39,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,615 | $39,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,375 | $39,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,000 | $39,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,155 | $39,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $39,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 350 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 921 | $38,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,720 | $38,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 782 | $37,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 729 | $37,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 2,783 | $37,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,231 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 1,409 | $37,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 702 | $36,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 579 | $36,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 359 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 400 | $35,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 1,100 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 335 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 750 | $35,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 5,700 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 936 | $35,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,200 | $35,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 45 | $34,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 409 | $34,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,016 | $34,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,000 | $34,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 700 | $34,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 211 | $34,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 400 | $34,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 533 | $34,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 677 | $34,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,700 | $34,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 1,763 | $34,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 661 | $34,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,300 | $33,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,000 | $33,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,646 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,500 | $33,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 433 | $33,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,650 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,361 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 203 | $33,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 1,037 | $33,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 640 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,000 | $33,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 600 | $33,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 328 | $32,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,440 | $32,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,595 | $32,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 700 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 438 | $32,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 252 | $31,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $31,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $30,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 517 | $30,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,027 | $30,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 400 | $30,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 225 | $30,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,229 | $30,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 853 | $30,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,000 | $29,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,000 | $29,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 489 | $29,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 1,383 | $29,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 450 | $29,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 91 | $28,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 850 | $27,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $27,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 160 | $27,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 511 | $27,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 652 | $26,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $26,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 499 | $26,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 1,517 | $26,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,759 | $26,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,500 | $26,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,300 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 160 | $26,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,285 | $26,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 233 | $25,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 700 | $25,000 | thousands by filing date | put |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 340 | $25,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 342 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 236 | $25,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,200 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 680 | $25,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 366 | $25,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 450 | $25,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 427 | $25,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 525 | $25,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $24,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200 | $24,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,056 | $24,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 512 | $24,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,521 | $24,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 300 | $24,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,776 | $24,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 602 | $24,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $24,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 300 | $24,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 675 | $23,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $23,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 321 | $23,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,130 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 544 | $23,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,107 | $23,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,092 | $23,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 650 | $23,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $23,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 435 | $22,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 362 | $22,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 451 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 500 | $22,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 650 | $22,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 672 | $22,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 280 | $21,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 221 | $21,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 229 | $21,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 583 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 239 | $21,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 1,000 | $21,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $21,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 9,590 | $21,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 130 | $20,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 406 | $20,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 350 | $20,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 116 | $20,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 155 | $20,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 500 | $20,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 324 | $20,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 820 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $20,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 380 | $20,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 944 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 200 | $20,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 375 | $20,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 600 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 225 | $19,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,643 | $19,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 965 | $19,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 210 | $19,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 866 | $19,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 900 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,165 | $19,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,642 | $19,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,500 | $19,000 | thousands by filing date | |
| COLONY STARWOOD | 19625X102 | Common Stock | 553 | $19,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 300 | $18,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 300 | $18,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 517 | $18,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $18,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 138 | $18,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 242 | $18,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 900 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 231 | $18,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 1,005 | $18,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 202 | $17,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 250 | $17,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 376 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 200 | $17,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 340 | $17,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 3,434 | $17,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 811 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 920 | $17,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,000 | $16,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $16,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 500 | $16,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 2,100 | $16,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 994 | $16,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 617 | $16,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 185 | $16,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 650 | $16,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 600 | $16,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $15,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 164 | $15,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 75 | $15,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 230 | $15,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,000 | $15,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 150 | $15,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 90 | $15,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 442 | $15,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 254 | $15,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 390 | $15,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,000 | $15,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 82 | $15,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 260 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 300 | $15,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,000 | $15,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 314 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 375 | $15,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 500 | $15,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 116 | $14,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 100 | $14,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 200 | $14,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 208 | $14,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 200 | $14,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 250 | $14,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 301 | $14,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 517 | $14,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 533 | $14,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 321 | $14,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,055 | $14,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 420 | $14,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,500 | $14,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 3,000 | $14,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 172 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 881 | $14,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 215 | $14,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 250 | $13,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 201 | $13,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 189 | $13,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 460 | $13,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 100 | $13,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 450 | $13,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 428 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,150 | $13,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 370 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,021 | $13,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 694 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 259 | $13,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 375 | $13,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 650 | $13,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 175 | $13,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 525 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 255 | $13,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 135 | $12,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 127 | $12,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 294 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 223 | $12,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 114 | $12,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 150 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 300 | $12,000 | thousands by filing date | put |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,945 | $12,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 150 | $12,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 100 | $12,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 575 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 498 | $12,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 850 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 800 | $12,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 225 | $12,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 94 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 200 | $12,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 75 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,080 | $12,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 44 | $12,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $12,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 2,295 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 300 | $12,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $12,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $12,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 2,494 | $12,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 270 | $12,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 100 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,800 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 7,500 | $11,000 | thousands by filing date | call |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 500 | $11,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 250 | $11,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 66 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 300 | $11,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 400 | $11,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 475 | $11,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,221 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,000 | $11,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 870 | $11,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,000 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 240 | $11,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 225 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 725 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-17-000014 | this filing | 2017-05-04 | acceptance time not in the bulk data set |