13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 1,194 holding rows worth $2,940,422,000.
- Accession
- 0001420506-21-000148
- Filer
- CIK 1449126
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,194 entries on the cover page, a total value of $2,940,422,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,940,422,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHNG TRADED FD VI | 33740F771 | FT VEST US | 7,516 | $243,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 3,159 | $243,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,190 | $242,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 4,373 | $240,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 3,729 | $240,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,800 | $238,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,516 | $237,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 754 | $237,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 4,560 | $237,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 5,820 | $237,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 13,300 | $236,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 8,965 | $236,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,038 | $235,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,817 | $235,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,596 | $235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,552 | $235,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,171 | $234,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 8,646 | $234,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,019 | $234,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,000 | $233,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 9,100 | $233,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,525 | $233,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 2,281 | $232,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,250 | $232,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 15,604 | $232,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 7,211 | $231,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 7,416 | $231,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,330 | $230,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12,814 | $230,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 6,665 | $230,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 5,734 | $229,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 4,123 | $228,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,009 | $228,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 6,983 | $228,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,496 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 2,633 | $228,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,356 | $227,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE CORP | 11284V105 | CL A SUB VTG | 3,903 | $227,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 2,748 | $226,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,117 | $226,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,180 | $226,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,137 | $225,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,644 | $225,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,599 | $225,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 9,000 | $225,000 | thousands by filing date | |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 11,800 | $225,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,600 | $223,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,453 | $223,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 2,971 | $223,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 6,785 | $222,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,513 | $221,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 15,650 | $221,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,930 | $220,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,662 | $220,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 4,382 | $220,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,057 | $220,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,161 | $219,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 18,257 | $219,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 21,993 | $219,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 5,393 | $218,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,442 | $218,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 837 | $217,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,442 | $217,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,846 | $216,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,257 | $216,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 3,353 | $216,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 9,338 | $215,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 7,704 | $214,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 49,200 | $214,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 2,919 | $213,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 10,344 | $213,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 11,213 | $213,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,600 | $212,000 | thousands by filing date | put |
| PROSHARES TR | 74347B169 | CMN | 2,792 | $212,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 32,802 | $212,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 571 | $211,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,979 | $211,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 20,521 | $211,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,651 | $211,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 6,866 | $210,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 13,317 | $210,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 5,993 | $210,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,550 | $210,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 79,450 | $210,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,852 | $209,000 | thousands by filing date | |
| RH | 74967X103 | COM | 467 | $209,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 7,729 | $209,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 7,984 | $209,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,101 | $209,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,303 | $208,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,932 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,702 | $207,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 8,854 | $207,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 123 | $206,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,800 | $206,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 1,631 | $206,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,717 | $205,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 6,229 | $205,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,405 | $205,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,546 | $204,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,545 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,898 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 3,302 | $204,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 6,100 | $203,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,313 | $202,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 7,177 | $202,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 3,701 | $201,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,207 | $201,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 4,084 | $200,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 7,178 | $200,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,949 | $200,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 5,193 | $200,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 30,201 | $198,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 13,763 | $195,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 11,767 | $194,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 11,746 | $192,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 10,807 | $190,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,212 | $188,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,771 | $187,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 12,935 | $187,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 15,200 | $187,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,904 | $183,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 12,131 | $182,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 175,000 | $180,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,245 | $177,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,756 | $176,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,286 | $176,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 11,050 | $176,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 18,400 | $176,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 10,678 | $169,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 39,300 | $167,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 17,500 | $164,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 11,446 | $162,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,586 | $161,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,288 | $160,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 12,786 | $159,000 | thousands by filing date | |
| THERAPEUTICS ACQUISITION COR | 88339T103 | COM CL A | 11,450 | $159,000 | thousands by filing date | |
| ABRAXAS PETE CORP COM NEW | 003830304 | Stock | 67,650 | $155,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 37,558 | $146,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 39,990 | $140,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 103,675 | $138,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,171 | $131,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,569 | $130,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 19,168 | $128,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 13,045 | $127,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,019 | $124,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 15,000 | $124,000 | thousands by filing date | call |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 15,432 | $123,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863124 | CMN | 12,509 | $122,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,342 | $117,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 17,472 | $111,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 13,000 | $110,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 12,375 | $107,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,746 | $107,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,264 | $104,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 15,164 | $102,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 21,400 | $102,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,637 | $97,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,252 | $92,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 30,740 | $91,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 20,052 | $90,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,000 | $88,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,156 | $80,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 11,450 | $78,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,296 | $75,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 10,912 | $75,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,400 | $73,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 12,873 | $68,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 100,000 | $66,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,500 | $63,000 | thousands by filing date | call |
| OPKO HEALTH INC | 68375N103 | COM | 15,402 | $61,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 26,143 | $61,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,933 | $59,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 12,010 | $56,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 48,000 | $49,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,698 | $48,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,750 | $42,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 32,000 | $40,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 14,604 | $34,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $34,000 | thousands by filing date | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 20,200 | $31,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 11,375 | $28,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,073 | $27,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 14,700 | $25,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 24,331 | $21,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 10,264 | $20,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 27,049 | $16,000 | thousands by filing date | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 64,000 | $15,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 15,000 | $15,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,734 | $11,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 12,000 | $8,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,500 | $7,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 10,306 | $4,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 20,154 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000148 | this filing | 2021-02-09 | acceptance time not in the bulk data set |