13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-13, with 1,102 holding rows worth $482,940,000.
- Accession
- 0001445065-16-000029
- Filer
- CIK 1445065
- Filed
- 2016-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,102 entries on the cover page, a total value of $482,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $482,940,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVENSENSE INC | 46123D205 | COM | 400 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 75 | $3,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,700 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 96 | $3,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 55 | $3,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 170 | $3,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 350 | $3,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 18 | $2,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 42 | $2,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 74 | $2,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 51 | $2,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 90 | $2,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 28 | $2,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 500 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 125 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 370 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 50 | $2,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 30 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 86 | $2,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 30 | $2,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 43 | $2,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 32 | $2,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 172 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 37 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 25 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 84 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 48 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 36 | $2,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 125 | $2,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 90 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 50 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 53 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 341 | $2,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 46 | $2,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 33 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 800 | $2,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 150 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 116 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 49 | $2,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 124 | $2,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 39 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 85 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 50 | $2,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 20 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 71 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 160 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 47 | $2,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 62 | $2,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 200 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 89 | $2,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 75 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 138 | $2,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 164 | $2,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 33 | $1,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 7 | $1,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 59 | $1,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 28 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 60 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 100 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 65 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 85 | $1,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 25 | $1,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 34 | $1,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 17 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 21 | $1,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,400 | $1,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 10,800 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 425 | $1,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 2,500 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 62 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 61 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 22 | $1,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 129 | $1,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW GOLD INC CDA | 644535106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH INC | 760112201 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCEWEN MNG INC | 58039P107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHITING PETE CORP NEW | 966387102 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWPORT CORP | 651824104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FTD COS INC | 30281V108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268209 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-16-000029 | this filing | 2016-04-13 | acceptance time not in the bulk data set |