13F-HR filed by Altium Capital Management LLC
Altium Capital Management LLC filed this 13F-HR for the quarter ended 2026-06-30, filed 2026-08-12, with 19 holding rows worth $47,469,013.
- Accession
- 0001420506-26-001532
- Filer
- CIK 1746382
- Filed
- 2026-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2026
A holdings report, 19 entries on the cover page, a total value of $47,469,013 stated on the cover page (in dollars after the unit check, H1), rows summing to $47,469,013 with VALUE read as dollars as filed, 13F file number 028-20820. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 278,051 | $4,070,667 | dollars as filed | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 70,390 | $3,663,096 | dollars as filed | |
| ROYCE VALUE TRUST | 780910105 | COM | 192,509 | $3,555,641 | dollars as filed | |
| NEUBERGER BERMAN NEXT GENERA | 64133Q108 | COMMON STOCK | 204,562 | $3,383,455 | dollars as filed | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 157,700 | $3,283,314 | dollars as filed | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 48,755 | $3,108,131 | dollars as filed | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 333,093 | $2,987,844 | dollars as filed | |
| TRI CONTL CORP | 895436103 | COM | 86,458 | $2,975,884 | dollars as filed | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 157,395 | $2,933,843 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 328,901 | $2,930,508 | dollars as filed | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 438,676 | $2,833,847 | dollars as filed | |
| Mexico Fund Inc/The | 592835102 | COM | 128,185 | $2,803,406 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 317,055 | $2,260,602 | dollars as filed | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 175,187 | $1,998,884 | dollars as filed | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 79,031 | $1,803,487 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 150,412 | $1,771,853 | dollars as filed | |
| DESTRA MULTI-ALTERNATIVE FD | 25065A502 | COMMON SHARES | 54,723 | $409,328 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 33,098 | $379,303 | dollars as filed | |
| ENDRA LIFE SCIENCES INC | 29273B500 | COM | 59,272 | $315,920 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-26-001532 | this filing | 2026-08-12 | acceptance time not in the bulk data set |