13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-24, with 1,131 holding rows worth $565,569,000.
- Accession
- 0001445065-16-000036
- Filer
- CIK 1445065
- Filed
- 2016-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,131 entries on the cover page, a total value of $565,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $565,569,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 100 | $4,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 500 | $3,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 139 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $3,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 90 | $3,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36 | $3,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 35 | $3,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 28 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 38 | $3,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 45 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 97 | $3,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 250 | $3,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 64 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 83 | $3,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 17 | $3,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 73 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 63 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 86 | $3,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 23 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 316 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 88 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 160 | $3,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 47 | $3,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 250 | $3,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 300 | $3,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 400 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 170 | $3,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 625 | $3,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 350 | $3,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 54 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 100 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 200 | $2,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 52 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 125 | $2,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 40 | $2,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 30 | $2,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 100 | $2,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 67 | $2,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 103 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 75 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $2,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 99 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 25 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 48 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 85 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 50 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 341 | $2,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 46 | $2,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 204 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 41 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 235 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 400 | $2,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 49 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 100 | $2,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 39 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 85 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 82 | $2,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 20 | $2,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 35 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $2,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 62 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 125 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 138 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 129 | $2,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 72 | $2,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 100 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 30 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 45 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 12 | $1,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 47 | $1,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 70 | $1,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 28 | $1,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 230 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 60 | $1,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 19 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 100 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 65 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 23 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 23 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 51 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 85 | $1,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 47 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 28 | $1,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 40 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 25 | $1,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 17 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 30 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 90 | $1,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 45 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 37 | $1,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 21 | $1,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 62 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 425 | $1,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 22 | $1,000 | thousands by filing date | |
| TOWERSTREAM CORP COM NEW | 892000209 | Stock | 540 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V306 | COM SER C | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCEHUB INC | 20084V108 | COM SER A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-16-000036 | this filing | 2016-10-24 | acceptance time not in the bulk data set |