13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-24, with 1,131 holding rows worth $565,569,000.
- Accession
- 0001445065-16-000036
- Filer
- CIK 1445065
- Filed
- 2016-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 1,131 entries on the cover page, a total value of $565,569,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $565,569,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,231 | $65,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 4,571 | $65,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,076 | $65,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 503 | $63,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 961 | $62,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 4,900 | $62,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 1,550 | $61,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 500 | $60,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,718 | $60,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,450 | $60,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 857 | $60,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 41 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 530 | $59,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 1,455 | $59,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 858 | $58,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 805 | $57,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 700 | $57,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 4,126 | $57,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 2,050 | $57,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,550 | $56,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 1,699 | $56,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,336 | $56,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 1,946 | $56,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 800 | $55,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,421 | $54,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,187 | $54,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 680 | $54,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 500 | $53,000 | thousands by filing date | call |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 690 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 883 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 673 | $53,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,700 | $53,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,100 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,500 | $51,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,525 | $50,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 430 | $50,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 608 | $49,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 1,234 | $49,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,680 | $49,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,725 | $49,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,454 | $48,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 746 | $48,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $48,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 629 | $48,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 665 | $48,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 209 | $48,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,151 | $48,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,100 | $48,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 850 | $47,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 110 | $47,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 997 | $47,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,750 | $47,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 469 | $46,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,125 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,900 | $45,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 3,100 | $45,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,125 | $45,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 4,290 | $44,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 500 | $43,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,125 | $43,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,326 | $43,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,624 | $43,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,034 | $42,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,155 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 485 | $41,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 638 | $41,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 877 | $41,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 954 | $41,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 1,917 | $41,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,645 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 962 | $40,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,725 | $40,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,300 | $40,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,165 | $40,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 260 | $40,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 145 | $39,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 676 | $39,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,095 | $39,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 321 | $39,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 251 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,316 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 270 | $39,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,512 | $39,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 300 | $38,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 768 | $38,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,086 | $38,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 649 | $38,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,000 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,423 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 714 | $38,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 9,109 | $38,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,500 | $38,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,498 | $38,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,260 | $38,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 660 | $37,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 475 | $37,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 532 | $37,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,700 | $37,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 4,150 | $37,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,700 | $37,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 962 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 425 | $36,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 552 | $36,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,463 | $36,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,468 | $36,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 200 | $36,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,545 | $36,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,282 | $36,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 359 | $35,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 304 | $35,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 211 | $35,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 600 | $35,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 400 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 921 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 450 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,028 | $35,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,000 | $35,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 2,135 | $35,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,275 | $34,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 369 | $34,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,000 | $33,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,000 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 335 | $33,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 1,200 | $33,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $33,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,595 | $32,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $32,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,258 | $31,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $31,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,200 | $31,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G607 | RESTAURANT ETF | 1,250 | $31,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,052 | $30,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 413 | $30,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 652 | $30,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,750 | $30,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 1,000 | $30,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 233 | $29,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 431 | $29,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 742 | $29,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 429 | $29,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 960 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 630 | $29,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 640 | $29,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,125 | $29,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 275 | $28,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 300 | $28,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 250 | $28,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 250 | $28,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 580 | $28,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 2,027 | $28,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 450 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 438 | $28,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,300 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 618 | $27,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 400 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 711 | $27,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 650 | $27,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 91 | $26,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 354 | $26,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 557 | $26,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 350 | $26,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,300 | $26,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $26,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 425 | $26,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 405 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 236 | $25,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 837 | $25,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 450 | $25,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 511 | $25,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,285 | $25,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 116 | $24,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 317 | $24,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,756 | $24,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 217 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,000 | $24,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 3,824 | $24,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 300 | $24,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 5,000 | $24,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 641 | $23,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 700 | $23,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 800 | $23,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 600 | $23,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $23,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 363 | $23,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 800 | $23,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 1,080 | $23,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 477 | $23,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 289 | $23,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,864 | $23,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 538 | $23,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 310 | $23,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $22,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 242 | $22,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 300 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 755 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $22,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 500 | $22,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 366 | $22,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 321 | $22,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 601 | $22,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,092 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 602 | $21,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 358 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 667 | $21,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,000 | $21,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,078 | $21,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 378 | $20,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 225 | $20,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 820 | $20,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 818 | $19,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 675 | $19,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 269 | $19,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $19,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 283 | $19,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 350 | $19,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 290 | $19,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 352 | $19,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 385 | $19,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $19,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 225 | $19,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 866 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,165 | $19,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $19,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 242 | $19,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,000 | $18,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 600 | $18,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 362 | $18,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 965 | $18,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 726 | $18,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 304 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 994 | $18,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 228 | $18,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,095 | $18,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 551 | $17,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 256 | $17,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 95 | $17,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 441 | $17,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 355 | $17,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 811 | $17,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 450 | $16,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 397 | $16,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 198 | $16,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 300 | $16,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 924 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 130 | $16,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 500 | $16,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $16,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 137 | $15,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 314 | $15,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 306 | $15,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 303 | $15,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 300 | $15,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 655 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 134 | $15,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 254 | $15,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 300 | $15,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 550 | $15,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 517 | $15,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 340 | $15,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 524 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 295 | $15,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 313 | $15,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 52 | $14,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 232 | $14,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 80 | $14,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 300 | $14,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 105 | $14,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 390 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 150 | $14,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 277 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 420 | $14,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 925 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 600 | $14,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 170 | $14,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 425 | $14,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 426 | $13,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 138 | $13,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 246 | $13,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 250 | $13,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,250 | $13,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 181 | $13,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 672 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 259 | $13,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 98 | $13,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $13,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,500 | $13,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 300 | $13,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 600 | $13,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 200 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 250 | $13,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 150 | $13,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 114 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 223 | $12,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 100 | $12,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 123 | $12,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,509 | $12,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 124 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 150 | $12,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,010 | $12,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,000 | $12,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 500 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 498 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 800 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 300 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 180 | $12,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 150 | $12,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 400 | $12,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 300 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 725 | $12,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 64 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 150 | $12,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100 | $12,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 500 | $12,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 250 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,242 | $12,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 881 | $12,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 216 | $11,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 150 | $11,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 600 | $11,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 135 | $11,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 298 | $11,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $11,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $11,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 475 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,000 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 59 | $11,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 57 | $11,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 730 | $11,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 695 | $11,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 102 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 153 | $11,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 400 | $11,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,500 | $11,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 200 | $11,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $11,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 100 | $11,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 270 | $11,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 427 | $10,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 74 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 114 | $10,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 280 | $10,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 125 | $10,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 300 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 93 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 500 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 300 | $10,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 500 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 393 | $10,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 360 | $10,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 500 | $10,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 374 | $10,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 1,440 | $10,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 405 | $10,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 215 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 300 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,505 | $10,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 740 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 465 | $10,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 500 | $10,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 278 | $9,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 100 | $9,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 215 | $9,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $9,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 286 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 900 | $9,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 100 | $9,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 50 | $9,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 550 | $9,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 115 | $9,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 200 | $9,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 707 | $9,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 325 | $9,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 800 | $9,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 340 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 400 | $9,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $8,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $8,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $8,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 101 | $8,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 56 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 70 | $8,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 180 | $8,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 283 | $8,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 95 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 385 | $8,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 350 | $8,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 700 | $8,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 394 | $8,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 300 | $8,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 150 | $8,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 508 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 885 | $8,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 628 | $8,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 96 | $7,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $7,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 141 | $7,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 150 | $7,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 280 | $7,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 375 | $7,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 100 | $7,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 295 | $7,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 119 | $7,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 289 | $7,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 427 | $7,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 215 | $7,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 117 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 350 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 148 | $7,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,000 | $6,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,021 | $6,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 500 | $6,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 589 | $6,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 254 | $6,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 60 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 75 | $6,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 500 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 200 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 300 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 180 | $6,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 132 | $6,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 187 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 400 | $6,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 400 | $6,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 131 | $6,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 190 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 100 | $6,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 819 | $6,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 295 | $6,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 100 | $6,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $6,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 357 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 600 | $6,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,700 | $6,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 250 | $6,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 172 | $5,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 200 | $5,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 16 | $5,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,224 | $5,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $5,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 71 | $5,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 76 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 250 | $5,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 375 | $5,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 350 | $5,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 207 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 445 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 75 | $5,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 25 | $5,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 48 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 200 | $5,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 195 | $5,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100 | $5,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 230 | $5,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 479 | $5,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 500 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 100 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 308 | $5,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 175 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 150 | $5,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 101 | $5,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 100 | $5,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,000 | $5,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 700 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 300 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 241 | $5,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 600 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 145 | $5,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 5,000 | $5,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 155 | $4,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100 | $4,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 100 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 100 | $4,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 57 | $4,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 117 | $4,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 35 | $4,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 27 | $4,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 109 | $4,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 262 | $4,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 100 | $4,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 94 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 96 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 160 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 95 | $4,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 280 | $4,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 304 | $4,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 700 | $4,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 273 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 245 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 166 | $4,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 665 | $4,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 421 | $4,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 206 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-16-000036 | this filing | 2016-10-24 | acceptance time not in the bulk data set |