13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-06, with 5,072 holding rows worth $2,709,936,827,000.
- Accession
- 0001426459-20-000005
- Filer
- CIK 1364742
- Filed
- 2020-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 45,426 entries on the cover page, a total value of $2,709,936,827,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,709,936,827,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIEBERT FINL CORP | 826176109 | COM | 436,507 | $1,410,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 281,841 | $1,410,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,740,282 | $1,410,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 289,462 | $1,407,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 1,390,000 | $1,405,000 | thousands by filing date | principal |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 58,287 | $1,404,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 76,546 | $1,402,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 106,297 | $1,382,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 155,850 | $1,377,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AL3 | DBCV 4.000% 1/1 | 1,450,000 | $1,375,000 | thousands by filing date | principal |
| Schwab US TIPS ETF | 808524870 | SHS | 22,296 | $1,374,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 90,000 | $1,368,000 | thousands by filing date | put |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 1,250,000 | $1,367,000 | thousands by filing date | principal |
| ATHIRA PHARMA INC | 04746L104 | COM | 73,984 | $1,366,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 1,310,000 | $1,354,000 | thousands by filing date | principal |
| GREENLANE HLDGS INC | 395330103 | CL A | 603,581 | $1,352,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 449,542 | $1,348,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 1,125,000 | $1,346,000 | thousands by filing date | principal |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 40,324 | $1,333,000 | thousands by filing date | |
| ISHARES TR | 46436E833 | IBONDS 28 TRM TS | 50,000 | $1,331,000 | thousands by filing date | |
| ALTERYX INC | 02156BAD5 | BOND | 1,325,000 | $1,327,000 | thousands by filing date | principal |
| ISHARES IBONDS 2023 TERM HIGH YIELD & INCOME ETF | 46435U150 | ETF | 56,000 | $1,325,000 | thousands by filing date | |
| COLONY STARWOOD HOMES | 19625XAB8 | NOTE 3.500% 1/1 | 1,025,000 | $1,324,000 | thousands by filing date | principal |
| VONAGE HLDGS CORP | 92886TAJ1 | NOTE 1.750% 6/0 | 1,370,000 | $1,320,000 | thousands by filing date | principal |
| GRAYBUG VISION INC COM | 38942Q103 | SHS | 103,680 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 46436E858 | IBONDS 26 TRM TS | 50,000 | $1,317,000 | thousands by filing date | |
| ISHARES TR | 46436E866 | IBONDS 25 TRM TS | 50,000 | $1,310,000 | thousands by filing date | |
| ISHARES TR | 46436E874 | IBONDS 24 TRM TS | 50,000 | $1,300,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 1,236,000 | $1,296,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 1,430,000 | $1,296,000 | thousands by filing date | principal |
| AWARE INC MASS | 05453N100 | CMN | 479,249 | $1,294,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 51,825 | $1,293,000 | thousands by filing date | |
| INFINERA CORP | 45667GAC7 | BOND | 1,400,000 | $1,292,000 | thousands by filing date | principal |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 65,366 | $1,291,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 602,712 | $1,290,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,055,938 | $1,288,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 206,544 | $1,281,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 387,125 | $1,281,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 705,791 | $1,278,000 | thousands by filing date | |
| ISHARES TR IBONDS 22 TRM TS ETF | 46436E809 | EXCHANGE-TRADED FUND | 50,000 | $1,278,000 | thousands by filing date | |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 287,263 | $1,269,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 50,000 | $1,268,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 586,527 | $1,261,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 53,000 | $1,261,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 273,112 | $1,259,000 | thousands by filing date | |
| Q2 HLDGS INC | 74736LAD1 | NOTE 0.750% 6/0 | 1,025,000 | $1,255,000 | thousands by filing date | principal |
| NATURA &CO HLDG S A | 63884N108 | ADR | 68,700 | $1,251,000 | thousands by filing date | |
| ISHARES TR | 46436E593 | IBOND DEC 2030 | 50,000 | $1,248,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 483,888 | $1,244,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 142,792 | $1,242,000 | thousands by filing date | |
| ISHARES 25 YEAR TREASURY STRIPS BOND ETF | 46436E577 | ETF | 50,000 | $1,238,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 46,508 | $1,236,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1,471,654 | $1,236,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 113,659 | $1,232,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 1,235,000 | $1,232,000 | thousands by filing date | principal |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 35,960 | $1,230,000 | thousands by filing date | |
| NEMAURA MED INC | 640442208 | COMMON | 343,924 | $1,221,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 72,596 | $1,216,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,343,740 | $1,209,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 966,274 | $1,209,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 562,222 | $1,203,000 | thousands by filing date | |
| REALPAGE INC | 75606NAC3 | NOTE 1.500% 5/1 | 1,164,000 | $1,197,000 | thousands by filing date | principal |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 477,618 | $1,194,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,085,207 | $1,194,000 | thousands by filing date | |
| ISHARES MSCI USA MIDCAP | 46435U143 | ETF | 44,000 | $1,193,000 | thousands by filing date | |
| OUTSET MEDICAL INC | 690145107 | COM | 23,841 | $1,192,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 211,185 | $1,190,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 307,333 | $1,190,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 411,537 | $1,181,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 209,507 | $1,177,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 1,275,000 | $1,174,000 | thousands by filing date | principal |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 364,974 | $1,171,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,170,353 | $1,170,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 128,740 | $1,167,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 2,246,455 | $1,164,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 755,093 | $1,163,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 203,905 | $1,156,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 986,734 | $1,155,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 180,657 | $1,154,000 | thousands by filing date | |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 25,001 | $1,146,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 112,747 | $1,139,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 159,117 | $1,139,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 689,283 | $1,137,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 970,698 | $1,136,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 290,521 | $1,130,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 119,623 | $1,124,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 7,175 | $1,122,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,180,934 | $1,122,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 128,537 | $1,106,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,370,000 | $1,101,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 2,799,871 | $1,085,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 900,000 | $1,083,000 | thousands by filing date | principal |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 120,000 | $1,080,000 | thousands by filing date | put |
| AIM IMMUNOTECH INC | 00901B105 | COM | 502,692 | $1,080,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771VAB4 | NOTE 1.500%10/0 | 1,325,000 | $1,067,000 | thousands by filing date | principal |
| ISHARES TR | 46436E825 | IBONDS 29 TRM TS | 40,000 | $1,066,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 164,802 | $1,059,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 209,128 | $1,058,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 31,762 | $1,055,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 76,854 | $1,053,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 404,701 | $1,048,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,333,297 | $1,044,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 1,000,000 | $1,038,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,021,871 | $1,033,000 | thousands by filing date | |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 67,504 | $1,024,000 | thousands by filing date | |
| ISHARES TR | 46435G656 | ADAPTIVE ETF | 38,093 | $1,016,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 103,954 | $1,014,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 320,589 | $1,013,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 252,780 | $1,012,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 1,509,032 | $1,004,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 940,000 | $1,000,000 | thousands by filing date | principal |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 169,489 | $999,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 175,000 | $998,000 | thousands by filing date | put |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 78,726 | $998,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 166,565 | $996,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 486,884 | $988,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 441,509 | $984,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 111,506 | $982,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087302 | COM | 255,944 | $982,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 311,318 | $981,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,171,347 | $981,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 177,430 | $980,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 12,126 | $978,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 99,258 | $972,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 148,000 | $966,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 305,397 | $955,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 77,695 | $954,000 | thousands by filing date | |
| LUMOS PHARMA INC | 55028X109 | COM | 68,661 | $950,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 28,260 | $941,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 269,236 | $940,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 74,357 | $937,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 88,577 | $930,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 226,749 | $930,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 286,078 | $930,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 925,000 | $925,000 | thousands by filing date | principal |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 599,102 | $923,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 314,916 | $922,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 339,917 | $921,000 | thousands by filing date | |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 869,000 | $916,000 | thousands by filing date | principal |
| CBDMD INC | 12482W101 | COM | 453,573 | $907,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 88,821 | $906,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAC6 | NOTE 6/0 | 250,000 | $904,000 | thousands by filing date | principal |
| REALNETWORKS INC | 75605L708 | COM | 740,213 | $903,000 | thousands by filing date | |
| MERUS N V | N5749R100 | COM | 74,391 | $893,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 149,423 | $890,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 84,600 | $889,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 436,629 | $882,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 697,829 | $873,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 257,377 | $852,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 1,252,181 | $851,000 | thousands by filing date | |
| BIOCEPT INC | 09072V501 | COM | 191,630 | $845,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 360,364 | $843,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 34,549 | $842,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 335,866 | $840,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,522,140 | $837,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 865,000 | $837,000 | thousands by filing date | principal |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 970,314 | $834,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 89,979 | $829,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 901,000 | $824,000 | thousands by filing date | principal |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 715,421 | $823,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AC4 | NOTE 1.250% 5/0 | 1,175,000 | $822,000 | thousands by filing date | principal |
| U S GLOBAL INVS INC | 902952100 | CL A | 344,399 | $820,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,819 | $807,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6,287 | $805,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 1,448,114 | $803,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 81,387 | $802,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 800,000 | $800,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 67,000 | $799,000 | thousands by filing date | put |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 162,723 | $796,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 607,351 | $796,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 335,576 | $792,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 43,585 | $781,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 551,291 | $776,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 41,795 | $767,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 800,000 | $767,000 | thousands by filing date | principal |
| ROYAL BK CDA COM | 780087102 | Stock | 10,893 | $764,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 68,892 | $763,000 | thousands by filing date | |
| NEONODE INC | 64051M709 | CMN | 96,560 | $763,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 209,239 | $760,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 110,923 | $759,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 93,579 | $751,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 114,500 | $746,000 | thousands by filing date | call |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 307,275 | $741,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 166,612 | $740,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 411,132 | $740,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 10,674 | $739,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 223,957 | $737,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 16,775 | $732,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 53,358 | $722,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 150,157 | $722,000 | thousands by filing date | |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 725,000 | $722,000 | thousands by filing date | principal |
| TRAVERE THERAPEUTICS INC | 761299AB2 | NOTE 2.500% 9/1 | 850,000 | $718,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 6,315 | $717,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 129,372 | $709,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 9,032 | $704,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 268,519 | $704,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 32,365 | $700,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 830,471 | $699,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 27,228 | $694,000 | thousands by filing date | |
| NULL | 68620A203 | NULL | 87,785 | $694,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 443,328 | $692,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 425,255 | $689,000 | thousands by filing date | |
| EURODRY LTD | Y23508107 | COM | 180,000 | $684,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 143,305 | $683,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 159,466 | $681,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 725,000 | $675,000 | thousands by filing date | principal |
| GLOBAL INDEMNITY GROUP LLC | 37959R103 | COM CL A | 32,425 | $674,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC COM NEW | 079481404 | Stock | 102,563 | $674,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,153,877 | $673,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 74,958 | $673,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 28,967 | $667,000 | thousands by filing date | |
| UROVANT SCIENCES | G9381B108 | COMMON STOCK | 71,386 | $667,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 212,042 | $666,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 373,319 | $660,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 161,549 | $647,000 | thousands by filing date | |
| COHEN & CO INC NEW | 19249M102 | COM | 33,125 | $647,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 120,533 | $647,000 | thousands by filing date | |
| STAR EQUITY HOLDINGS INC | 443787205 | COM NEW | 66,386 | $642,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 82,355 | $637,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 695,844 | $634,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 455,857 | $634,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 440,277 | $630,000 | thousands by filing date | |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R105 | COM | 240,649 | $619,000 | thousands by filing date | |
| MIND TECHNOLOGY INC COM NEW | 602566101 | Stock | 295,660 | $615,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 33,694 | $614,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 40,320 | $609,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 112,034 | $609,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 59,031 | $603,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 128,275 | $601,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 1,101,392 | $598,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 191,790 | $596,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 127,276 | $594,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 144,288 | $589,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 25,971 | $586,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C112 | W EXP 09/05/202 | 253,190 | $585,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 22,804 | $583,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 116,005 | $583,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 185,668 | $581,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 77,051 | $580,000 | thousands by filing date | |
| GUESS INC | 401617AD7 | BOND | 725,000 | $580,000 | thousands by filing date | principal |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 103,748 | $574,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 226,821 | $560,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 18,977 | $560,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 245,074 | $559,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 347,456 | $559,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,086,230 | $559,000 | thousands by filing date | |
| KINETIK HOLDINGS INC COM NEW CL A | 02215L209 | Stock | 50,214 | $558,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 259,914 | $556,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 383,092 | $555,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 95,582 | $555,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 196,423 | $552,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 104,741 | $545,000 | thousands by filing date | |
| ISHARES US ETF TR | 46431W630 | MEDIA ENTRNMNT | 20,000 | $545,000 | thousands by filing date | |
| HUNT COS FIN TR INC | 44558T100 | COM | 195,726 | $534,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 24,380 | $528,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 132,816 | $522,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 554,700 | $520,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 52,578 | $518,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 706,237 | $516,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,122,413 | $503,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 131,279 | $503,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 6,199 | $500,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 426,270 | $499,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 93,181 | $494,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 3,368,957 | $492,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 9,607 | $485,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 70,760 | $484,000 | thousands by filing date | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 31,982 | $484,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 343,014 | $483,000 | thousands by filing date | |
| MTBC INC | 55378G102 | COM | 54,344 | $483,000 | thousands by filing date | |
| NABORS INDS INC | 62957HAB1 | BOND | 1,775,000 | $475,000 | thousands by filing date | principal |
| BAUDAX BIO INC | 07160F107 | COM | 171,031 | $474,000 | thousands by filing date | |
| RANDOLPH BANCORP INC | 752378109 | COM | 37,966 | $472,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 293,128 | $469,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 7,471 | $466,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 206,233 | $466,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 208,548 | $465,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 2,020,753 | $465,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 205,684 | $459,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 51,167 | $458,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 437,881 | $456,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 34,181 | $453,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 53,571 | $453,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 145,356 | $451,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 102,358 | $451,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 379,142 | $444,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10,433 | $433,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 153,234 | $432,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 512,001 | $431,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 28,322 | $429,000 | thousands by filing date | |
| KLX ENERGY SERVICES HOLDINGS | 48253L205 | COM NEW | 102,548 | $426,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 549,674 | $426,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T206 | COM NEW | 49,603 | $421,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,750 | $418,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 6,964 | $413,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 138,191 | $409,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 483,723 | $405,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 705,824 | $405,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 244,964 | $404,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 1,000,000 | $400,000 | thousands by filing date | principal |
| TILRAY INC | 88688T100 | COM CL 2 | 82,171 | $399,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 701,161 | $396,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 122,807 | $395,000 | thousands by filing date | |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 340,839 | $395,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 291,209 | $393,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 306,865 | $393,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 457,815 | $390,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 10,820 | $388,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 611,845 | $385,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 80,135 | $381,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 69,741 | $378,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 43,418 | $375,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 117,154 | $362,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 870,007 | $356,000 | thousands by filing date | |
| VALHI INC | 918905209 | COMMON STOCK | 26,953 | $355,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 312,704 | $354,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 259,750 | $353,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 130,125 | $351,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 938,071 | $343,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 38,532 | $341,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 8,000 | $337,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 14,687 | $337,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 132,862 | $332,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 28,089 | $332,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 248,711 | $329,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 74,332 | $328,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 363,215 | $326,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 22,166 | $325,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 191,662 | $325,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 77,402 | $323,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 19,035 | $319,000 | thousands by filing date | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 11,923 | $318,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 12,287 | $318,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 11,929 | $316,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 468,698 | $312,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 53,691 | $311,000 | thousands by filing date | |
| PLUS THERAPEUTICS INC | 72941H400 | COM | 121,038 | $310,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 891,753 | $310,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 73,886 | $309,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 135,067 | $309,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 336,446 | $308,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W622 | INOVATIV HLTCR | 10,000 | $303,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,202 | $297,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 37,699 | $293,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 534,483 | $290,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 192,346 | $289,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 5,212 | $288,000 | thousands by filing date | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 111,028 | $279,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592135 | COM | 112,500 | $278,000 | thousands by filing date | |
| THERMOGENESIS HLDGS INC | 88362L100 | COM | 94,268 | $273,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 39,365 | $272,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 193,339 | $272,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,587 | $271,000 | thousands by filing date | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 49,400 | $270,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 30,745 | $270,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 93,638 | $270,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 21,159 | $268,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 362,148 | $267,000 | thousands by filing date | |
| SELLAS LIFE SCIENCES GROUP I | 81642T209 | COM NEW | 100,424 | $266,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 42,920 | $265,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 115,674 | $264,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 30,400 | $263,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328874 | COM NEW | 206,169 | $258,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 87,072 | $257,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 30,970 | $257,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 36,711 | $254,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 273,232 | $254,000 | thousands by filing date | |
| BIO-PATH HLDGS INC | 09057N300 | COM | 59,929 | $254,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,615 | $252,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 17,273 | $252,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 34,133 | $248,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 41,467 | $246,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 20,158 | $245,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 874,802 | $245,000 | thousands by filing date | |
| SPRING BK PHARMACEUTICALS IN | 849431101 | COM | 183,508 | $245,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 104,415 | $244,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 10,000 | $239,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 443,328 | $239,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,661 | $238,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 53,841 | $237,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 36,292 | $235,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 23,427 | $234,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 906,309 | $233,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 89,001 | $232,000 | thousands by filing date | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 10,000 | $231,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,730 | $227,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T409 | COM | 32,423 | $223,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 852,757 | $222,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 11,969 | $221,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 271,979 | $221,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 42,014 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,247 | $220,000 | thousands by filing date | |
| OPIANT PHARMACEUTICALS INC | 683750103 | COM | 29,491 | $220,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 26,353 | $217,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 5,478 | $215,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 31,492 | $215,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 16,315 | $214,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 86,978 | $212,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 399,048 | $212,000 | thousands by filing date | |
| PERMA PIPE INTERNATIONAL HOL | 714167103 | COMMON STOCK | 37,061 | $210,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 165,494 | $209,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 105,674 | $209,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,846 | $207,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 96,100 | $207,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 17,055 | $207,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 42,863 | $205,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 10,079 | $205,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 125,018 | $204,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 18,332 | $203,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 34,895 | $203,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 74,978 | $201,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 135,198 | $200,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 18,515 | $199,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 23,712 | $198,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 5,530 | $196,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,459 | $194,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 78,061 | $194,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 9,585 | $191,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 18,389 | $190,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 60,722 | $189,000 | thousands by filing date | |
| RIVERVIEW FINL CORP NEW | 76940Q105 | COM | 27,797 | $188,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 33,206 | $187,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 123,930 | $187,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 43,773 | $185,000 | thousands by filing date | |
| CBM BANCORP INC | 1248XT104 | COM | 14,890 | $182,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 591 | $180,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,589,629 | $178,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 49,216 | $178,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 7,037 | $177,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,016 | $176,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 79,935 | $175,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 627 | $174,000 | thousands by filing date | |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 114,314 | $171,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 84,877 | $170,000 | thousands by filing date | |
| BLUE RIDGE BANKSHARES INC | 095825105 | COMMON STOCK | 12,508 | $169,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L207 | COMMON | 21,805 | $166,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 28,443 | $165,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 3,263 | $164,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,020 | $164,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 46,022 | $161,000 | thousands by filing date | |
| ARIDIS PHARMACEUTICALS INC | 040334104 | COMMON STOCK | 22,600 | $160,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 21,943 | $160,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 49,063 | $159,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,223 | $157,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 8,357 | $155,000 | thousands by filing date | |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 115,089 | $155,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 17,919 | $155,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 10,727 | $154,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 848 | $153,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 18,621 | $153,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 49,255 | $153,000 | thousands by filing date | |
| AYRO INC | 054748108 | COM | 51,539 | $153,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 16,902 | $152,000 | thousands by filing date | |
| CANCER GENETICS INC | 13739U203 | COM NEW | 36,665 | $152,000 | thousands by filing date | |
| CF BANKSHARES INC | 12520L109 | COM | 12,559 | $151,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 76,850 | $149,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 55,468 | $148,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 36,546 | $147,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 48,485 | $147,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 49,457 | $146,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 30,722 | $146,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 98,645 | $144,000 | thousands by filing date | |
| FIRST US BANCSHARES INC | 33744V103 | COM | 21,700 | $144,000 | thousands by filing date | |
| EPSILON ENERGY LTD | 294375209 | COMMON STOCK | 47,305 | $143,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 53,668 | $142,000 | thousands by filing date | |
| AIR T INC | 009207101 | COM | 14,587 | $142,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 40,237 | $142,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 60,706 | $141,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 16,255 | $141,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 77,794 | $140,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 11,966 | $140,000 | thousands by filing date | |
| CONDOR HOSPITALITY TR INC | 20676Y403 | COM NEW | 53,289 | $140,000 | thousands by filing date | |
| JAKKS PAC INC | 47012E403 | COM NEW | 36,361 | $138,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 257,947 | $135,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 41,411 | $134,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 17,860 | $134,000 | thousands by filing date | |
| NEPHROS INC | 640671400 | COM | 18,333 | $132,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 15,798 | $131,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 40,952 | $131,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 10,100 | $130,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 5,000 | $128,000 | thousands by filing date | |
| Kaspien Holdings Inc | 485837108 | COM | 16,437 | $127,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,843 | $126,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 21,535 | $125,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 104,918 | $125,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 100,232 | $124,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 150,880 | $123,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 1,051 | $120,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 240,072 | $120,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 94,569 | $120,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 28,113 | $119,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,524 | $118,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 2,780 | $114,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 63,221 | $113,000 | thousands by filing date | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 64,716 | $110,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 41,535 | $109,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 89,756 | $109,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 21,474 | $108,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 11,277 | $108,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 658 | $107,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426459-20-000005 | this filing | 2020-11-06 | acceptance time not in the bulk data set |