13F-HR filed by Skaana Management L.P.
Skaana Management L.P. filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-10, with 113 holding rows worth $290,935,000.
- Accession
- 0001420506-22-002041
- Filer
- CIK 1860998
- Filed
- 2022-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 113 entries on the cover page, a total value of $290,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,935,000 with VALUE read as thousands by filing date, 13F file number 028-22020. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 2,582,398 | $102,315,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 483,043 | $27,920,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AA0 | NOTE 4.750% 5/1 | 7,592,000 | $13,201,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 7,901,000 | $12,100,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F739 | CONV | 207,754 | $10,089,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 569,249 | $9,837,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 7,000,000 | $7,060,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC | 65339F770 | CONV | 141,828 | $7,060,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505204 | PFD CONV SER A | 928,863 | $6,604,000 | thousands by filing date | |
| EXPAND ENERGY CORPORATION | 165167172 | *W EXP 02/09/202 | 80,936 | $6,192,000 | thousands by filing date | |
| NIO INC | 62914VAB2 | NOTE 4.500% 2/0 | 3,000,000 | $5,428,000 | thousands by filing date | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 139,905 | $5,298,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AM4 | NOTE 3.250%10/0 | 4,000,000 | $5,004,000 | thousands by filing date | principal |
| SABRE CORP | 78573M203 | 6.50% CONV PFD A | 69,020 | $4,927,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 3,891,000 | $4,599,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAD4 | NOTE 2.000% 8/1 | 2,300,000 | $4,528,000 | thousands by filing date | principal |
| COHERENT CORP | 19247G206 | CONV | 28,672 | $4,486,000 | thousands by filing date | |
| NCL CORP LTD | 62886HAT8 | NOTE 6.000% 5/1 | 4,008,000 | $4,453,000 | thousands by filing date | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 41,361 | $4,301,000 | thousands by filing date | |
| CARNIVAL CORP | 143658BT8 | BOND | 4,000,000 | $4,044,000 | thousands by filing date | principal |
| PG&E CORP | 69331C140 | CONV | 34,525 | $3,944,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC | 253393AD4 | NOTE 3.250% 4/1 | 1,000,000 | $3,264,000 | thousands by filing date | principal |
| KKR & CO INC | 48251W401 | CONV | 52,629 | $2,864,000 | thousands by filing date | |
| AST SPACEMOBILE INC | 00217D118 | *W EXP 04/06/202 | 1,003,826 | $2,861,000 | thousands by filing date | |
| APTIV PLC | G6095L117 | CONV | 26,944 | $2,565,000 | thousands by filing date | |
| RPT REALTY | 74971D200 | PREF CONV | 54,959 | $2,408,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 2,000,000 | $2,243,000 | thousands by filing date | principal |
| READY CAPITAL CORP | 75574U200 | 7% CN SR NT 2023 | 89,342 | $2,232,000 | thousands by filing date | |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 2,920,000 | $2,171,000 | thousands by filing date | principal |
| A SPAC II ACQUISITION CORP | G0543H109 | ORD SHS CL A | 199,565 | $1,986,000 | thousands by filing date | |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 1,400,000 | $1,765,000 | thousands by filing date | principal |
| SUNNOVA ENERGY INTL INC. | 86745KAF1 | NOTE 0.250%12/0 | 2,000,000 | $1,679,000 | thousands by filing date | principal |
| Q2 HLDGS INC | 74736LAB5 | NOTE 0.750% 2/1 | 2,113,000 | $1,561,000 | thousands by filing date | principal |
| AMERICAN EAGLE OUTFITTERS IN | 02553EAB2 | NOTE 3.750% 4/1 | 1,000,000 | $1,359,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 1,000,000 | $1,016,000 | thousands by filing date | principal |
| FREYR BATTERY INC | L4135L118 | *W EXP 09/01/202 | 139,415 | $779,000 | thousands by filing date | |
| ALTUS POWER INC | 02217A110 | *W EXP 99/99/999 | 242,126 | $736,000 | thousands by filing date | |
| SHUAA PARTNERS ACQUISTN CORP | G81173109 | CLASS A ORD SHS | 67,227 | $681,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 129,300 | $631,000 | thousands by filing date | |
| CLARIVATE PLC | G21810208 | CONV | 12,722 | $542,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 112,378 | $436,000 | thousands by filing date | |
| FARADAY FUTURE INTLGT ELEC I | 307359117 | *W EXP 07/21/202 | 2,600,113 | $385,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 8,700 | $330,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A118 | *W EXP 01/31/202 | 23,545 | $330,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W105 | CLASS A COM | 21,595 | $215,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 7,000 | $214,000 | thousands by filing date | |
| FAZE HOLDINGS INC. 11.5000EXP03/01/2028 | 31423J110 | WARR | 388,635 | $214,000 | thousands by filing date | |
| CARTESIAN GROWTH CORP II | G19305112 | COM | 19,900 | $199,000 | thousands by filing date | |
| CLIMATEROCK | G2311X100 | CLASS A ORD | 19,600 | $196,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 12,954 | $181,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 293,440 | $167,000 | thousands by filing date | |
| CHENGHE ACQUISITION CO | G2086M107 | CLASS A ORD | 15,991 | $161,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 20,689 | $149,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 66,526 | $119,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 13,493 | $117,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 10,011 | $100,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC WT EXP 091626 | 37611X118 | Stock | 131,526 | $95,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 401,951 | $80,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667112 | *W EXP 05/07/202 | 96,667 | $62,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 32,079 | $55,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 25,566 | $40,000 | thousands by filing date | |
| IRONNET INC | 46323Q113 | *W EXP 08/26/202 | 292,283 | $38,000 | thousands by filing date | |
| SPIRE GLOBAL INC | 848560116 | *W EXP 01/01/203 | 242,378 | $28,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 38,474 | $24,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 315,052 | $22,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 46,807 | $18,000 | thousands by filing date | |
| APEXIGEN INC | 03759B110 | *W EXP 07/29/202 | 73,130 | $16,000 | thousands by filing date | |
| WTS-LEAFLY HLDGS 4FEB27 | 52178J113 | *W EXP 02/04/202 | 91,004 | $15,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 100,000 | $14,000 | thousands by filing date | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 87,618 | $13,000 | thousands by filing date | |
| SPIRE GLOBAL, INC. | 848560108 | COM | 10,809 | $12,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 100,371 | $12,000 | thousands by filing date | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 30,879 | $10,000 | thousands by filing date | |
| WTS/CHICKEN SOUP FOR THE SOUL 11.5000EXP10/22/2026 | 16842Q134 | WARR | 156,418 | $10,000 | thousands by filing date | |
| VERTICAL AEROSPACE LTD | G9471C115 | YW EXP 12/16/202 | 10,881 | $8,000 | thousands by filing date | |
| A SPAC II ACQUISITION RTS | G0543H133 | RIGHT | 100,000 | $7,000 | thousands by filing date | |
| SHAPEWAYS HOLDINGS INC 11.5000EXP10/31/2026 | 81947T110 | WARR | 155,696 | $7,000 | thousands by filing date | |
| CLEVER LEAVES HOLDINGS INC | 186760104 | COM | 11,900 | $7,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 100,000 | $7,000 | thousands by filing date | |
| MEDIGUS LTD | 58471G128 | *W EXP 07/22/202 | 70,200 | $7,000 | thousands by filing date | |
| FORAFRIC GLOBAL PLC | X3R81D110 | *W EXP 06/09/202 | 16,300 | $6,000 | thousands by filing date | |
| VIVEON HEALTH ACQUISITION CORP | 92853V114 | COM | 60,777 | $5,000 | thousands by filing date | |
| WTS/NOVUS CAPITAL CORP11.5000EXP06/30/2027 | 03783T111 | WARR | 14,683 | $5,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 61,000 | $5,000 | thousands by filing date | |
| RTS/BENESSERE CAPITAL ACQUSTN CORP EXP12/31/2099 | 08179B129 | COM | 35,510 | $5,000 | thousands by filing date | |
| GSR II METEORA ACQUISITN COR | 36263W121 | *W EXP 02/24/202 | 25,000 | $4,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 61,593 | $4,000 | thousands by filing date | |
| CANOO INC | 13803R110 | *W EXP 12/21/202 | 10,960 | $4,000 | thousands by filing date | |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 12,049 | $3,000 | thousands by filing date | |
| GLOBALINK INVESTMENT -CW23 | 37892F125 | COM | 50,000 | $3,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 48,592 | $3,000 | thousands by filing date | |
| FG MERGER CORP | 30324Y119 | *W EXP 06/17/202 | 16,750 | $3,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 17,587 | $3,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP (U.S.) | G0542N123 | COM | 25,000 | $3,000 | thousands by filing date | |
| Anghami Inc W Exp 02/03/202 | G0369L119 | SPAC Combination | 20,000 | $2,000 | thousands by filing date | |
| A SPAC II Acquisition Corp | G0543H117 | Warrant | 37,996 | $2,000 | thousands by filing date | |
| Semilux International Ltd | G2086M123 | Warrant | 26,250 | $2,000 | thousands by filing date | |
| CLIMATEROCK | G2311X134 | RIGHT 10/31/2028 | 19,600 | $2,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U121 | *W EXP 09/30/202 | 19,785 | $2,000 | thousands by filing date | |
| IG ACQUISITION CORP | 449534114 | *W EXP 10/05/202 | 15,116 | $2,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 16,261 | $2,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 46,220 | $2,000 | thousands by filing date | |
| PRESTO AUTOMATION INC (U.S.) | 74113T113 | COM | 13,352 | $1,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 20,200 | $1,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 22,620 | $1,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 10,000 | $1,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W129 | *W EXP 03/30/202 | 18,650 | $1,000 | thousands by filing date | |
| GREENCITY ACQUISITION CORP | G4086B123 | *W EXP 04/30/202 | 53,560 | $1,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 42,650 | $1,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 10,899 | $1,000 | thousands by filing date | |
| EPWR/WS US 31 Dec 27 C11.5 | 29248N118 | *W EXP 01/12/202 | 25,000 | $1,000 | thousands by filing date | |
| WTS/BULL HORN HLDGS CORP EXP10/31/2025 | G1686P122 | COM | 29,180 | $1,000 | thousands by filing date | |
| SHUAA PARTNERS ACQUISTN CORP | G81173117 | *W EXP 02/24/202 | 33,285 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-22-002041 | this filing | 2022-11-10 | acceptance time not in the bulk data set |