13F-HR filed by Bleichroeder LP
Bleichroeder LP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 92 holding rows worth $662,851,000.
- Accession
- 0001420506-21-001227
- Filer
- CIK 1781002
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 92 entries on the cover page, a total value of $662,851,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $662,851,000 with VALUE read as thousands by filing date, 13F file number 028-20050. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 475,000 | $78,674,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 192,627 | $55,688,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 500,000 | $49,810,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,414,656 | $43,056,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,196,389 | $37,339,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,949,355 | $33,359,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 375,000 | $32,040,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 728,600 | $24,874,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C103 | CL A SHS | 2,125,000 | $21,059,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 1,062,500 | $19,061,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 2,073,583 | $17,356,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 40,000 | $16,418,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 2,158,448 | $15,800,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 200,934 | $13,889,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 913,347 | $13,490,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 579,116 | $13,123,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 109,753 | $12,402,000 | thousands by filing date | |
| FINCH THERAPEUTICS GROUP INC | 31773D101 | COM | 810,416 | $11,403,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 236,396 | $10,966,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841106 | CLASS A COM | 1,000,000 | $10,320,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P102 | CMN | 1,000,000 | $9,800,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 100,000 | $8,679,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 200,000 | $8,198,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 435,500 | $7,861,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 80,000 | $7,771,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 182,500 | $6,168,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,112,695 | $5,028,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 103,602 | $4,826,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $4,666,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 453,616 | $4,654,000 | thousands by filing date | |
| ISPECIMEN INC COM NEW | 45032V108 | Stock | 600,291 | $4,334,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 434,400 | $4,248,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 25,000 | $4,131,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 15,993 | $3,980,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H102 | COM CL A | 400,000 | $3,888,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 100,000 | $3,502,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 126,301 | $3,048,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 54,711 | $2,534,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 311,978 | $2,518,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 65,000 | $2,290,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L203 | UNIT 04/06/2026 | 225,000 | $2,238,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V103 | COM CL A | 225,000 | $2,194,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 150,000 | $2,142,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 175,000 | $2,039,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 69,618 | $1,882,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,000 | $1,457,000 | thousands by filing date | |
| HEALTHCARE SERVICES ACQU COR | 42227K104 | CMN | 150,000 | $1,452,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 500,000 | $1,440,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 50,000 | $1,200,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 708,333 | $1,140,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,000,000 | $1,130,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 274,799 | $1,094,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 300,000 | $945,000 | thousands by filing date | |
| CM LIFE SCIENCES II INC | 125842104 | CL A | 70,100 | $859,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 60,000 | $857,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 250,000 | $748,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 333,333 | $663,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 22,989 | $624,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 60,607 | $576,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 20,717 | $575,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 250,000 | $550,000 | thousands by filing date | |
| CM LIFE SCIENCES III INC | 125841114 | *W EXP 04/30/202 | 200,000 | $516,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,000 | $512,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 500,000 | $350,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,600 | $346,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 16,413 | $300,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,000 | $292,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,356 | $292,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,000 | $245,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 16,522 | $233,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 35,730 | $232,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,540 | $176,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q102 | COM | 15,000 | $148,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 200,000 | $134,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,000 | $102,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 10,000 | $100,000 | thousands by filing date | |
| FAZE HOLDINGS INC WT EXP 030128 | 05601V111 | Common Stock | 75,000 | $90,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 600 | $80,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 530 | $77,000 | thousands by filing date | |
| CM LIFE SCIENCES II INC | 125842112 | *W EXP 03/01/202 | 14,020 | $76,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 525 | $72,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,075 | $68,000 | thousands by filing date | |
| HCARW US 31 Dec 27 C11.5 | 42227K112 | *W EXP 12/28/202 | 75,000 | $67,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 515 | $58,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,200 | $57,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4,017 | $56,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 660 | $54,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,650 | $47,000 | thousands by filing date | |
| ROTH CH ACQUISITION III CO | 77867Q110 | *W EXP 02/26/202 | 3,750 | $6,000 | thousands by filing date | |
| AJAX I | G0190X126 | *W EXP 10/27/202 | 2,500 | $5,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 90 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 66 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-001227 | this filing | 2021-08-16 | acceptance time not in the bulk data set |