13F-HR filed by BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-13, with 1,102 holding rows worth $482,940,000.
- Accession
- 0001445065-16-000029
- Filer
- CIK 1445065
- Filed
- 2016-04-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,102 entries on the cover page, a total value of $482,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $482,940,000 with VALUE read as thousands by filing date, 13F file number 028-15560. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLEGION PLC | G0176J109 | ORD SHS | 800 | $51,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 541 | $51,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 1,500 | $50,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,008 | $50,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 1,300 | $50,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 1,100 | $50,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 666 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,040 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 900 | $49,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 16,359 | $49,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,850 | $49,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 638 | $48,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,025 | $48,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 800 | $48,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 397 | $47,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 100 | $47,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 761 | $47,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 311 | $47,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 3,700 | $47,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,207 | $47,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 1,138 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 629 | $46,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 520 | $45,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,050 | $45,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,000 | $45,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 909 | $45,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,734 | $45,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 982 | $44,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 577 | $44,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 3,550 | $44,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,354 | $44,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 987 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,300 | $44,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 533 | $43,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 651 | $43,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 746 | $43,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,185 | $43,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 1,580 | $43,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 625 | $43,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 379 | $43,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 300 | $42,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,850 | $42,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,810 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 743 | $42,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,275 | $42,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 460 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 485 | $41,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 656 | $41,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 4,290 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,900 | $41,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,300 | $41,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 2,100 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 420 | $41,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 154 | $40,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 600 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 962 | $40,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,269 | $40,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,326 | $40,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 6,550 | $40,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,300 | $39,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 3,000 | $39,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 3,593 | $39,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,079 | $38,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,425 | $38,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,650 | $38,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,173 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 2,375 | $38,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,624 | $38,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,725 | $37,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,324 | $37,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 500 | $36,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,000 | $36,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,155 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 425 | $35,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 400 | $35,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 675 | $35,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 700 | $35,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 1,512 | $35,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 2,000 | $35,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 251 | $34,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 500 | $34,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 728 | $34,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 535 | $34,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,700 | $34,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,254 | $34,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 650 | $34,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 288 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 450 | $33,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,382 | $33,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 694 | $32,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,700 | $32,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 4,145 | $32,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,000 | $32,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 3,575 | $32,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 35 | $31,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 400 | $31,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,000 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 355 | $31,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,021 | $31,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,438 | $31,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 248 | $31,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 475 | $30,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 150 | $30,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,125 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 819 | $30,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 1,200 | $30,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 3,125 | $30,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,300 | $29,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 400 | $29,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 820 | $29,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 277 | $29,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 200 | $29,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,008 | $29,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 419 | $28,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 175 | $28,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,100 | $28,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 2,200 | $28,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 2,106 | $27,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,100 | $27,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 525 | $27,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,000 | $26,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 400 | $26,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 250 | $26,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 600 | $26,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 924 | $26,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 208 | $26,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 294 | $26,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 640 | $26,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 700 | $25,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 1,050 | $25,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 236 | $25,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,790 | $25,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 450 | $25,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,285 | $25,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 866 | $24,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 293 | $24,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 958 | $24,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 533 | $24,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,550 | $24,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 700 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,000 | $24,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 200 | $24,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 450 | $24,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 406 | $23,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,093 | $23,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 800 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,650 | $23,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 203 | $22,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,300 | $22,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 557 | $22,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 373 | $22,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 522 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,566 | $22,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,000 | $22,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 205 | $22,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 629 | $21,000 | thousands by filing date | |
| MGC | 921910873 | COM | 300 | $21,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 156 | $21,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 102 | $21,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 200 | $21,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 612 | $21,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 366 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 1,422 | $21,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,192 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 437 | $21,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,600 | $21,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 214 | $21,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,000 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 381 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 310 | $21,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 314 | $20,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 600 | $20,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 454 | $20,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 300 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 663 | $20,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 321 | $20,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 633 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 649 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 409 | $20,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 300 | $20,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,078 | $20,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 3,609 | $20,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 500 | $19,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 725 | $19,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 392 | $19,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 72 | $19,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,300 | $19,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 250 | $19,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 393 | $19,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $18,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 225 | $18,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,134 | $18,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 250 | $18,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 300 | $17,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 675 | $17,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 95 | $17,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 350 | $17,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 910 | $17,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 385 | $17,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 355 | $17,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 250 | $17,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,700 | $17,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 4,180 | $17,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 147 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 615 | $17,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 493 | $17,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 741 | $16,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $16,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 198 | $16,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 300 | $16,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 309 | $16,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 323 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 233 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 444 | $16,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 2,814 | $16,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $16,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 110 | $16,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 282 | $16,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 500 | $16,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 2,000 | $16,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,095 | $16,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 1,500 | $16,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 3,819 | $16,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 254 | $15,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 300 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 134 | $15,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 254 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 500 | $15,000 | thousands by filing date | |
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| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,000 | $14,000 | thousands by filing date | |
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| Micron Technology,Inc. | 595112103 | COM | 1,210 | $13,000 | thousands by filing date | |
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| CORE LABORATORIES N V | N22717107 | COM | 100 | $11,000 | thousands by filing date | |
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| Liberty Media Corp | 531229300 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
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| Dws Strategic Muni Incm | 25159F102 | COM | 600 | $8,000 | thousands by filing date | |
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| AVON PRODS INC | 054303102 | COM | 1,365 | $7,000 | thousands by filing date | |
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| Boston Scientific Corporation | 101137107 | COM | 300 | $6,000 | thousands by filing date | |
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| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 124 | $6,000 | thousands by filing date | |
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| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100 | $6,000 | thousands by filing date | |
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| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 74 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 100 | $5,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $5,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 100 | $5,000 | thousands by filing date | |
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| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 600 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 241 | $5,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 1,000 | $5,000 | thousands by filing date | |
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| JABIL INC COM | 466313103 | Stock | 145 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 101 | $3,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 37 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 307 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 38 | $3,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 97 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 32 | $3,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 36 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 22 | $3,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 127 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 82 | $3,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 100 | $3,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 100 | $3,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 127 | $3,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 47 | $3,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 23 | $3,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 32 | $3,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 47 | $3,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 105 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 200 | $3,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 500 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 245 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 398 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,000 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 303 | $3,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 235 | $3,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 421 | $3,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 37 | $3,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 206 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 400 | $3,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 900 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 116 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001445065-16-000029 | this filing | 2016-04-13 | acceptance time not in the bulk data set |