13F-HR filed by DeepCurrents Investment Group LLC
DeepCurrents Investment Group LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-08-14, with 146 holding rows worth $2,531,086,310.
- Accession
- 0001420506-23-001619
- Filer
- CIK 1754535
- Filed
- 2023-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 278 entries on the cover page, a total value of $2,531,086,310 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,531,086,310 with VALUE read as dollars as filed, 13F file number 028-19350. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVerition Fund Management LLC028-13309
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 83,469,000 | $260,840,021 | dollars as filed | principal |
| PINDUODUO INC | 722304AB8 | NOTE 10/0 | 44,428,000 | $73,531,228 | dollars as filed | principal |
| LIVENT CORP | 53814LAB4 | BOND | 19,791,000 | $63,301,630 | dollars as filed | principal |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 45,310,000 | $61,993,865 | dollars as filed | principal |
| ZSCALER INC | 98980GAB8 | NOTE 0.125% 7/0 | 52,918,000 | $61,869,327 | dollars as filed | principal |
| BLOCK INC | 852234AF0 | NOTE 0.125% 3/0 | 65,356,000 | $61,761,420 | dollars as filed | principal |
| BILL HOLDINGS INC | 090043AB6 | NOTE 12/0 | 58,329,000 | $61,088,039 | dollars as filed | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 5,130 | $58,435,830 | dollars as filed | put |
| PAGERDUTY INC | 69553PAB6 | BOND | 58,552,000 | $55,865,108 | dollars as filed | principal |
| BILIBILI INC | 090040AB2 | NOTE 1.375% 4/0 | 49,150,000 | $50,271,797 | dollars as filed | principal |
| REPLIGEN CORP | 759916AB5 | BOND | 35,509,000 | $46,757,294 | dollars as filed | principal |
| SEA LTD | 81141RAF7 | NOTE 2.375%12/0 | 44,500,000 | $45,299,182 | dollars as filed | principal |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 49,259,000 | $43,083,250 | dollars as filed | principal |
| BLOOM ENERGY CORP | 093712AH0 | COM CL A | 32,297,000 | $39,321,435 | dollars as filed | principal |
| DATADOG INC | 23804LAB9 | NOTE 0.125% 6/1 | 31,362,000 | $38,987,795 | dollars as filed | principal |
| WIX COM LTD | 92940WAB5 | NOTE 7/0 | 38,875,000 | $38,850,663 | dollars as filed | principal |
| NOVOCURE LTD | 67011XAB9 | NOTE 11/0 | 45,000,000 | $38,654,893 | dollars as filed | principal |
| SEA LTD | 81141RAD2 | NOTE 1.000%12/0 | 28,717,000 | $36,766,777 | dollars as filed | principal |
| GUESS INC | 401617AD7 | BOND | 35,205,000 | $36,071,111 | dollars as filed | principal |
| APELLIS PHARMACEUTICALS INC | 03753UAB2 | NOTE 3.500% 9/1 | 15,000,000 | $35,954,355 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAD3 | NOTE 1.500%10/1 | 31,028,000 | $35,438,535 | dollars as filed | principal |
| EVENTBRITE INC | 29975EAB5 | NOTE 5.000%12/0 | 31,808,000 | $34,789,204 | dollars as filed | principal |
| SOLAREDGE TECHNOLOGIES INC | 83417MAD6 | NOTE 9/1 | 27,703,000 | $33,011,476 | dollars as filed | principal |
| CYBERARK SOFTWARE LTD | 23248VAB1 | NOTE 11/1 | 27,410,000 | $31,149,108 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 680 | $30,143,040 | dollars as filed | put |
| NOVA LTD | 66980MAB2 | BOND | 18,500,000 | $29,687,210 | dollars as filed | principal |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 21,000,000 | $29,503,930 | dollars as filed | principal |
| ALPHATEC HLDGS INC | 02081GAB8 | NOTE 0.750% 8/0 | 25,000,000 | $29,232,274 | dollars as filed | principal |
| PIONEER NAT RES CO | 723787AP2 | NOTE 0.250% 5/1 | 13,207,000 | $29,094,184 | dollars as filed | principal |
| Booking Holdings Inc. | 09857L108 | COM | 9,849 | $26,595,550 | dollars as filed | |
| Shift4 Payments Inc | 82452JAB5 | Convertible bond | 23,000,000 | $25,034,513 | dollars as filed | principal |
| MONGODB INC | 60937PAD8 | NOTE 0.250% 1/1 | 12,500,000 | $24,892,781 | dollars as filed | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 31,310,000 | $24,678,321 | dollars as filed | principal |
| NATIONAL VISION HLDGS INC | 63845RAB3 | NOTE 2.500% 5/1 | 23,500,000 | $24,674,412 | dollars as filed | principal |
| BLOCK INC | 852234AJ2 | NOTE 5/0 | 29,000,000 | $24,100,992 | dollars as filed | principal |
| GOPRO INC | 38268TAD5 | BOND | 26,360,000 | $23,612,339 | dollars as filed | principal |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 25,000,000 | $21,274,251 | dollars as filed | principal |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 21,199,000 | $21,066,506 | dollars as filed | principal |
| HAEMONETICS CORP MASS | 405024AB6 | NOTE 3/0 | 24,371,000 | $20,841,796 | dollars as filed | principal |
| OMEROS CORP | 682143AG7 | NOTE 5.250% 2/1 | 27,709,000 | $19,624,095 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 15,338,000 | $19,117,529 | dollars as filed | principal |
| LIVE NATION ENTERTAINMENT IN | 538034AU3 | NOTE 2.000% 2/1 | 17,638,000 | $18,751,707 | dollars as filed | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 18,721,000 | $18,288,226 | dollars as filed | principal |
| VERINT SYSTEMS INC | 92343XAC4 | BOND | 20,505,000 | $18,097,446 | dollars as filed | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 18,542,000 | $18,048,245 | dollars as filed | principal |
| DAYFORCE INC | 15677JAD0 | NOTE 0.250% 3/1 | 19,736,000 | $17,431,051 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 15,500,000 | $17,126,663 | dollars as filed | principal |
| AURORA CANNABIS INC | 05156XAG3 | NOTE 5.500% 2/2 | 17,193,000 | $16,687,956 | dollars as filed | principal |
| ITRON INC | 465741AN6 | NOTE 3/1 | 18,500,000 | $16,561,347 | dollars as filed | principal |
| SUNRUN INC | 86771WAB1 | NOTE 2/0 | 22,733,000 | $16,511,795 | dollars as filed | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,000 | $16,234,000 | dollars as filed | put |
| Shopify Inc | 82509LAA5 | Convertible bond | 17,508,000 | $15,946,225 | dollars as filed | principal |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 23,688,000 | $15,727,909 | dollars as filed | principal |
| STARWOOD PPTY TR INC | 85571BBA2 | NOTE 6.750% 7/1 | 15,000,000 | $15,338,370 | dollars as filed | principal |
| VANECK ETF TRUST | 92189F676 | COM | 1,000 | $15,225,000 | dollars as filed | put |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 21,589,000 | $14,813,011 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 408,594 | $14,795,189 | dollars as filed | |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 27,000,000 | $14,635,394 | dollars as filed | principal |
| Bridgebio Pharma Inc Note 2.250 percent 2/0 | 10806XAD4 | Convertible | 22,355,000 | $13,838,372 | dollars as filed | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 11,800,000 | $12,732,714 | dollars as filed | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 143,808 | $12,465,278 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 1,000 | $11,909,000 | dollars as filed | put |
| ARTIVION INC | 228903AB6 | NOTE 4.250% 7/0 | 10,975,000 | $11,255,049 | dollars as filed | principal |
| MANNKIND CORP | 56400PAQ5 | NOTE 2.500% 3/0 | 10,600,000 | $11,117,714 | dollars as filed | principal |
| XOMETRY INC | 98423FAB5 | NOTE 1.000% 2/0 | 14,500,000 | $11,117,338 | dollars as filed | principal |
| 8X8 INC NEW | 282914AE0 | NOTE 4.000% 2/0 | 12,521,000 | $11,000,349 | dollars as filed | principal |
| GOSSAMER BIO INC | 38341PAA0 | NOTE 5.000% 6/0 | 35,360,000 | $10,816,164 | dollars as filed | principal |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,040 | $10,705,760 | dollars as filed | call |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 40,098,000 | $10,645,054 | dollars as filed | principal |
| FARFETCH LTD | 30744WAD9 | BOND | 13,000,000 | $10,636,898 | dollars as filed | principal |
| Dropbox Inc | 26210CAC8 | Convertible bond | 11,093,000 | $10,482,829 | dollars as filed | principal |
| PERFICIENT INC | 71375UAF8 | BOND | 12,450,000 | $10,303,781 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 9,500,000 | $10,135,863 | dollars as filed | principal |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 11,833,000 | $9,970,072 | dollars as filed | principal |
| OKTA INC | 679295AD7 | NOTE 0.125% 9/0 | 11,000,000 | $9,968,849 | dollars as filed | principal |
| CHART INDS INC | 16115QAE0 | NOTE 1.000%11/1 | 3,499,000 | $9,620,097 | dollars as filed | principal |
| SPLUNK INC | 848637AF1 | NOTE 1.125% 6/1 | 11,000,000 | $9,541,785 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 18,000,000 | $9,476,405 | dollars as filed | principal |
| AFFIRM HLDGS INC | 00827BAB2 | NOTE 11/1 | 12,500,000 | $9,261,062 | dollars as filed | principal |
| PROS HOLDINGS INC | 74346YAH6 | BOND | 9,693,000 | $9,232,719 | dollars as filed | principal |
| INSMED INC | 457669AB5 | NOTE 0.750% 6/0 | 10,550,000 | $8,961,201 | dollars as filed | principal |
| VAREX IMAGING CORP | 92214XAB2 | NOTE 4.000% 6/0 | 7,000,000 | $8,950,801 | dollars as filed | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 8,650,000 | $8,374,289 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 87,440 | $7,833,750 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 884 | $7,662,512 | dollars as filed | call |
| DOORDASH INC CL A | 25809K105 | Stock | 1,000 | $7,642,000 | dollars as filed | put |
| CERENCE INC | 156727AB5 | NOTE 3.000% 6/0 | 6,882,000 | $7,635,867 | dollars as filed | principal |
| OVINTIV INC | 69047Q102 | COM | 2,000 | $7,614,000 | dollars as filed | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 14,750,000 | $7,464,428 | dollars as filed | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 7,400,000 | $7,398,505 | dollars as filed | principal |
| EVOLENT HEALTH INC | 30050BAF8 | NOTE 3.500%12/0 | 4,291,000 | $7,378,911 | dollars as filed | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 2,000 | $7,242,000 | dollars as filed | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,000 | $7,171,000 | dollars as filed | put |
| ARRAY TECHNOLOGIES INC | 04271TAB6 | NOTE 1.000%12/0 | 6,000,000 | $6,909,384 | dollars as filed | principal |
| LI AUTO INC | 50202MAB8 | NOTE 0.250% 5/0 | 5,000,000 | $6,904,263 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 7,000,000 | $6,722,940 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 6,025,000 | $6,542,361 | dollars as filed | principal |
| Wells Fargo & Company | 949746101 | COM | 1,500 | $6,402,000 | dollars as filed | put |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 7,222,000 | $6,177,013 | dollars as filed | principal |
| ALTERYX INC | 02156BAD5 | BOND | 6,411,000 | $6,042,451 | dollars as filed | principal |
| SHAKE SHACK INC | 819047AB7 | NOTE 3/0 | 7,176,000 | $5,836,176 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 10,108,000 | $5,831,153 | dollars as filed | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 650 | $5,823,350 | dollars as filed | call |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 7,000,000 | $5,782,252 | dollars as filed | principal |
| ENPHASE ENERGY INC | 29355AAH0 | NOTE 3/0 | 6,000,000 | $5,645,371 | dollars as filed | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 30,546,000 | $5,623,763 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 5,500,000 | $4,979,166 | dollars as filed | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 5,388,000 | $4,737,351 | dollars as filed | principal |
| Nutanix Inc Note 0.250 percent 10/0 | 67059NAH1 | Convertible | 5,500,000 | $4,684,730 | dollars as filed | principal |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 4,185,000 | $4,117,822 | dollars as filed | principal |
| 3D SYS CORP DEL | 88554DAD8 | NOTE 11/1 | 5,150,000 | $3,921,777 | dollars as filed | principal |
| WOLFSPEED INC | 977852AB8 | NOTE 0.250% 2/1 | 5,000,000 | $3,864,577 | dollars as filed | principal |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 6,647 | $3,629,262 | dollars as filed | put |
| MITEK SYS INC | 606710AA9 | NOTE 0.750% 2/0 | 3,500,000 | $2,997,621 | dollars as filed | principal |
| KARYOPHARM THERAPEUTICS INC | 48576UAA4 | BOND | 4,250,000 | $2,831,290 | dollars as filed | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 23,804 | $2,793,876 | dollars as filed | |
| REVANCE THERAPEUTICS INC | 761330AB5 | BOND | 2,383,000 | $2,527,193 | dollars as filed | principal |
| FIVE9 INC | 338307AD3 | NOTE 0.500% 6/0 | 2,600,000 | $2,514,806 | dollars as filed | principal |
| Wells Fargo & Company | 949746101 | COM | 57,464 | $2,452,563 | dollars as filed | |
| IMAX CORP | 45245EAJ8 | NOTE 0.500% 4/0 | 2,542,000 | $2,336,479 | dollars as filed | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 2,500,000 | $2,293,758 | dollars as filed | principal |
| COLLEGIUM PHARMACEUTICAL INC | 19459JAA2 | NOTE 2.625% 2/1 | 1,985,000 | $2,001,330 | dollars as filed | principal |
| CARVANA CO CL A | 146869102 | Stock | 750 | $1,944,000 | dollars as filed | put |
| KINROSS GOLD CORP | 496902404 | COM | 4,000 | $1,908,000 | dollars as filed | call |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 4,000,000 | $1,530,000 | dollars as filed | principal |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,000 | $1,124,000 | dollars as filed | put |
| NIKE,Inc. Class B | 654106103 | COM | 97 | $1,070,589 | dollars as filed | call |
| MICROSTRATEGY INC | 594972AE1 | NOTE 2/1 | 1,500,000 | $976,875 | dollars as filed | principal |
| Ascendis Pharma A/S | 04351PAD3 | Convertible bond | 1,000,000 | $913,328 | dollars as filed | principal |
| KNIGHTSWAN ACQUISITION CORP | 499103109 | COM | 75,000 | $792,750 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 31,854 | $598,537 | dollars as filed | |
| HEARTLAND MEDIA ACQUISITION | 42237V108 | CL A COM | 49,725 | $524,101 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 9,620 | $442,328 | dollars as filed | |
| KNIGHTSWAN ACQUISITION CORP | 499103117 | WARR | 37,499 | $396,364 | dollars as filed | call |
| ALPHA HEALTHCARE ACQU CORP I | 02073F104 | CLASS A COM | 35,000 | $360,500 | dollars as filed | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 109 | $255,496 | dollars as filed | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,000 | $235,200 | dollars as filed | |
| LIV CAPITAL ACQUISITN CORP I | G5510R113 | *W EXP 02/07/202 | 21,582 | $228,769 | dollars as filed | call |
| HEARTLAND MEDIA ACQUISITION | 42237V116 | *W EXP 99/99/999 | 17,886 | $188,518 | dollars as filed | call |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 14,183 | $149,347 | dollars as filed | call |
| Goal Acquisitions Corp | 38021H115 | Warrant | 14,185 | $147,240 | dollars as filed | call |
| STRATIM CLOUD ACQUISITION CO | 86309R115 | *W EXP 03/05/202 | 11,820 | $122,101 | dollars as filed | call |
| TILRAY INC | 88688T100 | COM CL 2 | 70,673 | $110,250 | dollars as filed | |
| MOOLEC SCIENCE SA | L64875112 | *W EXP 12/30/202 | 16,313 | $60,032 | dollars as filed | call |
| BOA ACQUISITION CORP | g8059b119 | WT | 21,662 | $22,095 | dollars as filed | call |
| CANOPY GROWTH CORP | 138035100 | COM | 21,168 | $10,796 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-23-001619 | this filing | 2023-08-14 | acceptance time not in the bulk data set |