13F-HR filed by Lake Point Wealth Management
Lake Point Wealth Management filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-21, with 567 holding rows worth $161,437,000.
- Accession
- 0001437749-19-003060
- Filer
- CIK 1768068
- Filed
- 2019-02-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 567 entries on the cover page, a total value of $161,437,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $161,437,000 with VALUE read as thousands by filing date, 13F file number 028-19428. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 86,646 | $21,847,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 103,337 | $6,781,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 42,982 | $5,668,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,194 | $5,034,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 42,346 | $4,650,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 136,013 | $3,937,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 101,199 | $3,931,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 61,386 | $3,484,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 72,048 | $3,412,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 38,186 | $3,399,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 61,485 | $3,222,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,161 | $3,073,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 115,822 | $3,054,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 32,391 | $2,961,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 82,547 | $2,739,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 55,695 | $2,628,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 71,553 | $2,364,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 21,675 | $2,237,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 26,639 | $2,045,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 27,995 | $1,941,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 17,387 | $1,787,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 35,749 | $1,760,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 34,561 | $1,667,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 33,876 | $1,644,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 48,344 | $1,620,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 16,389 | $1,555,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 26,851 | $1,333,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 26,622 | $1,329,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 5,645 | $1,297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 45,805 | $1,274,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 46,081 | $1,211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 25,949 | $1,181,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 21,810 | $1,175,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,245 | $1,130,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,508 | $1,053,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 29,427 | $1,029,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 19,890 | $1,015,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 9,606 | $1,012,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 34,647 | $985,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 6,154 | $949,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,962 | $886,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,134 | $851,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 26,191 | $845,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,501 | $818,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 12,118 | $743,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,054 | $742,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 21,008 | $741,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,942 | $738,000 | thousands by filing date | |
| O'Shares FTSE U.S. Quality Divid | 67110P407 | COM | 23,713 | $712,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 8,051 | $695,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 24,844 | $691,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 14,496 | $686,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,091 | $673,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 7,785 | $669,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 11,713 | $661,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,101 | $653,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,759 | $652,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,989 | $651,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 16,162 | $613,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,195 | $612,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,971 | $569,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,848 | $567,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 11,899 | $563,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,832 | $560,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,258 | $532,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,316 | $522,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 26,705 | $515,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 12,811 | $506,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 11,949 | $501,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 15,775 | $475,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,111 | $464,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,391 | $451,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,510 | $445,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 7,445 | $436,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,842 | $420,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 8,688 | $417,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,301 | $408,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 4,137 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,735 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,402 | $385,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 5,126 | $382,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 5,208 | $361,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,875 | $353,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 12,344 | $350,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,033 | $349,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 12,328 | $321,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $306,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,322 | $302,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,979 | $301,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,092 | $290,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,124 | $283,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,284 | $281,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,210 | $274,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,493 | $271,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 256 | $270,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,606 | $267,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,513 | $263,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,092 | $262,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,961 | $259,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 7,461 | $257,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,842 | $256,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,924 | $255,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,285 | $253,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 4,786 | $249,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,902 | $248,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 6,215 | $242,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 5,485 | $240,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,553 | $235,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,474 | $234,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,623 | $233,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,787 | $230,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,400 | $228,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,793 | $227,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,235 | $226,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,419 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 10,348 | $218,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,072 | $218,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,904 | $217,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,340 | $214,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,350 | $212,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,189 | $211,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,577 | $210,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,967 | $210,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,681 | $207,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,077 | $206,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,817 | $205,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,273 | $205,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 7,736 | $204,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,076 | $201,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,556 | $200,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 2,443 | $200,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,623 | $198,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,232 | $197,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 757 | $195,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,124 | $195,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,979 | $193,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,031 | $192,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,037 | $191,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,905 | $189,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 8,633 | $189,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 784 | $188,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 4,089 | $186,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,139 | $184,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,986 | $178,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,166 | $176,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 116 | $174,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 811 | $166,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,406 | $164,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 2,812 | $162,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,446 | $158,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 889 | $154,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 4,476 | $153,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 860 | $153,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 9,845 | $153,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,541 | $151,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,693 | $146,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,623 | $144,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,700 | $140,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,242 | $136,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,082 | $133,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,572 | $123,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 1,442 | $122,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 500 | $122,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,192 | $121,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,535 | $117,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,509 | $115,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,642 | $111,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 6,308 | $106,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 7,977 | $105,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 697 | $105,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,786 | $101,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 587 | $101,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 100 | $86,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 540 | $81,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 3,758 | $77,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 787 | $73,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 2,656 | $68,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 37 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 2,316 | $64,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 970 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 359 | $60,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 3,598 | $57,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 900 | $56,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 300 | $54,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 13,925 | $50,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 773 | $49,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 313 | $49,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,419 | $47,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 427 | $46,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 504 | $46,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 344 | $43,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 584 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 4,627 | $42,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 717 | $38,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 249 | $38,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 36 | $37,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 192 | $37,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 904 | $36,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 660 | $36,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 1,500 | $34,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 400 | $34,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,348 | $33,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 764 | $32,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 956 | $31,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 447 | $30,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $30,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 499 | $30,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 393 | $29,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 607 | $28,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 647 | $28,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 200 | $27,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 196 | $26,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 101 | $26,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 395 | $25,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 673 | $25,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 150 | $24,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 639 | $24,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $23,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,062 | $23,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 200 | $23,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 1,745 | $23,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 792 | $22,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 618 | $22,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,002 | $21,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 119 | $21,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 100 | $21,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 362 | $21,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 100 | $21,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 410 | $20,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 126 | $20,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 800 | $20,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 181 | $20,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400 | $20,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 283 | $19,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 140 | $19,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 1,124 | $19,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,533 | $19,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 94 | $18,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 128 | $18,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 270 | $18,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,000 | $18,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 147 | $17,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 113 | $17,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 265 | $17,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 200 | $17,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,347 | $17,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 4,719 | $17,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 348 | $16,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 122 | $16,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 254 | $16,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 171 | $15,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 400 | $15,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 340 | $15,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 4,325 | $15,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 260 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 178 | $14,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 223 | $14,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 140 | $14,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 162 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 343 | $14,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 150 | $14,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 203 | $14,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 281 | $13,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 289 | $13,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 187 | $13,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 226 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 70 | $13,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 196 | $13,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 104 | $12,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 326 | $12,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 185 | $12,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 771 | $12,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 120 | $12,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 200 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 232 | $12,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 121 | $11,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 82 | $11,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 74 | $11,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 232 | $11,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 133 | $11,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 96 | $11,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 500 | $11,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 213 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 155 | $11,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 242 | $11,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 78 | $11,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 129 | $10,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 213 | $10,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 649 | $10,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 86 | $10,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 219 | $10,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 189 | $10,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 197 | $10,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 327 | $10,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 151 | $10,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 45 | $9,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 146 | $9,000 | thousands by filing date | |
| IJH | 464287507 | COM | 52 | $9,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 69 | $9,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20 | $9,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 138 | $9,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 400 | $9,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 91 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 369 | $9,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 762 | $9,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 255 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 450 | $8,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 140 | $8,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 135 | $8,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 86 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 73 | $8,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 115 | $8,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 93 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200 | $8,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 60 | $8,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 200 | $8,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 313 | $8,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 189 | $8,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 300 | $8,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 51 | $7,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 51 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 95 | $7,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 70 | $7,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 353 | $7,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 217 | $7,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $7,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 200 | $7,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 454 | $7,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 70 | $6,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 115 | $6,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 120 | $6,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 41 | $6,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 89 | $6,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 120 | $6,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 70 | $6,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 127 | $6,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 25 | $6,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 81 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 320 | $6,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 350 | $6,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 358 | $6,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 81 | $6,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 28 | $5,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 27 | $5,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 26 | $5,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 101 | $5,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 33 | $5,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 67 | $5,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 185 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 100 | $5,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 60 | $5,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 35 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 193 | $5,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 96 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 66 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 138 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 92 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 130 | $5,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 280 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 50 | $5,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 72 | $5,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 192 | $5,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 1,528 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 93 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 150 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 214 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 467 | $5,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 200 | $5,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 2,000 | $5,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 28 | $4,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 18 | $4,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 32 | $4,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 131 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $4,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 500 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 50 | $4,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 238 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 384 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 67 | $4,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 356 | $4,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 23 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 92 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 678 | $4,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200 | $4,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 94 | $4,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 76 | $4,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 100 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 112 | $4,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 50 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 136 | $4,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 173 | $4,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 94 | $3,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 32 | $3,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 74 | $3,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 13 | $3,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 15 | $3,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 20 | $3,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 47 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 125 | $3,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 256 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 153 | $3,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 207 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 123 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 176 | $3,000 | thousands by filing date | |
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| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 103 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 37 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 155 | $3,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 18 | $3,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,400 | $3,000 | thousands by filing date | |
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| DENBURY RES INC | 247916208 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 176 | $3,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 34 | $2,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14 | $2,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 76 | $2,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 35 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 14 | $2,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 16 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24 | $2,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 8 | $2,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 100 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 13 | $2,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 57 | $2,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 8 | $2,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 108 | $2,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 35 | $2,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 16 | $2,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 12 | $2,000 | thousands by filing date | |
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| OLD REP INTL CORP COM | 680223104 | Stock | 100 | $2,000 | thousands by filing date | |
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| CAPITAL SOUTHWEST CORP | 140501107 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 87 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 19 | $2,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 162 | $2,000 | thousands by filing date | |
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| MOELIS & CO | 60786M105 | CL A | 70 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10 | $2,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 50 | $2,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 300 | $2,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 25 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 20 | $2,000 | thousands by filing date | |
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| ISHARES TR | 464288711 | GLOB UTILITS ETF | 43 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 102 | $2,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 825 | $2,000 | thousands by filing date | |
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| Apollo Global Management | 037612306 | COM | 100 | $2,000 | thousands by filing date | |
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| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 1,330 | $2,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 50 | $2,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 76 | $2,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6 | $1,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 92 | $1,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5 | $1,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10 | $1,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 8 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 16 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30 | $1,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 105 | $1,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 10 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 28 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 40 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 43 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 25 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25 | $1,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 20 | $1,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 47 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24 | $1,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 25 | $1,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10 | $1,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 64 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 19 | $1,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 10 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 10 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 13 | $1,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 10 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 12 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 68 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 17 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 25 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 26 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 13 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 30 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001437749-19-003060 | this filing | 2019-02-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001437749-19-015726 | base | 2019-08-07 | acceptance time not in the bulk data set |