13F-HR filed by OTA Financial Group L.P.
OTA Financial Group L.P. filed this 13F-HR for the quarter ended 2022-06-30, filed 2022-07-15, with 93 holding rows worth $208,803,000.
- Accession
- 0001425475-22-000005
- Filer
- CIK 1317346
- Filed
- 2022-07-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2022
A holdings report, amendment of type restatement, 93 entries on the cover page, a total value of $208,803,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $208,803,000 with VALUE read as thousands by filing date, 13F file number 028-11283. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerOTA LLC028-11280
- included managerOTA TRADING FUND 1 LLC028-12833
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 3,490,200 | $129,032,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,469,516 | $10,139,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 181,930 | $8,708,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 92,136 | $6,934,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518306 | UNIT 04/01/2024 | 76,495 | $5,193,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 288,053 | $4,084,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 25,610 | $2,961,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F902 | CALL | 1,331,000 | $2,675,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 123,800 | $2,472,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 26,693 | $1,466,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 145,319 | $1,427,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 38,793 | $1,398,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 103,981 | $1,115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 37,648 | $992,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 40,002 | $964,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B103 | COM CL A | 85,201 | $880,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633U101 | CMN | 90,032 | $877,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 80,490 | $796,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 128,840 | $773,000 | thousands by filing date | |
| AUSTERLITZ ACQUISITION CORP | G0633D109 | SHS CL A | 73,632 | $717,000 | thousands by filing date | |
| VENUS ACQUISITION CORPORATIO | G9420F102 | CMN | 67,753 | $692,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 37,820 | $636,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 22,122 | $635,000 | thousands by filing date | |
| GLOBAL CONSUMER ACQUISITN CO | 37892B108 | COM | 61,796 | $622,000 | thousands by filing date | |
| BANNER ACQUISITION CORP | 06654K101 | COM | 57,934 | $572,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 17,222 | $554,000 | thousands by filing date | |
| EMERGING MARKETS HORIZON COR | G3033X105 | CLASS A ORD SHS | 55,218 | $547,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 45,844 | $538,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C102 | CMN | 50,810 | $509,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 21,379 | $504,000 | thousands by filing date | |
| TRADEUP ACQUISITION CORP | 89268A107 | COM | 50,374 | $503,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699103 | CLASS A COM | 48,820 | $500,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 48,044 | $493,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 24,252 | $489,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 38,858 | $452,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 36,989 | $451,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 68,766 | $446,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 12,353 | $445,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 44,667 | $445,000 | thousands by filing date | |
| OCEANTECH ACQUISITIONS I COR | 675507107 | CLASS A COM | 42,532 | $428,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 36,311 | $404,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 18,163 | $402,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 46,930 | $391,000 | thousands by filing date | |
| FIRST RESERVE SUSTAINABLE GW | 336169107 | CLASS A COM | 38,239 | $373,000 | thousands by filing date | |
| CLOVER LEAF CAPITAL CORP | 18915E105 | COM CL A | 35,758 | $362,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 46,662 | $359,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 35,642 | $351,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 34,760 | $351,000 | thousands by filing date | |
| EG ACQUISITION CORP | 26846A100 | COM | 35,966 | $350,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 26,198 | $337,000 | thousands by filing date | |
| HEALTH ASSURANCE ACQUIS- | 42226W109 | COM CL A | 34,065 | $336,000 | thousands by filing date | |
| MANA CAP ACQUISITION CORP | 56168P104 | CMN | 33,294 | $330,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 32,982 | $323,000 | thousands by filing date | |
| TRISALUS LIFE SCIENCES INC COM | 58507N105 | Stock | 32,579 | $320,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 39,409 | $298,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 30,282 | $296,000 | thousands by filing date | |
| GIGINTERNATIONAL1 INC | 37518W106 | CMN | 29,435 | $296,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P106 | CMN | 30,142 | $296,000 | thousands by filing date | |
| CLEANTECH ACQUISITION CORP | 18453L107 | COM | 29,340 | $295,000 | thousands by filing date | |
| MAQUIA CAPITAL ACQUISITION C | 56564V101 | CLASS A COM | 27,878 | $284,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 28,488 | $282,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 25,511 | $281,000 | thousands by filing date | |
| GLOBAL SYSTEMS DYNAMICS INC | 37653T108 | COM | 27,524 | $277,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 28,039 | $276,000 | thousands by filing date | |
| 8I ACQUISITION 2 CORP | G2956R103 | CMN | 27,869 | $275,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP II | 54319Q105 | COM CL A | 27,719 | $270,000 | thousands by filing date | |
| CLASS ACCELERATION CORP | 18274B106 | CMN | 27,429 | $269,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B107 | COM | 25,598 | $268,000 | thousands by filing date | |
| PONO CAPITAL CORP | 732450101 | CLASS A COM | 26,358 | $266,000 | thousands by filing date | |
| SPORTSMAP TECH ACQUISITIN CO | 84921J108 | COM | 26,253 | $261,000 | thousands by filing date | |
| MOUNTAIN CREST ACQSITN CORP | 62404B107 | COM | 25,834 | $254,000 | thousands by filing date | |
| BLACK MOUNTAIN ACQ CORP | 09216A108 | COM | 25,276 | $251,000 | thousands by filing date | |
| MUDRICK CAPITAL ACQU CORP II | 62477L107 | COM CL A | 24,990 | $251,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T106 | COM CL A | 25,605 | $250,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 33,233 | $249,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 15,353 | $248,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 17,457 | $248,000 | thousands by filing date | |
| TG VENTURE ACQUISITION CORP | 87251T109 | COM | 24,976 | $247,000 | thousands by filing date | |
| PROGRESS ACQUISITION CORP | 74327P105 | CMN | 23,485 | $232,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 18,741 | $231,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M105 | CLASS A ORD SHS | 22,562 | $229,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 23,069 | $226,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 48,415 | $225,000 | thousands by filing date | |
| ANZU SPECIAL ACQUISITIN CORP | 03737A101 | COM CL A | 22,673 | $222,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 17,522 | $221,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 16,774 | $218,000 | thousands by filing date | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 21,442 | $214,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 21,587 | $212,000 | thousands by filing date | |
| GLOBAL SYNERGY ACQUISIT CORP | G3934J106 | CMN | 21,162 | $210,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 23,454 | $207,000 | thousands by filing date | |
| GOAL ACQUISITIONS CORP | 38021H107 | COM | 21,192 | $207,000 | thousands by filing date | |
| VISIONWAVE HOLDINGS INC COM | 066644105 | Stock | 20,637 | $204,000 | thousands by filing date | |
| POLISHED COM INC | 28252C117 | *W EXP 06/02/202 | 785,115 | $204,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001425475-22-000005 | this filing | 2022-07-15 | acceptance time not in the bulk data set |