13F-HR/A filed by Lake Point Wealth Management
Lake Point Wealth Management filed this 13F-HR/A for the quarter ended 2018-12-31, filed 2019-08-07, with 930 holding rows worth $267,400,000.
- Accession
- 0001437749-19-015726
- Filer
- CIK 1768068
- Filed
- 2019-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, amendment of type restatement, 935 entries on the cover page, a total value of $267,400,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $267,400,000 with VALUE read as thousands by filing date, 13F file number 028-19428. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200 | $8,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 173 | $8,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 60 | $8,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200 | $8,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 313 | $8,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 189 | $8,000 | thousands by filing date | |
| Hartford Capital Appr Fund Cl A | 416645406 | MF | 256 | $8,000 | thousands by filing date | |
| FIDELITY DIVIDEND GROWTH | 316389402 | EQUITY FUNDS | 303 | $8,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 400 | $8,000 | thousands by filing date | |
| VANGUARD EXPLORER INV | 921926101 | EQUITY FUNDS | 100 | $8,000 | thousands by filing date | |
| FIDELITY REAL ESTATE INC OME | 316389865 | mf | 677 | $8,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 51 | $7,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 51 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 95 | $7,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 70 | $7,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 353 | $7,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 217 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $7,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 200 | $7,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 454 | $7,000 | thousands by filing date | |
| Fidelity Total Market Index Fu | 315911693 | COM | 103 | $7,000 | thousands by filing date | |
| VANGUARD WHITEHALL | 921946208 | INTL | 457 | $7,000 | thousands by filing date | |
| NSUS FLOAT PERP NUSTAR ENERGY | 67058H300 | PFD | 400 | $7,000 | thousands by filing date | |
| N1 LIQUIDATING TRUST | 629511106 | REIT | 9,576 | $7,000 | thousands by filing date | |
| Preferred Apt Cmntys Inc Pfd Ser A Opt | 74039L673 | Equities | 7 | $7,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 70 | $6,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 115 | $6,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 120 | $6,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 41 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 89 | $6,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 40 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 120 | $6,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 70 | $6,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 127 | $6,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 25 | $6,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 81 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 320 | $6,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 350 | $6,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 358 | $6,000 | thousands by filing date | |
| JANUS HENDERSON RESEARCH FUND CLASS T | 471023853 | OPEN END TAXABLE NO LOAD FUND | 154 | $6,000 | thousands by filing date | |
| Fidelity Short-Term Bond Fd | 316146208 | COM | 738 | $6,000 | thousands by filing date | |
| FIDELITY CONSERVATIVE INCOME BOND INSTL | 316146521 | BOND FUNDS | 646 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 81 | $6,000 | thousands by filing date | |
| PENNSYLVANIA ST TPKE COMMN TPKE REV, REV BDS | 7092233A7 | Revenue Supported Bonds - non-taxable | 5,000 | $6,000 | thousands by filing date | principal |
| Cigna Corporation | 125523100 | COM | 28 | $5,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 27 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 29 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 101 | $5,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 33 | $5,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 67 | $5,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 185 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 100 | $5,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 60 | $5,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 35 | $5,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 1,184 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 96 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 66 | $5,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 460 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 138 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 92 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 130 | $5,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 280 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 50 | $5,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 72 | $5,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 192 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,528 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 93 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 150 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 214 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 467 | $5,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 1,023 | $5,000 | thousands by filing date | |
| CENTER COAST BROOKFIELD MIDSTREAM FOC I | 112740626 | EQUITY FUNDS | 884 | $5,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 2,100 | $5,000 | thousands by filing date | |
| INVESCO EQUITY AND INCOME A | 00142J479 | NTF EQUITY FUNDS | 570 | $5,000 | thousands by filing date | |
| Invesco Mid Cap Growth A | 00143M596 | Mutual Funds | 155 | $5,000 | thousands by filing date | |
| Alaska Indl Dev & Expt Auth Re 10/01/2041 5.500 Call 10/01/2021 100.000 | 011903DZ1 | Fixed Income | 5,000 | $5,000 | thousands by filing date | principal |
| Wells Fargo Bank Natl Assn Cd 2.4519 09/30/2019 2.450 | 949763TJ5 | CDs | 5,000 | $5,000 | thousands by filing date | principal |
| Vanguard Shrt-Term Infl-Prot Sec Idx Inv | 922020508 | Mutual Funds | 211 | $5,000 | thousands by filing date | |
| Bank Ny Mellon Brokered Inst Cd 2.0519 02/14/2019 2.050 | 06405VAJ8 | CDs | 5,000 | $5,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 28 | $4,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 18 | $4,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 32 | $4,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 131 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $4,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 384 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 67 | $4,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 356 | $4,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 23 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 207 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 92 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 678 | $4,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200 | $4,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 76 | $4,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 112 | $4,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 136 | $4,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 920 | $4,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 173 | $4,000 | thousands by filing date | |
| FIDELITY SELECT IT SERVICES | 316390483 | MUTUAL | 66 | $4,000 | thousands by filing date | |
| FIDELITY FLOATING RATE HIGH INCOME | 315916783 | BOND FUNDS | 415 | $4,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 232 | $4,000 | thousands by filing date | |
| Vanguard Specialized Portfolio | 921908208 | mf | 499 | $4,000 | thousands by filing date | |
| FIDELITY SEL NATURAL RESOURCES | 316390491 | COM | 185 | $4,000 | thousands by filing date | |
| TILT HLDGS INC F | 88688R104 | COM | 1,500 | $4,000 | thousands by filing date | |
| INVESCO COMSTOCK A | 00143M711 | MFA | 193 | $4,000 | thousands by filing date | |
| Fidelity International Enhanced Index | 31606X407 | Equities | 478 | $4,000 | thousands by filing date | |
| JPMorgan Government Bond A | 4812C0399 | Mutual Funds | 417 | $4,000 | thousands by filing date | |
| Calvert Ultra-Short Duration Income A | 131582611 | Mutual Funds | 410 | $4,000 | thousands by filing date | |
| Invesco Limited Term Municipal Income C | 001419449 | Mutual Funds | 370 | $4,000 | thousands by filing date | |
| IVZ Investment Grade Muni-Interm 17 M 01/01/2099 | 46136A420 | Unit Trusts | 5 | $4,000 | thousands by filing date | |
| Mb Finl Bk Na Chic Il Cd 2.720 09/10/2020 2.700 | 55266CJZ0 | CDs | 4,000 | $4,000 | thousands by filing date | principal |
| Invesco Floating Rate C | 00141A842 | Mutual Funds | 529 | $4,000 | thousands by filing date | |
| Virtus Student Housing Lp Price On Interest In An | 928997329 | User-Defined | 2 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 94 | $3,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 32 | $3,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 12 | $3,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 74 | $3,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 15 | $3,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 17 | $3,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 20 | $3,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 59 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 47 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 125 | $3,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 256 | $3,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 207 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 123 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 176 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 176 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 201 | $3,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 110 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 103 | $3,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 36 | $3,000 | thousands by filing date | |
| AMERICAN MUTUAL FUND | 027681105 | MFD | 73 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 37 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 155 | $3,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 61 | $3,000 | thousands by filing date | |
| TWO RDS SHARED TR | 90214Q766 | ANFIELD UNVL ETF | 274 | $3,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 18 | $3,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,400 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 5,000 | $3,000 | thousands by filing date | |
| FIDELITY SELECT INDUSTRIALS PORTFOLIO | 316390517 | Mutual Fund | 121 | $3,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 176 | $3,000 | thousands by filing date | |
| NH Spartan 500 Index | NHFSMKX98 | Balanced | 124 | $3,000 | thousands by filing date | |
| NH Intermediate Treasury Index | NHXTMI907 | Alternatives | 193 | $3,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 759 | $3,000 | thousands by filing date | |
| BLACKROCK TECHNOLOGY OPP | 091929570 | NTF EQUITY FUNDS | 143 | $3,000 | thousands by filing date | |
| Nh Total Market Index | NHFSTMX97 | Mutual Funds | 122 | $3,000 | thousands by filing date | |
| ICON LEASING FUND TWELVE LIQ TRUST | 45113N108 | User-Defined | 30 | $3,000 | thousands by filing date | |
| Albert Lea Minn Indpt Sch Dist 02/01/2030 0.000 Call 02/01/2027 91.211 | 012806LK9 | Fixed Income | 5,000 | $3,000 | thousands by filing date | principal |
| Washington St 08/01/2021 5.000 Pre-Refunded 08/01/2019 100.00 | 93974CLB4 | Fixed Income | 3,000 | $3,000 | thousands by filing date | principal |
| Principal SAM Strategic Growth C | 74254V380 | Mutual Funds | 190 | $3,000 | thousands by filing date | |
| Fidelity Advisor Freedom 2030 A | 315792796 | Mutual Funds | 249 | $3,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17 | $2,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 34 | $2,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 76 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 35 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 14 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 16 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 100 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 13 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 57 | $2,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 106 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 108 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 35 | $2,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 16 | $2,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 100 | $2,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 30 | $2,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 20 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 10 | $2,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 80 | $2,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 87 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 19 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 162 | $2,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 70 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 150 | $2,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 70 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10 | $2,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 50 | $2,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 300 | $2,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 25 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 89 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 274 | $2,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 43 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 102 | $2,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 825 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 78 | $2,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 100 | $2,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 100 | $2,000 | thousands by filing date | |
| FIDELITY ADVISOR STRATEGIC INCOME I | 315920801 | BOND FUNDS | 136 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 233 | $2,000 | thousands by filing date | |
| FIDELITY SELECT UTILITIES | 316390509 | Mutual Fund | 27 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 70 | $2,000 | thousands by filing date | |
| PIMCO INVESTMENT GRADE CORP BOND FUND CLASS P | 72201M685 | Mutual Fund | 236 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 332 | $2,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 134 | $2,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 200 | $2,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $2,000 | thousands by filing date | |
| Telephone & Data Sys 6.625% Pfd | 879433852 | Preferred Stock | 72 | $2,000 | thousands by filing date | |
| JANUS GLOBAL TECHNOLOGY FUND | 471023663 | MF | 59 | $2,000 | thousands by filing date | |
| PIMCO EMERGING MARKETS BOND I2 | 72201M818 | PEMPX | 239 | $2,000 | thousands by filing date | |
| FRANKLIN MANAGED INCOME | 353612682 | NTF EQUITY FUNDS | 151 | $2,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,330 | $2,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 50 | $2,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 76 | $2,000 | thousands by filing date | |
| CENTRAL PUGET SOUND WA REGL TRAN AUTH SALES TAX & MOTOR VEHICLE EXCISE TAX | 155048BB6 | Revenue Supported Bonds - non-taxable | 2,000 | $2,000 | thousands by filing date | principal |
| FIDELITY ADVISOR HIGH IN COME I | 31641Q722 | mf | 269 | $2,000 | thousands by filing date | |
| CANNAROYALTY CORP | 137644100 | COM | 385 | $2,000 | thousands by filing date | |
| KBS Legacy Partners Apartment REIT Inc | 48243K101 | REIT | 6,860 | $2,000 | thousands by filing date | |
| Alger Health Sciences A | 015565765 | Mutual Funds | 87 | $2,000 | thousands by filing date | |
| Tillamook & Yamhill Cntys Ore 06/15/2038 0.000 Call 06/15/2028 66.510 | 886791BS0 | Fixed Income | 5,000 | $2,000 | thousands by filing date | principal |
| Fnma Remic Series Tr 1999-29 06/20/2029 6.400 Factor 1.00000000 | 31359VQ48 | Mortgage-Backed | 2,000 | $2,000 | thousands by filing date | principal |
| IVZ Investment Grade Income 10-20Y 25 M 01/01/2099 | 46136E588 | Unit Trusts | 2 | $2,000 | thousands by filing date | |
| Palm Beach Cnty Fla Solid Wast 10/01/2020 5.500 Pre-Refunded 10/01/2019 100.00 | 696560KT7 | Fixed Income | 2,000 | $2,000 | thousands by filing date | principal |
| Thrivent Mid Cap Stock A | 885882688 | Mutual Funds | 98 | $2,000 | thousands by filing date | |
| Thrivent Small Cap Stock A | 885882571 | Mutual Funds | 130 | $2,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V302 | Equities | 68 | $2,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6 | $1,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 92 | $1,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5 | $1,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 16 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30 | $1,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 105 | $1,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 9 | $1,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9 | $1,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 28 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 40 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 43 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 25 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 20 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24 | $1,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 25 | $1,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10 | $1,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 64 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19 | $1,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 10 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 10 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 13 | $1,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 10 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 12 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 68 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 17 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 25 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 26 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 13 | $1,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 23 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 21 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 100 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 30 | $1,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 20 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 40 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 60 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 37 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 40 | $1,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 29 | $1,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 53 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 60 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 20 | $1,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 21 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 18 | $1,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 20 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 27 | $1,000 | thousands by filing date | |
| QWest Corp., 6.500per, due 09/01/2056 | 74913G881 | Preferred | 65 | $1,000 | thousands by filing date | |
| ROCKY MOUNTAIN HIGH BRANDS INC NEW | 77471R207 | COM | 50,000 | $1,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 75 | $1,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 22 | $1,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 40 | $1,000 | thousands by filing date | |
| PUTNAM GROWTH OPPTY CL A | 746802800 | MFD | 19 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 26 | $1,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 200 | $1,000 | thousands by filing date | |
| ENTERGY LOUISIANA LLC - CALLABLE | 29364W108 | Pref | 55 | $1,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| PIMCO FDS INCOME FD CL A | 72201F474 | MUTUAL | 54 | $1,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 41 | $1,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 32 | $1,000 | thousands by filing date | |
| AMERICAN FUNDS AMERICAN HIGH-INC A | 026547109 | LOAD BOND FUND | 100 | $1,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 40 | $1,000 | thousands by filing date | |
| DOUBLELINE TOTAL RETURN BOND N | 258620202 | Mutual Fund | 68 | $1,000 | thousands by filing date | |
| SELECTED AMERICAN SHARES S | 816221105 | COM | 35 | $1,000 | thousands by filing date | |
| JANUS INVT FD | 471023804 | ENTRPIRSE FD T | 12 | $1,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 69 | $1,000 | thousands by filing date | |
| ROYCE SMALL-CAP FUND SERVICE CLASS | 780905386 | OPEN END TAXABLE NO LOAD FUND | 129 | $1,000 | thousands by filing date | |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO OPEN SHARES | 52106N764 | OPEN END TAXABLE NO LOAD FUND | 60 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 2,000 | $1,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,000 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 47 | $1,000 | thousands by filing date | |
| AMERICAN CENTURY EQUI | 025076100 | MUTUAL | 88 | $1,000 | thousands by filing date | |
| WESTERN ASSET MORTGAGE BACKED SEC A | 52469F366 | Com | 56 | $1,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 60 | $1,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 36 | $1,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 45 | $1,000 | thousands by filing date | |
| ClearBridge Large Cap Growth F | 52469H826 | EQ FDS | 32 | $1,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 115 | $1,000 | thousands by filing date | |
| MFS RESEARCH INTERNATIONAL FUND | 552983512 | Com | 58 | $1,000 | thousands by filing date | |
| HONEYWELL INTERNATIONAL INC | 44134R107 | Stock | 45 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746u844 | CV PFD | 48 | $1,000 | thousands by filing date | |
| INVESCO AMERICAN VALUE FUND | 00143M844 | Equity Mutual Fu | 50 | $1,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 44 | $1,000 | thousands by filing date | |
| Dreyfus Active MidCap A | 05587K105 | Mutual Funds | 29 | $1,000 | thousands by filing date | |
| Gnma Remic Trust 2002-51 07/20/2032 6.000 Factor 0.05017120 | 38373XX92 | Mortgage-Backed | 15,000 | $1,000 | thousands by filing date | principal |
| BB&T Corp | 054937875 | Preferred Stock | 46 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 44 | $1,000 | thousands by filing date | |
| NCR Corp | 06288E108 | Equities | 30 | $1,000 | thousands by filing date | |
| Rhode Island Clean Wtr Fin Agy 10/01/2025 4.400 Pre-Refunded 07/29/2019 100.00 | 76218RCY2 | Fixed Income | 1,000 | $1,000 | thousands by filing date | principal |
| Litman Gregory Masters Intl Inv | 53700T603 | Mutual Funds | 61 | $1,000 | thousands by filing date | |
| Marsico Focus | 573012101 | Mutual Funds | 63 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMMINS INC COM | 231021106 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNAPTICS INC COM | 87157D109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| B & G FOODS INC | 05508R106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKECHERS U S A INC | 830566105 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOPRO INC | 38268T103 | CL A | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATUS MEDICAL INC | 639050103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & CO INC NEW | 19249M102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO INCOME | 72201F490 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONIAL BANCGROUP INC | 195493309 | COMMON STOCK | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILICON GRAPHICS INC | 827056102 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK STRATEGIC INCOME OPPS INSTL | 09260B382 | NTF BOND FUNDS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SHORT-TERM INVESTMENT-GRADE ADM | 922031836 | BOND FUNDS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY MUNICIPAL MONEYMARKET | 316048107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEW YORK REIT INC ESCROW | 64ESC1997 | COM | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERATED HRMS PRIME CS OBL WS | 60934N625 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICAL MARIJUANA INC | 58463A105 | COMMON STOCK | 1,275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPYGLASS RES CORP COM | 852193101 | COM | 317 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO FDS PAC INVT MGMT SER | 693391245 | INTL BD FD CL A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAYLAND GROUP CORP COM | 944204106 | Common Stock | 273 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 184 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE INTERACTIVE INC-CL A | 29088W301 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ***SEASPAN CORPORATION CUM RED | Y75638208 | PRD | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Advanced Viral Research Corp C | 007928104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GM CORP SR SER | 370ESC758 | EQUITY | 313 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRA INVENTIONS CORP | 88103B106 | INDUSTRIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP XXX | 370ESC766 | PRF | 118 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENER1 INC NEW | 29267A203 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOUCHSTNE SML CAP COR | 89155H249 | MUTUAL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COMPUTERIZED THERMAL IMAGING | 20557C108 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JANUS FLEXIBLE BD FD | 471023606 | MF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XYBERNAUT CORP | 984149104 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY TOTAL BOND FUND | 31617K881 | FTBFX | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WESTROCK COFFEE CO | 033355108 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hive Blockchain Technologies L | 43366H100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ER URGENT CARE HLDGS INC | 26884H207 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY STRATEGIC INCOME FUND | 315807461 | BOND FUNDS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Harvest Oil & Gas Warrants | 41755V110 | WT | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Harvest Oil & Gas Corp | 41755V102 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIENT TECHNOLOGIES INC COM | 75034P106 | Common Stock | 455 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CENTURY FINANCIAL CORP M COM | 6435EV108 | REIT | 375 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNMA SERIES 93001 HA | 31358R3V3 | CMOs | 2,500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fidelity Tax-Exempt Money Market | 650914609 | Mutual Fund | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GROWLIFE INC COM | 39985X104 | Stock | 4,999 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELCATH SYS INC COM | 24661P708 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JP MORGAN SMALL CAP EQUITY FUND CLASS A | 4812A1365 | M | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED CANNABIS CO INC | 45827L109 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Earful Of Books Inc (NV) | 270086101 | Equities | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| American Heritage Intl Inc Com New (NV) | 02650U201 | Equities | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo Short-Term Bond A | 949917637 | Mutual Funds | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DoubleLine Long Duration Total Ret Bd N | 258620731 | Mutual Funds | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED DEVELOPMENT FUNDING V (NV) | 91018V100 | User-Defined | 2,298 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lehman Bros Hldg Inc Escrow (NV) 12/31/9999 19.250 | 524ESC9H5 | Fixed Income | 8,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Gnma Pass-Thru M Single Family 04/20/2023 8.500 Factor 0.00083470 | 36202BEZ4 | Mortgage-Backed | 100,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fnma Series 92027 03/25/2022 8.000 Factor 0.00280910 | 31358L5F9 | Mortgage-Backed | 10,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fnma Series 9112 02/25/2021 7.000 Factor 0.00017870 | 31358FM55 | Mortgage-Backed | 2,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fnma Series 90109 09/25/2020 7.000 Factor 0.00039300 | 31358E7W6 | Mortgage-Backed | 2,500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fhlmc Series 1128 08/15/2021 7.000 Factor 0.00052950 | 312906G79 | Mortgage-Backed | 3,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Fhlmc Series 1068 04/15/2021 7.000 Factor 0.00036710 | 312905RG9 | Mortgage-Backed | 2,500 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Eyecashnetworks Inc (NV) | 30232F103 | Equities | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 2-Infinity Inc (NV) | 90206R103 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONE STAR GOLD INC COM NEW | 542281209 | Stock | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gnma Pass-Thru M Single Family 12/20/2019 9.000 Factor 0.00000000 | 36202BNZ4 | Mortgage-Backed | 30,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| Intermet (NV) | 45881K104 | Equities | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Janus Henderson Multi-Sector Income T | 47103D470 | Mutual Funds | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo Emerging Markets Equity Adm | 94984B355 | Mutual Funds | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FT Sabrient Baker s Dozen Feb 2018 F RE 03/20/2019 | 30306G417 | Unit Trusts | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMG GW&K Core Bond I | 00170J730 | Mutual Funds | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-19-003060 | superseded | 2019-02-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001437749-19-015726 | this filing | 2019-08-07 | acceptance time not in the bulk data set |