13F-HR filed by Bleichroeder LP
Bleichroeder LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-12, with 75 holding rows worth $558,880,000.
- Accession
- 0001420506-20-001201
- Filer
- CIK 1781002
- Filed
- 2020-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 75 entries on the cover page, a total value of $558,880,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $558,880,000 with VALUE read as thousands by filing date, 13F file number 028-20050. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 475,000 | $84,132,000 | thousands by filing date | |
| ROYALTY PHARMA PLC | G7709Q104 | SHS CLASS A | 1,115,980 | $46,949,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 192,627 | $45,870,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 26,414,656 | $45,169,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 2,848,805 | $31,821,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 1,676,225 | $31,463,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 4,949,355 | $27,271,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 2,738,314 | $18,265,000 | thousands by filing date | |
| LIQTECH INTL INC | 53632A201 | COM | 2,158,448 | $18,239,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 306,099 | $18,032,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 603,600 | $15,694,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 40,000 | $14,424,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 2,196,389 | $13,749,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,299,994 | $12,220,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,714,937 | $10,751,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 109,753 | $10,455,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 913,347 | $8,640,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 200,934 | $8,096,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 684,503 | $7,879,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 236,396 | $7,820,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 580,462 | $7,459,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 579,116 | $6,799,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 500,000 | $5,005,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V205 | UNIT 08/31/2027 | 500,000 | $5,005,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 125,000 | $4,742,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 435,500 | $4,625,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 80,000 | $4,176,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 100,000 | $3,997,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 103,602 | $3,436,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,000 | $2,888,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 25,000 | $2,506,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 15,993 | $2,465,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 351,875 | $2,393,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 3,700,542 | $2,294,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 150,000 | $2,258,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 77,500 | $2,250,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 54,711 | $2,063,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 126,301 | $1,994,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 70,000 | $1,873,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 453,616 | $1,725,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 150,000 | $1,545,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 69,618 | $1,430,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 25,000 | $1,349,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 250,000 | $1,028,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,000 | $985,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,703,334 | $715,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 22,989 | $483,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 169,039 | $448,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 20,717 | $435,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 6,000 | $345,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 250,000 | $338,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 333,333 | $330,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 250,000 | $292,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,600 | $272,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 35,730 | $242,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 10,356 | $216,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 12,540 | $189,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 3,000 | $187,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 6,000 | $183,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 71,543 | $173,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 16,413 | $143,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 16,522 | $134,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,000 | $69,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 525 | $56,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 530 | $55,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 660 | $50,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 600 | $48,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,650 | $47,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,200 | $46,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 515 | $45,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 7,938 | $38,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,075 | $37,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 4,017 | $33,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 90 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 33 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-20-001201 | this filing | 2020-11-12 | acceptance time not in the bulk data set |