13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-09, with 1,194 holding rows worth $2,940,422,000.
- Accession
- 0001420506-21-000148
- Filer
- CIK 1449126
- Filed
- 2021-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,194 entries on the cover page, a total value of $2,940,422,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,940,422,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 1,043,212 | $138,424,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 277,424 | $104,142,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 184,724 | $69,065,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 19,801 | $64,491,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 388,982 | $53,730,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 168,347 | $52,817,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 206,356 | $45,898,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 352,751 | $41,692,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 535,017 | $34,145,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 500,726 | $33,989,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 209,019 | $33,713,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 722,542 | $32,384,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 81,900 | $30,621,000 | thousands by filing date | put |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 254,215 | $30,493,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 151,076 | $26,946,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 73,079 | $22,347,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 58,495 | $20,695,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 211,330 | $19,421,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 225,253 | $19,421,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 146,154 | $18,711,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 52,727 | $18,122,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 113,019 | $17,787,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 258,575 | $17,454,000 | thousands by filing date | |
| IJH | 464287507 | COM | 73,272 | $16,840,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 188,888 | $16,490,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 190,512 | $16,456,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 125,903 | $15,999,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 88,048 | $15,953,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 57,520 | $15,712,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 21,597 | $15,240,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 271,587 | $14,864,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 66,216 | $14,484,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 116,130 | $14,457,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 411,571 | $14,434,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 207,153 | $14,312,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 181,113 | $13,973,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 63,498 | $13,476,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 225,235 | $13,233,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 55,919 | $13,096,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 121,470 | $13,016,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 172,164 | $12,639,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,177 | $12,573,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 431,043 | $12,397,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 46,667 | $12,396,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 105,288 | $12,340,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 37,639 | $12,320,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 214,733 | $12,190,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 52,314 | $11,641,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 53,982 | $11,556,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 78,758 | $11,527,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 184,748 | $11,462,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 81,769 | $11,377,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 74,915 | $10,799,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 70,796 | $10,785,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20,333 | $10,618,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 146,362 | $10,541,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 186,043 | $10,461,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 47,220 | $10,277,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 39,439 | $10,239,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 51,646 | $10,126,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 29,417 | $9,767,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 61,615 | $9,719,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 103,892 | $9,689,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 41,408 | $9,601,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,460 | $9,570,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 250,942 | $9,237,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 53,246 | $8,967,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 578,359 | $8,727,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 56,379 | $8,672,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 119,871 | $8,657,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 149,707 | $8,646,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 67,531 | $8,620,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 79,348 | $8,489,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 284,820 | $8,397,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 115,714 | $8,377,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 91,245 | $8,345,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 70,130 | $8,297,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 63,270 | $8,226,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 21,781 | $8,207,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 89,785 | $7,950,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 305,175 | $7,941,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 15,526 | $7,765,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 47,703 | $7,670,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 85,526 | $7,543,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 21,332 | $7,481,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 13,859 | $7,406,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 62,223 | $7,338,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 49,343 | $7,318,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 35,165 | $7,271,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 69,396 | $7,253,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 172,740 | $7,082,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 35,639 | $6,938,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 115,195 | $6,916,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 17,957 | $6,868,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 52,232 | $6,707,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 127,949 | $6,586,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 101,482 | $6,509,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 21,187 | $6,430,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 55,785 | $6,328,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 374,877 | $6,294,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 17,469 | $6,236,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 11,447 | $6,190,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 17,319 | $6,148,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 50,391 | $6,118,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 59,481 | $6,070,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 89,459 | $6,034,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 298,226 | $6,021,000 | thousands by filing date | |
| VTI | 922908769 | COM | 30,852 | $6,005,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 50,426 | $5,999,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 7,432 | $5,953,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 293,651 | $5,929,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 32,637 | $5,761,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 112,209 | $5,669,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 31,107 | $5,662,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 111,297 | $5,653,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,068 | $5,641,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 638,979 | $5,617,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 102,184 | $5,604,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 112,127 | $5,586,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 14,671 | $5,563,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 47,912 | $5,471,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 21,055 | $5,334,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 54,907 | $5,321,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 293,420 | $5,320,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 63,753 | $5,215,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 36,734 | $5,186,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 23,711 | $5,088,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 30,821 | $5,059,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 185,252 | $5,046,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 81,262 | $5,041,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 52,071 | $5,032,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 55,091 | $5,000,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 54,423 | $4,980,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 52,233 | $4,964,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 60,346 | $4,907,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 24,302 | $4,907,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 127,578 | $4,835,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 159,393 | $4,831,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 49,032 | $4,763,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 36,947 | $4,712,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 22,148 | $4,711,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 13,280 | $4,703,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 125,908 | $4,683,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 14,700 | $4,612,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,063 | $4,599,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 72,230 | $4,529,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 52,282 | $4,498,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 18,966 | $4,414,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 19,419 | $4,410,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 15,322 | $4,393,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 42,695 | $4,387,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 105,367 | $4,343,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 63,231 | $4,319,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 39,315 | $4,283,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 82,930 | $4,283,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 41,500 | $4,260,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 20,077 | $4,222,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 67,870 | $4,208,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 67,392 | $4,140,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23,634 | $4,131,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 29,038 | $4,130,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 157,068 | $4,027,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 45,796 | $4,015,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 84,966 | $4,011,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 39,637 | $4,000,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 43,397 | $3,980,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 88,073 | $3,941,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 62,909 | $3,912,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 63,321 | $3,863,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 28,402 | $3,830,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 99,324 | $3,825,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 264,178 | $3,791,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7,549 | $3,787,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 18,885 | $3,776,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,606 | $3,768,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 64,245 | $3,762,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 55,481 | $3,728,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 44,028 | $3,718,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 40,406 | $3,675,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 40,032 | $3,665,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 32,265 | $3,659,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 16,891 | $3,655,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 14,706 | $3,604,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 22,019 | $3,534,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 44,235 | $3,534,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 29,363 | $3,528,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 86,289 | $3,470,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 34,315 | $3,461,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 139,819 | $3,435,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 31,188 | $3,415,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F114 | VIDEO GMNG ESPRT | 48,542 | $3,398,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 51,266 | $3,378,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 47,184 | $3,374,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 40,081 | $3,323,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 131,132 | $3,314,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 63,181 | $3,299,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,043 | $3,278,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 37,807 | $3,211,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 30,555 | $3,191,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 53,943 | $3,172,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 33,767 | $3,135,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 13,621 | $3,134,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 23,414 | $3,115,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 26,136 | $3,109,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 37,264 | $3,085,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 119,200 | $3,025,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 59,189 | $2,966,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,824 | $2,949,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 20,772 | $2,939,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 58,131 | $2,916,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 30,277 | $2,912,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 52,917 | $2,907,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 53,382 | $2,896,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 51,651 | $2,850,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 18,374 | $2,820,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 55,120 | $2,796,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 65,971 | $2,787,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 38,965 | $2,786,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 128,174 | $2,776,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 36,654 | $2,756,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,713 | $2,661,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 99,221 | $2,622,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 29,403 | $2,608,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 5,941 | $2,601,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,752 | $2,593,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,507 | $2,575,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 40,471 | $2,573,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 55,159 | $2,571,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 69,980 | $2,558,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 21,687 | $2,541,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,450 | $2,536,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 15,014 | $2,535,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 8,408 | $2,523,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 11,344 | $2,522,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 35,326 | $2,512,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 14,729 | $2,511,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 83,491 | $2,511,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 69,436 | $2,501,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 73,761 | $2,500,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 11,733 | $2,488,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 21,368 | $2,483,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 116,222 | $2,465,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 18,472 | $2,456,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 170,171 | $2,454,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 35,745 | $2,450,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 112,318 | $2,443,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 32,773 | $2,434,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 53,491 | $2,431,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 10,757 | $2,415,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 27,557 | $2,408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 44,253 | $2,376,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 233,733 | $2,372,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 33,689 | $2,366,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 37,873 | $2,355,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 104,696 | $2,344,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 106,428 | $2,331,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 14,144 | $2,305,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 21,654 | $2,294,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 101,084 | $2,288,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 27,334 | $2,276,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 38,938 | $2,272,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 44,918 | $2,263,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 20,819 | $2,238,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 39,679 | $2,202,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 33,633 | $2,176,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 22,459 | $2,163,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 352,839 | $2,135,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 13,475 | $2,115,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 40,677 | $2,113,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 137,856 | $2,104,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 37,444 | $2,083,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,693 | $2,070,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5,558 | $2,056,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 62,567 | $2,002,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 40,963 | $1,997,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 47,448 | $1,992,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,961 | $1,992,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 62,903 | $1,978,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 14,407 | $1,977,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 25,848 | $1,972,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,203 | $1,968,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 33,739 | $1,966,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 600 | $1,954,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 9,279 | $1,932,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 35,568 | $1,929,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 246,200 | $1,918,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 29,173 | $1,907,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 69,772 | $1,892,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,345 | $1,883,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 8,844 | $1,873,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 100,337 | $1,858,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 24,367 | $1,852,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 35,034 | $1,836,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 29,667 | $1,833,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 59,013 | $1,806,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 18,454 | $1,789,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 24,415 | $1,781,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 66,670 | $1,779,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 164,637 | $1,778,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 20,513 | $1,770,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 5,216 | $1,759,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 22,095 | $1,755,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 57,702 | $1,741,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 15,772 | $1,737,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,493 | $1,737,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,640 | $1,735,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E842 | DORSEY WRGT SMLC | 22,939 | $1,727,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 15,161 | $1,715,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 83,858 | $1,703,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 32,561 | $1,697,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,081 | $1,696,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 24,654 | $1,685,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 7,547 | $1,677,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 36,464 | $1,673,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,485 | $1,671,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 11,883 | $1,658,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,961 | $1,654,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 28,762 | $1,646,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 14,715 | $1,618,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 43,623 | $1,605,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 42,071 | $1,605,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 51,843 | $1,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 11,567 | $1,597,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 27,170 | $1,589,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 18,665 | $1,588,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 32,270 | $1,584,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 23,366 | $1,577,000 | thousands by filing date | |
| MGC | 921910873 | COM | 11,792 | $1,574,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 8,568 | $1,569,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 46,678 | $1,564,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 16,531 | $1,559,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 68,376 | $1,558,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 80,146 | $1,555,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 18,640 | $1,552,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,149 | $1,546,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 33,203 | $1,546,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 16,345 | $1,535,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 10,903 | $1,535,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 31,790 | $1,511,000 | thousands by filing date | |
| ESSENTIAL UTILS INC COM | 29670G102 | Stock | 31,849 | $1,506,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 87,274 | $1,474,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 23,603 | $1,465,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 34,847 | $1,457,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 42,312 | $1,453,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 18,526 | $1,450,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,030 | $1,449,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,650 | $1,438,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 9,035 | $1,438,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,460 | $1,433,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,995 | $1,426,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 11,766 | $1,423,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,197 | $1,415,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 15,166 | $1,413,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 29,319 | $1,411,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 55,768 | $1,410,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 44,288 | $1,407,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 27,983 | $1,406,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 150,284 | $1,404,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 123,364 | $1,401,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26,949 | $1,392,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 67,854 | $1,392,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 23,642 | $1,388,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 13,236 | $1,383,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,005 | $1,380,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 27,024 | $1,378,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 15,712 | $1,366,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 155,546 | $1,366,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 14,899 | $1,359,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 10,072 | $1,358,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 21,839 | $1,344,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 10,164 | $1,341,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 73,361 | $1,341,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 32,875 | $1,337,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,200 | $1,333,000 | thousands by filing date | call |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,643 | $1,325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,845 | $1,318,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,298 | $1,303,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 19,458 | $1,297,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 7,859 | $1,294,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 35,522 | $1,290,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 26,819 | $1,285,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 9,107 | $1,277,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 290,440 | $1,272,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 5,574 | $1,268,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 86,900 | $1,244,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 12,988 | $1,242,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 30,579 | $1,241,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 20,105 | $1,240,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 68,972 | $1,231,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,603 | $1,227,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 90,248 | $1,222,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,675 | $1,218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 62,470 | $1,208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20,094 | $1,196,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 18,955 | $1,192,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 41,657 | $1,176,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 102,767 | $1,175,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 4,682 | $1,174,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 27,809 | $1,174,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 7,632 | $1,167,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 47,026 | $1,166,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 50,876 | $1,160,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 18,360 | $1,159,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,604 | $1,158,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 4,518 | $1,149,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 34,749 | $1,137,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 50,704 | $1,135,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 5,040 | $1,127,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 34,754 | $1,121,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 27,955 | $1,115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 27,371 | $1,108,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 16,452 | $1,099,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 13,629 | $1,064,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 9,254 | $1,062,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,018 | $1,060,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,318 | $1,058,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 55,935 | $1,057,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 21,701 | $1,053,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 18,653 | $1,050,000 | thousands by filing date | |
| FS KKR CAP CORP II | 35952V303 | COM | 63,766 | $1,046,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,028 | $1,041,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,396 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 26,717 | $1,035,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 13,688 | $1,029,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,393 | $1,026,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 9,079 | $1,024,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 32,290 | $1,017,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 21,729 | $1,013,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 8,649 | $1,013,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 11,717 | $1,011,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 53,236 | $1,010,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 28,032 | $1,009,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 59,090 | $1,001,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 20,114 | $1,000,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11,627 | $996,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 12,820 | $995,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 13,739 | $993,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 8,922 | $991,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 39,011 | $990,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 33,154 | $977,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 7,126 | $974,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,059 | $973,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 16,143 | $971,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 10,706 | $971,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 14,191 | $969,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 6,387 | $969,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 14,086 | $969,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 34,337 | $968,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 19,878 | $968,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 13,702 | $967,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 14,000 | $965,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 2,846 | $963,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 44,059 | $960,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 21,575 | $959,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 37,341 | $958,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 8,007 | $957,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,751 | $957,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 17,031 | $957,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 25,345 | $952,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 11,565 | $951,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 38,170 | $951,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4,971 | $940,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 7,296 | $940,000 | thousands by filing date | |
| INVESCO | 46138J874 | EXCHANGE TRADED | 40,050 | $935,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 90,584 | $931,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 13,618 | $924,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,184 | $922,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 39,485 | $912,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 20,936 | $906,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 36,829 | $903,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 26,124 | $898,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 71,576 | $895,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 18,759 | $893,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 19,110 | $890,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 7,783 | $886,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 12,389 | $886,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7,630 | $885,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 39,855 | $884,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 17,256 | $882,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 8,940 | $880,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 13,171 | $872,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 26,775 | $872,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 12,443 | $868,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 6,530 | $860,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 22,094 | $856,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 26,799 | $855,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 12,200 | $853,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 8,831 | $853,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 19,969 | $848,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 11,749 | $847,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 23,009 | $842,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 28,508 | $840,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 15,213 | $840,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 9,047 | $840,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 22,496 | $838,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 24,712 | $831,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H534 | INSPIRE 100 ETF | 22,696 | $831,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 21,977 | $829,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 5,226 | $827,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 15,254 | $826,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-21-000148 | this filing | 2021-02-09 | acceptance time not in the bulk data set |