13F-HR filed by DeepCurrents Investment Group LLC
DeepCurrents Investment Group LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 199 holding rows worth $2,299,506,966.
- Accession
- 0001420506-23-002155
- Filer
- CIK 1754535
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 390 entries on the cover page, a total value of $2,299,506,966 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,299,506,966 with VALUE read as dollars as filed, 13F file number 028-19350. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVerition Fund Management LLC028-13309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 39,148,000 | $90,236,140 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 45,310,000 | $66,221,697 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 65,829,000 | $66,112,061 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 52,918,000 | $63,681,941 | dollars as filed | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 29,158,000 | $62,398,120 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 65,356,000 | $59,637,351 | dollars as filed | principal |
| PAGERDUTY INC | 69553PAB6 | BOND | 61,623,000 | $58,983,498 | dollars as filed | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 51,650,000 | $51,621,228 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 55,511,000 | $50,850,240 | dollars as filed | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 35,509,000 | $50,814,659 | dollars as filed | principal |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 39,528,000 | $49,938,921 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 52,259,000 | $46,111,773 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 45,000,000 | $43,078,498 | dollars as filed | principal |
| LIVENT CORP | 53814LAB4 | BOND | 19,791,000 | $42,934,832 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 40,343,000 | $41,149,860 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 33,362,000 | $39,313,078 | dollars as filed | principal |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 45,000,000 | $38,726,999 | dollars as filed | principal |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 31,808,000 | $35,300,104 | dollars as filed | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 20,500,000 | $35,116,500 | dollars as filed | principal |
| Booking Holdings Inc. | 09857L108 | COM | 10,934 | $33,719,909 | dollars as filed | |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 31,028,000 | $33,234,588 | dollars as filed | principal |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 21,000,000 | $31,981,425 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 27,410,000 | $31,648,324 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 27,297,000 | $29,962,990 | dollars as filed | principal |
| NOVA LTD | 66980MAB2 | BOND | 18,500,000 | $28,491,849 | dollars as filed | principal |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 24,951,000 | $27,783,786 | dollars as filed | principal |
| GOPRO INC | 38268TAD5 | BOND | 29,610,000 | $25,982,776 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 600 | $25,648,800 | dollars as filed | put |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 23,000,000 | $22,762,985 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 23,500,000 | $22,627,916 | dollars as filed | principal |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 23,000,000 | $22,133,956 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 33,310,000 | $21,577,419 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 25,000,000 | $21,305,001 | dollars as filed | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 8,000 | $21,224,000 | dollars as filed | put |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 24,371,000 | $21,212,517 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 24,000,000 | $21,158,400 | dollars as filed | principal |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 3,850 | $20,254,850 | dollars as filed | call |
| IONIS PHARMACEUTICALS INC | 462222AD2 | NOTE 4/0 | 20,000,000 | $19,514,073 | dollars as filed | principal |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 21,945,000 | $19,324,240 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 20,800,000 | $18,857,551 | dollars as filed | principal |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 17,975,000 | $18,247,123 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 15,500,000 | $18,234,898 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 17,638,000 | $18,014,482 | dollars as filed | principal |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 27,130,000 | $17,973,625 | dollars as filed | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 20,505,000 | $17,549,265 | dollars as filed | principal |
| CYTOKINETICS INC | 23282WAC4 | NOTE 3.500% 7/0 | 20,000,000 | $17,350,000 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 6,382 | $17,276,074 | dollars as filed | call |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 18,542,000 | $17,173,136 | dollars as filed | principal |
| Apple Inc | 037833100 | COM | 1,000 | $17,121,000 | dollars as filed | put |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 22,597,000 | $17,043,223 | dollars as filed | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 27,709,000 | $16,830,555 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 15,338,000 | $16,583,324 | dollars as filed | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 22,589,000 | $16,151,652 | dollars as filed | principal |
| PTC THERAPEUTICS INC | 69366JAD3 | NOTE 1.500% 9/1 | 19,901,000 | $16,080,804 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 18,500,000 | $15,959,948 | dollars as filed | principal |
| Shopify Inc | 82509LAA5 | Convertible bond | 17,508,000 | $15,610,133 | dollars as filed | principal |
| FARFETCH LTD | 30744WAD9 | BOND | 28,682,000 | $15,585,309 | dollars as filed | principal |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 24,188,000 | $14,806,757 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 13,500,000 | $13,797,243 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 17,855,000 | $13,514,056 | dollars as filed | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,500 | $13,303,500 | dollars as filed | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 148,137 | $13,107,162 | dollars as filed | |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 17,733,000 | $12,889,710 | dollars as filed | principal |
| ALNYLAM PHARMACEUTICALS INC | 02043QAB3 | NOTE 1.000% 9/1 | 13,500,000 | $12,555,000 | dollars as filed | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 29,860,000 | $11,756,984 | dollars as filed | principal |
| VNET GROUP INC | 90138VAB3 | NOTE 2/0 | 14,815,000 | $11,629,775 | dollars as filed | principal |
| ZTO EXPRESS CAYMAN INC | 98980AAB1 | NOTE 1.500% 9/0 | 12,000,000 | $11,595,744 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 9,500,000 | $11,520,573 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 40,098,000 | $10,814,028 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 11,093,000 | $10,478,337 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 24,422 | $10,439,917 | dollars as filed | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 12,500,000 | $10,248,387 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 16,927,000 | $10,245,676 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 3,499,000 | $10,169,424 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 11,000,000 | $9,993,082 | dollars as filed | principal |
| UPSTARTHLDGSINC | 91680M107 | STOK | 3,300 | $9,418,200 | dollars as filed | put |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 9,693,000 | $9,361,606 | dollars as filed | principal |
| LITHIUM ARGENTINA AG | 53680QAA6 | NOTE 1.750% 1/1 | 12,500,000 | $9,343,750 | dollars as filed | principal |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 9,964,000 | $9,279,463 | dollars as filed | principal |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,500 | $9,129,000 | dollars as filed | put |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 10,000,000 | $8,933,000 | dollars as filed | principal |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 11,900,000 | $8,604,890 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 8,300,000 | $7,982,343 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 884 | $7,821,632 | dollars as filed | call |
| PETIQ INC | 71639TAB2 | NOTE 4.000% 6/0 | 7,953,000 | $7,793,367 | dollars as filed | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 292,921 | $7,771,194 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 279,848 | $7,575,486 | dollars as filed | |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 8,960,000 | $7,413,961 | dollars as filed | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 7,400,000 | $7,405,283 | dollars as filed | principal |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 7,382,000 | $7,044,576 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 7,000,000 | $6,648,747 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 10,108,000 | $6,619,921 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 6,025,000 | $6,497,360 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 9,573,000 | $6,449,914 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 82,161 | $6,412,666 | dollars as filed | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 7,222,000 | $6,276,135 | dollars as filed | principal |
| Wells Fargo & Company | 949746101 | COM | 1,500 | $6,129,000 | dollars as filed | put |
| PERFICIENT INC | 71375UAF8 | BOND | 7,450,000 | $5,997,250 | dollars as filed | principal |
| NATERA INC | 632307AB0 | BOND | 4,500,000 | $5,962,820 | dollars as filed | principal |
| DRAFTKINGS INC NEW | 26142RAB0 | CNV | 7,700,000 | $5,851,538 | dollars as filed | principal |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 8,021,000 | $5,755,068 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 5,000,000 | $5,675,255 | dollars as filed | principal |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 7,500,000 | $5,387,565 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 7,176,000 | $5,362,768 | dollars as filed | principal |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 5,600,000 | $5,090,613 | dollars as filed | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 5,388,000 | $4,823,807 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 5,500,000 | $4,770,865 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAH7 | NOTE 2.625% 2/1 | 7,500,000 | $4,708,943 | dollars as filed | principal |
| NICE LTD | 653656AB4 | NOTE 9/1 | 5,200,000 | $4,701,221 | dollars as filed | principal |
| Booking Holdings Inc. | 09857L108 | COM | 13 | $4,009,135 | dollars as filed | put |
| MARA HOLDINGS INC COM | 565788106 | Stock | 409,251 | $3,478,634 | dollars as filed | |
| CARDLYTICS INC | 14161WAB1 | BOND | 5,663,000 | $3,433,442 | dollars as filed | principal |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10,677 | $3,341,901 | dollars as filed | put |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 5,750,000 | $3,307,618 | dollars as filed | principal |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 3,100,000 | $3,270,304 | dollars as filed | principal |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 3,500,000 | $3,046,600 | dollars as filed | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 4,250,000 | $2,700,994 | dollars as filed | principal |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 12,000 | $2,508,000 | dollars as filed | put |
| Wells Fargo & Company | 949746101 | COM | 60,413 | $2,468,475 | dollars as filed | |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 2,500,000 | $2,287,190 | dollars as filed | principal |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 2,000,000 | $2,150,000 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 1,985,000 | $2,018,318 | dollars as filed | principal |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 1,600,000 | $1,585,000 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 3,000,000 | $1,402,491 | dollars as filed | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 16,449 | $1,305,721 | dollars as filed | |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 1,500,000 | $1,045,804 | dollars as filed | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 3,547 | $971,878 | dollars as filed | put |
| GRACELL BIOTECHNOLOGIES INC | 38406L103 | ADR | 275,000 | $792,000 | dollars as filed | |
| CEREVEL THERAPEUTICS HLDNG I | 15678U128 | COM | 270 | $589,410 | dollars as filed | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 13,448 | $551,234 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 26,698 | $519,810 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 5,199 | $485,067 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 37,499 | $393,927 | dollars as filed | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,000 | $389,280 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 29,999 | $325,489 | dollars as filed | call |
| CANOPY GROWTH CORP | 138035100 | COM | 410,455 | $321,304 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 19,999 | $217,389 | dollars as filed | call |
| Goal Acquisitions Corp | 38021H115 | Warrant | 20,000 | $210,200 | dollars as filed | call |
| PROSPECTOR CAPITAL CORP | G7273A113 | *W EXP 01/11/202 | 13,351 | $143,524 | dollars as filed | call |
| Bridger Aerospace Grp Hldgs W Exp 01/24/202 | 96812F110 | SPAC Combination | 12,499 | $105,867 | dollars as filed | call |
| RMG ACQUISITION CORP III | G76088122 | *W EXP 99/99/999 | 9,999 | $105,490 | dollars as filed | call |
| OCULIS HOLDING AG | H5870P110 | *W EXP 03/06/202 | 8,333 | $91,663 | dollars as filed | call |
| CORNER GROWTH ACQUISITION CO | G2425N113 | *W EXP 99/99/999 | 8,333 | $91,339 | dollars as filed | call |
| Northern Revival Acquisition Corp | G6546R119 | Warrant | 8,333 | $90,081 | dollars as filed | call |
| Aura FAT Projects Acquisition Corp | G06362126 | Warrant | 7,143 | $76,859 | dollars as filed | call |
| Constellation Acquisition Corp I | G2R18K113 | WARRANT | 6,666 | $71,926 | dollars as filed | call |
| Blueriver Acquisition Corp | G1261Q115 | Warrant | 6,666 | $70,360 | dollars as filed | call |
| Jaws Mustang Acquisition Corp | G50737124 | Warrant | 6,249 | $67,115 | dollars as filed | call |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 23,001 | $64,402 | dollars as filed | call |
| OCA ACQUISITION CORP | 670865112 | *W EXP 01/14/202 | 5,200 | $55,328 | dollars as filed | call |
| OXUS ACQUISITION CORP | G6859L121 | *W EXP 99/99/999 | 5,000 | $55,200 | dollars as filed | call |
| PRIVETERRA ACQUISITION CORP | 876545112 | *W EXP 01/07/202 | 5,000 | $54,000 | dollars as filed | call |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 5,000 | $52,850 | dollars as filed | call |
| SHOULDERUP TECHNOLOGY ACQUIS | 82537G112 | *W EXP 11/17/202 | 5,000 | $52,700 | dollars as filed | call |
| BITE ACQUISITION CORP | 09175K113 | *W EXP 02/12/203 | 4,999 | $52,040 | dollars as filed | call |
| GLOBAL PARTNER ACQISTN CORP | G3934P128 | *W EXP 01/14/202 | 4,166 | $45,076 | dollars as filed | call |
| Ecarx Holdings Inc W Exp 99/99/999 | G29201111 | SPAC Combination | 12,499 | $38,747 | dollars as filed | call |
| Libity | G49219127 | Warrant | 3,571 | $38,603 | dollars as filed | call |
| GROUPON INC | 399473206 | COM NEW | 25 | $38,300 | dollars as filed | put |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 3,333 | $35,644 | dollars as filed | call |
| CF ACQUISITION CORP IV | 12520T110 | *W EXP 12/31/202 | 3,333 | $35,530 | dollars as filed | call |
| DHC ACQUISITION CORP | G2758T117 | WARR | 3,333 | $34,830 | dollars as filed | call |
| LONGEVITY HEALTH HLDGS INC | 142922111 | WT | 8,749 | $31,520 | dollars as filed | call |
| LANVIN GROUP HOLDINGS LIMITE | G5380J118 | W EXP 01/14/202 | 7,092 | $28,723 | dollars as filed | call |
| UNITED HOMES GROUP INC | 91060H116 | *W EXP 03/30/202 | 5,000 | $28,000 | dollars as filed | call |
| BLOCKCHAIN COINVSTRS ACQ CRP | G11765115 | *W EXP 11/01/202 | 2,499 | $26,989 | dollars as filed | call |
| SLAM CORP | G8210L121 | *W EXP 02/23/202 | 2,500 | $26,950 | dollars as filed | call |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 2,500 | $25,925 | dollars as filed | call |
| JUPITER ACQUISITION CORP | 482082112 | *W EXP 08/17/202 | 2,500 | $25,675 | dollars as filed | call |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 2,500 | $25,500 | dollars as filed | call |
| AMERICAN ONCOLOGY NETWORK IN | 028719110 | *W EXP 09/20/202 | 2,500 | $23,250 | dollars as filed | call |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 1,999 | $21,510 | dollars as filed | call |
| PLUM ACQUISITION CORP I | G7134L118 | *W EXP 03/18/202 | 1,999 | $21,249 | dollars as filed | call |
| APOLLO STRATEGIC GRWT CPTL I | G0412A128 | *W EXP 02/12/202 | 1,999 | $21,009 | dollars as filed | call |
| Roadzen Inc W Exp 11/30/202 | G7606H116 | SPAC Combination | 5,000 | $20,850 | dollars as filed | call |
| FOREST ROAD ACQUISITION COR | 34619V111 | *W EXP 01/15/202 | 1,999 | $20,689 | dollars as filed | call |
| THUNDER BRIDGE CAP PRTNRS II | 88605T118 | *W EXP 02/01/202 | 1,999 | $20,650 | dollars as filed | call |
| Northern Star Investment Corp II | 66573W115 | Warrant | 2,000 | $20,420 | dollars as filed | call |
| AEON BIOPHARMA INC | 00791X118 | *W EXP 07/21/202 | 3,333 | $18,664 | dollars as filed | call |
| SCILEX HOLDING CO | 80880W114 | *W EXP 11/10/202 | 11,743 | $16,441 | dollars as filed | call |
| OKLO INC COM CL A | 02156V109 | Stock | 1,454 | $15,049 | dollars as filed | |
| LANDCADIA HOLDINGS IV INC | 51477A112 | *W EXP 03/29/202 | 1,249 | $13,014 | dollars as filed | call |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 1,249 | $12,989 | dollars as filed | call |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N126 | *W EXP 02/05/202 | 999 | $10,889 | dollars as filed | call |
| Semantix, Inc | G6332A114 | Warrant | 5,000 | $8,950 | dollars as filed | call |
| Trisalus Life Sciences Inc W Exp 08/10/202 | 89680M119 | SPAC Combination | 1,666 | $8,530 | dollars as filed | call |
| ELECTRIQ POWER HOLDINGS INC | 285046116 | WT | 3,333 | $5,866 | dollars as filed | call |
| Yotta Acquisition Corp | 98741Y111 | Warrant | 500 | $5,310 | dollars as filed | call |
| KERNEL GROUP HOLDINGS INC | G5259L129 | *W EXP 99/99/999 | 499 | $5,294 | dollars as filed | call |
| Net Power Inc W Exp 06/08/202 | 64107A113 | SPAC Combination | 249 | $3,760 | dollars as filed | call |
| NUBURU INC | 67021W111 | *W EXP 01/31/202 | 9,900 | $3,445 | dollars as filed | call |
| ATLANTIC COASTAL ACQUISTN CO | 048453112 | *W EXP 03/02/202 | 260 | $2,717 | dollars as filed | call |
| Better Home & Finance Holdin W Exp 08/22/202 | 08774B110 | SPAC Combination | 5,000 | $2,395 | dollars as filed | call |
| SELINA HOSPITALITY PLC | G8059B101 | ORDINARY SHARES | 6,250 | $2,195 | dollars as filed | |
| Appreciate Holdings Inc | 03832J114 | Warrant | 10,532 | $1,702 | dollars as filed | call |
| BOA ACQUISITION CORP | g8059b119 | WT | 3,333 | $1,170 | dollars as filed | call |
| Movella Holdings Inc | 62459N113 | Warrant | 1,999 | $1,072 | dollars as filed | call |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 836 | $489 | dollars as filed | |
| YOTTA ACQUISITION CORPORATIO | 98741Y129 | RIGHT 03/15/2027 | 500 | $59 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-002155 | this filing | 2023-11-14 | acceptance time not in the bulk data set |