13F-HR filed by BlackRock Inc.
BlackRock Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-06, with 5,072 holding rows worth $2,709,936,827,000.
- Accession
- 0001426459-20-000005
- Filer
- CIK 1364742
- Filed
- 2020-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A combination report, 45,426 entries on the cover page, a total value of $2,709,936,827,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,709,936,827,000 with VALUE read as thousands by filing date, 13F file number 028-12019. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO
- reports for this filerNationwide Mutual Funds/Nationwide Fund Advisors
- reports for this filerNationwide Variable Insurance Trust and Nationwide Fund Advisors
- included managerBlackRock Financial Management, Inc.
- included managerBlackRock Investment Management (Taiwan) Limited
- included managerBlackRock Investment Management (Australia) Limited
- included managerBlackRock Asset Management Canada Limited
- included managerBlackRock (Singapore) Limited
- included managerBlackRock Asset Management North Asia Ltd
- included managerBlackRock Brasil Gestora de Investimentos Ltd.
- included managerFutureAdvisor, Inc.
- included managerBlackRock Investment Management, LLC
- included managerBlackRock Advisors LLC
- included managerBlackRock Capital Management, Inc.
- included managerBlackRock Fund Advisors
- included managerBlackRock Institutional Trust Company, N.A.
- included managerBlackRock Japan Co. Ltd
- included managerBlackRock Group LTD
- included managerBlackRock Fund Managers Limited
- included managerBlackRock Investment Management (UK) Limited
- included managerBlackRock (Netherlands) B.V.
- included managerBlackRock International Limited
- included managerBlackRock Asset Management Ireland Limited
- included managerBlackRock Advisors (UK) Limited
- included managerBlackRock Asset Management Deutschland AG
- included managerBlackRock (Luxembourg) S.A.
- included managerIShares (DE) I InvAG Mit Teilgesellschaftsvermogen
- included managerBlackRock Life Limited
- included managerBlackRock Fund Management Company S.A.
- included managerBlackRock Asset Management Schweiz AG
- included managerTennenbaum Capital Partners, LLC
- included managerBlackRock Capital Investment Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASTRONICS CORP COM | 046433108 | Stock | 2,030,626 | $15,676,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2,143,504 | $15,669,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 787,780 | $15,645,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 2,085,775 | $15,632,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 4,583,769 | $15,632,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,143,676 | $15,627,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 937,031 | $15,612,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 419,895 | $15,607,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,764,716 | $15,565,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 737,037 | $15,536,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 2,349,392 | $15,530,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 5,104,426 | $15,517,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 1,633,892 | $15,505,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 226,899 | $15,470,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 627,147 | $15,433,000 | thousands by filing date | |
| GENASYS INC | 36872P103 | CMN | 2,509,052 | $15,430,000 | thousands by filing date | |
| LF Capital Acquisition Corp | 50200K108 | LF CAPITAL ACQUISITION COR-A | 1,458,000 | $15,367,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,073,531 | $15,351,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 4,143,954 | $15,332,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,940,372 | $15,310,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 48,950 | $15,230,000 | thousands by filing date | |
| ALERUS FINL CORP | 01446U103 | COM | 774,953 | $15,189,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 1,061,245 | $15,176,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 630,608 | $15,096,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 648,690 | $15,069,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 720,986 | $15,055,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 9,768,137 | $15,041,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 2,234,226 | $15,037,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,271,385 | $15,029,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 2,920,727 | $15,013,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 15,005,075 | $15,005,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,903,324 | $14,981,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 120,000 | $14,977,000 | thousands by filing date | call |
| HCA Healthcare Inc | 40412C101 | COM | 120,000 | $14,962,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 12,337,965 | $14,928,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 2,842,224 | $14,894,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 484,521 | $14,875,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,163,023 | $14,860,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 662,706 | $14,793,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,191,651 | $14,793,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 376,677 | $14,751,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,172,888 | $14,685,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,949,782 | $14,646,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 2,106,648 | $14,609,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 1,569,036 | $14,608,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,919,753 | $14,552,000 | thousands by filing date | |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 1,210,177 | $14,449,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 962,269 | $14,433,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 611,885 | $14,429,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 492,024 | $14,367,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,071,108 | $14,299,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 7,217,986 | $14,291,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 383,377 | $14,288,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 1,559,766 | $14,288,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 1,585,566 | $14,238,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 216,345 | $14,223,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 120,000 | $14,122,000 | thousands by filing date | call |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 978,208 | $14,086,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 840,059 | $14,071,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 4,281,896 | $14,045,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 876,063 | $14,018,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 506,700 | $14,016,000 | thousands by filing date | call |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 1,193,326 | $14,010,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 1,842,576 | $14,004,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,073,500 | $13,986,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 107,365 | $13,964,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 987,928 | $13,900,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 330,345 | $13,818,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 8,559,202 | $13,780,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 489,927 | $13,707,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 919,534 | $13,675,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 2,243,225 | $13,527,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 1,159,262 | $13,518,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,194,796 | $13,388,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 427,098 | $13,381,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 729,903 | $13,328,000 | thousands by filing date | |
| ENERGIZER HLDGS INC NEW | 29272W208 | 7.5 MCNV PFD A | 159,665 | $13,289,000 | thousands by filing date | |
| DEERFIELD HEALTHCARE TECH AC | 244413209 | UNIT 07/16/2025 | 1,250,000 | $13,288,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,002,585 | $13,274,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,347,478 | $13,258,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 351,500 | $13,185,000 | thousands by filing date | put |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 1,174,480 | $13,179,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 500,934 | $13,169,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 7,303,472 | $13,147,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 4,146,342 | $13,143,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 225,402 | $13,114,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 376,276 | $13,079,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 5,471,876 | $13,077,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 466,220 | $13,054,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 1,001,277 | $13,046,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 373,475 | $13,008,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 1,263,839 | $13,005,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 226,179 | $12,978,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 380,388 | $12,926,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 1,880,155 | $12,917,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 19,926,667 | $12,899,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 779,840 | $12,875,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 1,758,204 | $12,870,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 1,142,362 | $12,761,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 1,914,430 | $12,750,000 | thousands by filing date | |
| GUARANTY BANCSHARES INC | 400764106 | COMMON STOCK | 508,827 | $12,665,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 320,588 | $12,658,000 | thousands by filing date | |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 286,185 | $12,595,000 | thousands by filing date | |
| METROCITY BANKSHARES INC | 59165J105 | COMMON STOCK | 955,770 | $12,588,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 1,108,216 | $12,567,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 92,603 | $12,539,000 | thousands by filing date | |
| FS KKR CAP CORP | 302635206 | COM | 788,517 | $12,506,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 949,856 | $12,471,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 1,408,189 | $12,406,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 496,460 | $12,328,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 1,624,687 | $12,300,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 2,182,023 | $12,285,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 3,978,734 | $12,275,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 7,075,034 | $12,240,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 400,000 | $12,232,000 | thousands by filing date | put |
| PAYSIGN INC | 70451A104 | COM | 2,150,227 | $12,213,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 1,399,069 | $12,144,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 12,170,415 | $12,131,000 | thousands by filing date | |
| NIU TECHNOLOGIES | 65481N100 | CMN | 630,821 | $12,113,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 901,464 | $12,107,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 2,950,668 | $12,099,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,441,854 | $12,060,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 1,077,162 | $12,020,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 1,767,412 | $12,018,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 405,657 | $11,995,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 1,002,280 | $11,967,000 | thousands by filing date | |
| RELIANT BANCORP INC | 75956B101 | COM | 821,008 | $11,905,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 9,443,508 | $11,898,000 | thousands by filing date | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 9,100,000 | $11,876,000 | thousands by filing date | principal |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 267,050 | $11,829,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 1,316,500 | $11,795,000 | thousands by filing date | |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 375,001 | $11,776,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 488,488 | $11,753,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 400,770 | $11,743,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 791,596 | $11,739,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 1,195,003 | $11,722,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 90,153 | $11,695,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 4,953,929 | $11,691,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 965,816 | $11,656,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 1,947,226 | $11,644,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,124,698 | $11,618,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 5,686,915 | $11,601,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 550,507 | $11,577,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 982,454 | $11,573,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 778,433 | $11,561,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 345,682 | $11,535,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 914,734 | $11,517,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 273,806 | $11,506,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 38,204 | $11,502,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 453,880 | $11,498,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 1,906,338 | $11,495,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 21,807,117 | $11,495,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 1,575,195 | $11,372,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 2,733,223 | $11,342,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 4,900,459 | $11,271,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 2,804,544 | $11,247,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 895,013 | $11,241,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 550,060 | $11,221,000 | thousands by filing date | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 1,073,026 | $11,213,000 | thousands by filing date | |
| FS DEV CORP | 303020101 | COM CL A | 1,000,000 | $11,198,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 1,340,566 | $11,194,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 910,000 | $11,185,000 | thousands by filing date | put |
| 89BIO INC | 282559103 | COM | 435,686 | $11,180,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 1,054,013 | $11,153,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 504,865 | $11,147,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 556,507 | $11,136,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 2,156,960 | $11,130,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 507,328 | $11,061,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,442,082 | $11,061,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 5,448,105 | $11,060,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 2,563,586 | $10,998,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 484,279 | $10,969,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 4,415,261 | $10,950,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 700,000 | $10,949,000 | thousands by filing date | call |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 768,351 | $10,926,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 903,230 | $10,902,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 639,962 | $10,872,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 579,000 | $10,867,000 | thousands by filing date | call |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 1,631,745 | $10,851,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 10,222,199 | $10,835,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 1,000,000 | $10,816,000 | thousands by filing date | |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 1,309,284 | $10,815,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 1,228,792 | $10,813,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 1,962,990 | $10,758,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 963,212 | $10,749,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 1,494,554 | $10,746,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,160,423 | $10,745,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 403,684 | $10,742,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,392,379 | $10,707,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 1,187,112 | $10,695,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 298,296 | $10,671,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 4,389,894 | $10,668,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 247,834 | $10,656,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 5,903,239 | $10,625,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 674,189 | $10,619,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 281,227 | $10,605,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 777,116 | $10,561,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 2,232,228 | $10,514,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 361,776 | $10,510,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 6,052,327 | $10,470,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 887,238 | $10,460,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 367,153 | $10,428,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 1,812,669 | $10,387,000 | thousands by filing date | |
| OYSTER POINT PHARMA INC | 69242L106 | COMMON STOCK | 489,971 | $10,343,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 1,047,785 | $10,300,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,574,386 | $10,281,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 195,938 | $10,226,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N302 | CL A | 763,149 | $10,217,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 297,662 | $10,210,000 | thousands by filing date | |
| BEYONDSPRING INC | G10830100 | SHS | 762,917 | $10,154,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 6,943,793 | $10,138,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 486,318 | $10,115,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 480,087 | $10,093,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 2,580,228 | $10,063,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 414,462 | $10,010,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 406,944 | $9,999,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 513,989 | $9,997,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,534,431 | $9,985,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 589,889 | $9,962,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 2,119,146 | $9,960,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 618,821 | $9,945,000 | thousands by filing date | |
| Vital Energy Inc | 516806205 | Common Stock | 1,013,133 | $9,929,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,888,850 | $9,892,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 668,249 | $9,876,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 1,210,135 | $9,876,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 2,446,049 | $9,857,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 3,274,204 | $9,856,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 2,105,627 | $9,834,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 633,692 | $9,823,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 951,380 | $9,809,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 835,312 | $9,799,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 1,688,504 | $9,777,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 1,730,672 | $9,744,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,914,721 | $9,727,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 758,029 | $9,702,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,342,115 | $9,689,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 8,595,000 | $9,689,000 | thousands by filing date | principal |
| ALICO INC | 016230104 | COM | 337,878 | $9,670,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 1,994,302 | $9,652,000 | thousands by filing date | |
| FIDELITY DD BANCORP INC | 31609R100 | COMMON STOCK | 197,483 | $9,619,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 3,841,708 | $9,567,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 523,017 | $9,565,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 697,187 | $9,517,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 2,651,653 | $9,494,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 855,381 | $9,494,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 218,970 | $9,469,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,299,603 | $9,428,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 390,072 | $9,419,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 812,601 | $9,402,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 228,847 | $9,399,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 732,932 | $9,397,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 633,704 | $9,384,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 1,237,689 | $9,370,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 765,989 | $9,361,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 4,371,098 | $9,355,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 2,702,625 | $9,351,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 268,500 | $9,331,000 | thousands by filing date | put |
| IMMUNIC INC | 4525EP101 | COM | 501,224 | $9,307,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,693,454 | $9,280,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 759,041 | $9,276,000 | thousands by filing date | |
| CYCLERION THERAPEUTICS INC | 23255M105 | COM | 1,523,349 | $9,262,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 173,074 | $9,251,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 1,557,021 | $9,248,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 342,400 | $9,197,000 | thousands by filing date | put |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 342,400 | $9,197,000 | thousands by filing date | call |
| COMSTOCK RES INC COM | 205768302 | Stock | 2,090,520 | $9,157,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 833,412 | $9,151,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 449,763 | $9,098,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 162,212 | $9,091,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 4,638,420 | $9,091,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 959,000 | $9,089,000 | thousands by filing date | call |
| MARINE PRODS CORP | 568427108 | cs | 578,603 | $9,050,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 5,934,765 | $9,022,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 8,123,359 | $9,016,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 2,934,925 | $9,010,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 1,149,726 | $9,002,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 75,000 | $8,985,000 | thousands by filing date | put |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 296,473 | $8,981,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 345,067 | $8,980,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 164,818 | $8,973,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 1,270,513 | $8,958,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,623,207 | $8,944,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 605,456 | $8,919,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 495,119 | $8,912,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 664,097 | $8,911,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 416,283 | $8,900,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 417,807 | $8,899,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 1,460,100 | $8,892,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 2,555,904 | $8,869,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 983,580 | $8,863,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A150 | COM | 541,053 | $8,857,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 377,632 | $8,855,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,116,775 | $8,854,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 692,627 | $8,845,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 143,088 | $8,826,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 800,000 | $8,799,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 180,234 | $8,782,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 5,707,000 | $8,765,000 | thousands by filing date | principal |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 173,906 | $8,728,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 170,089 | $8,717,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 1,813,669 | $8,688,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 2,413,732 | $8,688,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 4,793,260 | $8,676,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 3,359,329 | $8,668,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 50,112 | $8,663,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 914,664 | $8,643,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 147,612 | $8,628,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 3,033,211 | $8,614,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 702,115 | $8,586,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,213,269 | $8,553,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 142,617 | $8,551,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 982,036 | $8,534,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 2,511,449 | $8,488,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 1,606,871 | $8,485,000 | thousands by filing date | |
| XOMA ROYALTY CORPORATION | 98419J206 | COMMON STOCK | 450,217 | $8,482,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 879,161 | $8,475,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 955,255 | $8,473,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 125,000 | $8,460,000 | thousands by filing date | put |
| GENIE ENERGY LTD | 372284208 | CL B | 1,057,077 | $8,457,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 2,802,356 | $8,434,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 7,038,000 | $8,411,000 | thousands by filing date | principal |
| PANACEA ACQUISITION CORP | 698102209 | UNIT 99/99/9999 | 700,000 | $8,400,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 3,325,000 | $8,372,000 | thousands by filing date | principal |
| IDT CORP | 448947507 | CL B NEW | 1,271,383 | $8,366,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 3,189,096 | $8,355,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 173,481 | $8,330,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 5,973,000 | $8,302,000 | thousands by filing date | principal |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 1,341,062 | $8,288,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 1,680,796 | $8,285,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,688,110 | $8,261,000 | thousands by filing date | |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 3,069,655 | $8,227,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 1,469,457 | $8,214,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 514,269 | $8,213,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 117,316 | $8,196,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 392,357 | $8,192,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 305,079 | $8,164,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 42,720 | $8,163,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,618,063 | $8,139,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 421,969 | $8,131,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 481,211 | $8,128,000 | thousands by filing date | |
| iShares iBonds Dec. 2029 Corporate Bond ETF | 46436E205 | ETF | 300,045 | $8,115,000 | thousands by filing date | |
| TREAN INS GROUP INC | 89457R101 | COM | 531,704 | $8,109,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 652,854 | $8,102,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 239,848 | $8,088,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 3,900,000 | $8,083,000 | thousands by filing date | principal |
| SPARK ENERGY INC | 846511103 | CL A COM | 969,699 | $8,067,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,168,269 | $8,062,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,296,536 | $8,051,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 703,632 | $8,015,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,737,131 | $7,973,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 180,500 | $7,958,000 | thousands by filing date | call |
| COMSCORE INC | 20564W105 | COM | 3,893,078 | $7,941,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 5,920,049 | $7,934,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 712,011 | $7,933,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,561,000 | $7,933,000 | thousands by filing date | principal |
| FIRST CHOICE BANCORP | 31948P104 | COM | 596,680 | $7,931,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 467,997 | $7,909,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 732,377 | $7,909,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 663,487 | $7,895,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 398,065 | $7,882,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,617,846 | $7,864,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 397,126 | $7,863,000 | thousands by filing date | |
| ETON PHARMACEUTICALS INC | 29772L108 | COMMON STOCK | 993,595 | $7,850,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 1,386,124 | $7,846,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 27,983,064 | $7,835,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 710,748 | $7,818,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 5,299,924 | $7,790,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 34,190 | $7,782,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 628,863 | $7,767,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 120,000 | $7,762,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 189,060 | $7,751,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 5,455,022 | $7,746,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 3,250,000 | $7,737,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 212,000 | $7,728,000 | thousands by filing date | put |
| ISHARES TR | 46436E726 | IBONDS DEC 2030 | 300,000 | $7,727,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 3,859,067 | $7,718,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 2,068,746 | $7,716,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 775,356 | $7,644,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 120,000 | $7,636,000 | thousands by filing date | call |
| TWILIO INC | 90138FAB8 | NOTE 0.250% 6/0 | 2,191,000 | $7,620,000 | thousands by filing date | principal |
| Enzo Biochem Inc | 294100102 | Common Stock | 3,608,766 | $7,615,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 194,192 | $7,593,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 5,897,000 | $7,583,000 | thousands by filing date | principal |
| FRANCO NEV CORP COM | 351858105 | Stock | 54,286 | $7,577,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 9,485,099 | $7,557,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 620,008 | $7,553,000 | thousands by filing date | |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 4,150,000 | $7,514,000 | thousands by filing date | principal |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 721,616 | $7,512,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,855,000 | $7,480,000 | thousands by filing date | principal |
| HUMANIGEN INC | 444863203 | COM NEW | 700,940 | $7,459,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 581,733 | $7,457,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 375,267 | $7,449,000 | thousands by filing date | |
| NORTHEAST BK PORTLAND ME | 66405S100 | COM | 404,615 | $7,446,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 2,088,740 | $7,436,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 270,000 | $7,425,000 | thousands by filing date | call |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 167,738 | $7,416,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 277,560 | $7,387,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 3,563,573 | $7,377,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 203,310 | $7,367,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,640,591 | $7,350,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 2,330,521 | $7,341,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 615,026 | $7,319,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 2,818,183 | $7,313,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,117,586 | $7,309,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,188,230 | $7,295,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,112,552 | $7,276,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 1,341,299 | $7,256,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 263,361 | $7,253,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 445,587 | $7,206,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 199,038 | $7,201,000 | thousands by filing date | |
| DZS INC | 268211109 | COMMON STOCK | 767,414 | $7,191,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 176,370 | $7,182,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 80,608 | $7,175,000 | thousands by filing date | |
| PCB BANCORP | 69320M109 | COMMON STOCK | 815,467 | $7,168,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 2,019,776 | $7,149,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 293,522 | $7,139,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 1,445,043 | $7,110,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 3,145,103 | $7,107,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,694,436 | $7,100,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 789,727 | $7,092,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 2,901,630 | $7,079,000 | thousands by filing date | |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 5,375,000 | $7,078,000 | thousands by filing date | principal |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 1,012,137 | $7,054,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 2,346,364 | $7,016,000 | thousands by filing date | |
| DOCUSIGN INC | 256163AB2 | NOTE 0.500% 9/1 | 2,322,000 | $7,010,000 | thousands by filing date | principal |
| PAMT CORP | 693149106 | COMMON STOCK | 185,929 | $6,991,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 1,772,143 | $6,930,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 3,190,000 | $6,907,000 | thousands by filing date | principal |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 578,248 | $6,904,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 1,115,370 | $6,904,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,392,492 | $6,894,000 | thousands by filing date | |
| IMARA INC | 45249V107 | COM | 338,793 | $6,891,000 | thousands by filing date | |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 2,725,000 | $6,884,000 | thousands by filing date | principal |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 906,303 | $6,879,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 1,494,641 | $6,875,000 | thousands by filing date | |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 632,397 | $6,857,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,253,754 | $6,829,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 231,762 | $6,824,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 1,068,722 | $6,818,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 2,695,315 | $6,765,000 | thousands by filing date | |
| SNAP INC | 83304AAB2 | NOTE 0.75% 08/01/2026 | 4,875,000 | $6,749,000 | thousands by filing date | principal |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 108,552 | $6,740,000 | thousands by filing date | |
| PROFESSIONAL HLDG CORP | 743139107 | COM | 502,512 | $6,740,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 975,293 | $6,729,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,005,519 | $6,726,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 2,707,438 | $6,714,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 2,766,202 | $6,693,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 2,503,111 | $6,684,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 2,100,786 | $6,679,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 986,193 | $6,677,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y201 | COM | 790,396 | $6,672,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 2,786,391 | $6,631,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 1,048,442 | $6,627,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 622,603 | $6,589,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 501,830 | $6,573,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 820,474 | $6,564,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 496,733 | $6,557,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 719,959 | $6,538,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 44,366 | $6,526,000 | thousands by filing date | |
| FENNEC PHARMACEUTICALS INC | 31447P100 | COMMON STOCK | 1,075,033 | $6,514,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 317,095 | $6,497,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 466,093 | $6,487,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 503,762 | $6,472,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 600,206 | $6,470,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 2,438,958 | $6,463,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A130 | COM | 454,536 | $6,436,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 949,338 | $6,427,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 449,111 | $6,418,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 1,907,522 | $6,409,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 60,815 | $6,403,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 957,354 | $6,376,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 5,962,000 | $6,344,000 | thousands by filing date | principal |
| iShares MSCI Frontier 100 | 464286145 | cs | 247,563 | $6,335,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 265,725 | $6,322,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 2,114,362 | $6,237,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,159,670 | $6,217,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 600,000 | $6,216,000 | thousands by filing date | |
| SCIPLAY CORPORATION | 809087109 | CL A | 381,550 | $6,189,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 599,788 | $6,178,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 1,214,097 | $6,167,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 1,270,074 | $6,166,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 304,000 | $6,137,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 2,310,922 | $6,123,000 | thousands by filing date | |
| FVCBANKCORP INC | 36120Q101 | COMMON STOCK | 611,170 | $6,110,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 272,979 | $6,075,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,381,933 | $6,066,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 614,144 | $6,055,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,182,743 | $5,997,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,142,013 | $5,995,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 301,034 | $5,984,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 323,894 | $5,979,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 6,140,988 | $5,978,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 352,885 | $5,959,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 524,666 | $5,949,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 934,683 | $5,945,000 | thousands by filing date | |
| TWITTER INC | 90184LAF9 | NOTE 0.250% 6/1 | 5,320,000 | $5,935,000 | thousands by filing date | principal |
| HOOKIPA PHARMA INC | 43906K100 | COM | 624,769 | $5,916,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 533,643 | $5,908,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 341,017 | $5,903,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 753,396 | $5,892,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001426459-20-000005 | this filing | 2020-11-06 | acceptance time not in the bulk data set |