13F-HR filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 605 holding rows worth $2,383,130,000.
- Accession
- 0001420506-20-000528
- Filer
- CIK 1615423
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 792 entries on the cover page, a total value of $2,383,130,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,383,130,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- reports for this filerLombard Odier Asset Management (Switzerland) SA028-16247
- reports for this filerLombard Odier Asset Management (Europe) Ltd028-16246
- included managerBank Lombard Odier & Co Ltd028-16234
- included managerLombard Odier (Europe) S.A.028-16239
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 172,811 | $200,756,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 74,847 | $145,869,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 764,743 | $123,202,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 710,010 | $111,990,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 382,433 | $97,244,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 479,350 | $93,225,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,120,979 | $85,395,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,928,346 | $85,320,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 248,669 | $70,527,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 1,037,369 | $52,875,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 211,569 | $51,852,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 393,121 | $47,736,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 289,415 | $47,452,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 525,812 | $47,352,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 572,920 | $44,076,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 240,115 | $42,291,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 217,871 | $40,674,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 219,377 | $36,585,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 692,583 | $34,689,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 354,459 | $34,240,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 428,771 | $33,840,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 169,191 | $29,967,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 648,476 | $28,042,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 2,773,714 | $25,923,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 77,095 | $24,535,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 331,224 | $23,853,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 210,447 | $22,701,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 392,619 | $22,496,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 142,615 | $22,150,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 460,648 | $20,991,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 190,476 | $20,944,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 446,300 | $19,559,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16,012 | $18,622,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 89,369 | $18,105,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 446,897 | $17,568,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 321,373 | $17,274,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 313,305 | $16,956,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 259,691 | $16,790,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 82,267 | $16,676,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 332,083 | $16,353,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 161,876 | $13,369,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 301,409 | $12,850,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 205,433 | $12,326,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 32,109 | $12,055,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 106,391 | $11,885,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 214,833 | $11,442,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 68,378 | $11,305,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 246,765 | $11,219,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 116,355 | $10,975,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 112,165 | $10,116,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 106,199 | $9,831,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 222,680 | $9,432,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 126,223 | $9,322,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 84,630 | $8,638,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 5,950 | $8,004,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 30,193 | $7,962,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 30,248 | $7,799,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 250,007 | $7,644,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 86,501 | $7,480,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 308,714 | $7,239,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 83,273 | $6,887,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 90,400 | $6,776,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 39,467 | $6,443,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 166,166 | $6,309,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 62,146 | $6,277,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 25,485 | $6,131,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 117,146 | $5,776,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 40,394 | $5,740,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 155,092 | $5,711,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 340,338 | $5,254,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 32,883 | $4,313,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 21,824 | $4,156,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 25,578 | $4,076,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 29,623 | $3,964,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 42,050 | $3,600,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 73,792 | $3,528,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 29,545 | $3,428,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 24,443 | $3,334,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 28,737 | $3,189,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,132 | $3,132,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 31,500 | $3,111,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 106,000 | $3,087,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 40,000 | $2,987,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 120,620 | $2,842,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 47,411 | $2,822,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 112,301 | $2,778,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,140 | $2,709,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 84,176 | $2,453,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 97,557 | $2,421,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 2,596,000 | $2,375,000 | thousands by filing date | principal |
| QIAGEN NV | N72482123 | SHS NEW | 57,777 | $2,321,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 42,788 | $2,294,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 64,290 | $2,194,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 34,650 | $2,168,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 29,710 | $2,167,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 67,150 | $2,047,000 | thousands by filing date | |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 1,880,000 | $2,023,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100,701 | $1,871,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 1,601,000 | $1,778,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 17,090 | $1,722,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,325 | $1,596,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 25,222 | $1,587,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 16,563 | $1,586,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 8,390 | $1,582,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 97,481 | $1,566,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 34,508 | $1,564,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 1,522,000 | $1,535,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 1,534,000 | $1,479,000 | thousands by filing date | principal |
| KELLANOVA | 487836108 | COM | 24,500 | $1,470,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 50,632 | $1,453,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 43,545 | $1,421,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 36,640 | $1,417,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 35,879 | $1,415,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 26,500 | $1,398,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 65,145 | $1,383,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,606 | $1,366,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 39,280 | $1,349,000 | thousands by filing date | |
| WEIBO CORP | 948596AC5 | NOTE 1.250%11/1 | 1,540,000 | $1,324,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 1,565,000 | $1,321,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AD6 | BOND | 1,195,000 | $1,321,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,050,000 | $1,293,000 | thousands by filing date | principal |
| PPG INDS INC COM | 693506107 | Stock | 14,418 | $1,206,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 8,709 | $1,203,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 28,845 | $1,183,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 17,508 | $1,151,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 8,710 | $1,125,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,088,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,254 | $1,062,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 125,000 | $1,060,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,835 | $984,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 1,109,000 | $973,000 | thousands by filing date | principal |
| WESTERN UN CO COM | 959802109 | Stock | 52,700 | $956,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 8,301 | $938,000 | thousands by filing date | |
| CHEGG INC | 163092AB5 | NOTE 0.250% 5/1 | 650,000 | $929,000 | thousands by filing date | principal |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2,000 | $919,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,776 | $915,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 27,528 | $899,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 7,329 | $892,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 26,100 | $886,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 836,000 | $868,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 11,877 | $859,000 | thousands by filing date | |
| ETSY INC | 29786AAC0 | NOTE 3/0 | 675,000 | $853,000 | thousands by filing date | principal |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 6,091 | $849,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 820,000 | $848,000 | thousands by filing date | principal |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25,093 | $846,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,150 | $825,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 17,282 | $792,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 98,715 | $785,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,678 | $776,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 21,669 | $775,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 6,329 | $761,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 755,000 | $745,000 | thousands by filing date | principal |
| Intuit Inc. | 461202103 | COM | 3,237 | $744,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,910 | $708,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 718,000 | $686,000 | thousands by filing date | principal |
| ConocoPhillips | 20825C104 | COM | 21,901 | $676,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,090 | $675,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 19,310 | $675,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,000 | $665,000 | thousands by filing date | |
| WORKDAY INC | 98138HAF8 | NOTE 0.250%10/0 | 587,000 | $653,000 | thousands by filing date | principal |
| BARRICK GOLD CORP | 067901108 | COM | 35,234 | $640,000 | thousands by filing date | |
| QIAGEN NV | N72482AT4 | DEBT 1.000%11/1 | 600,000 | $630,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 112,991 | $621,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,023 | $603,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13,864 | $585,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 10,275 | $580,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,180 | $576,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 20,500 | $573,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,230 | $538,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 14,450 | $538,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 17,943 | $530,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,199 | $528,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,440 | $514,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,000 | $511,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 61,373 | $509,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,064 | $493,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 8,362 | $486,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 17,500 | $486,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 11,500 | $485,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,259 | $483,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,100 | $477,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 69,102 | $473,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,607 | $458,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,717 | $447,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 7,580 | $438,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 880 | $437,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 57,500 | $431,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,000 | $430,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,400 | $424,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 17,925 | $423,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 160,756 | $412,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 24,803 | $388,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,517 | $385,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 18,464 | $383,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 7,900 | $381,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 35,077 | $368,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 880 | $367,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,615 | $361,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,200 | $361,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 9,300 | $361,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $360,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,000 | $332,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 14,296 | $329,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,500 | $328,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 524 | $326,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 9,605 | $325,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,200 | $322,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,075 | $316,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 9,562 | $314,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,200 | $310,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 30,572 | $308,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,020 | $300,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,560 | $299,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 4,500 | $299,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 9,500 | $285,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 40,850 | $282,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 6,500 | $273,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,000 | $273,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 9,039 | $271,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 5,040 | $263,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,000 | $254,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F901 | CALL | 10,600 | $254,000 | thousands by filing date | call |
| Broadcom Inc. | 11135F101 | COM | 1,066 | $253,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 26,605 | $253,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 7,000 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,716 | $252,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 4,900 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,600 | $243,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 24,539 | $241,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,875 | $237,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 85,000 | $236,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,407 | $232,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 3,500 | $231,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,250 | $229,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 32,718 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,350 | $223,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,600 | $213,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 1,358 | $212,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,878 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,350 | $204,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 3,000 | $202,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,284 | $200,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,700 | $193,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,150 | $185,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 2,775 | $183,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,000 | $176,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 1,716 | $173,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,780 | $171,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 980 | $170,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 25,400 | $170,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 5,200 | $170,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,000 | $169,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,800 | $168,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,890 | $164,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,250 | $162,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 55,000 | $159,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 550 | $158,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 21,299 | $158,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,404 | $154,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,051 | $153,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 6,341 | $152,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 9,600 | $151,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 19,000 | $151,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,193 | $150,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,683 | $148,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,148 | $147,000 | thousands by filing date | |
| VISA INC | 92826C909 | CALL | 8,500 | $146,000 | thousands by filing date | call |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 3,120 | $144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,670 | $143,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,450 | $142,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 3,700 | $139,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 20,000 | $138,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,670 | $135,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 500 | $135,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 4,000 | $133,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,297 | $129,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,869 | $127,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 3,500 | $125,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 4,491 | $122,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 10,000 | $122,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,500 | $120,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,500 | $118,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 21,780 | $117,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | 57636Q904 | CL A | 5,000 | $117,000 | thousands by filing date | call |
| TWILIO INC CL A | 90138F102 | Stock | 1,300 | $116,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,050 | $114,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,300 | $114,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,100 | $113,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,356 | $112,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,933 | $110,000 | thousands by filing date | |
| IJH | 464287507 | COM | 739 | $106,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,343 | $105,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 750 | $105,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 3,360 | $105,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 25,000 | $105,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 7,245 | $103,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,250 | $101,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 3,650 | $99,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 1,600 | $98,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,877 | $98,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 400 | $97,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,000 | $95,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 8,000 | $95,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 2,053 | $91,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 13,500 | $90,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 893 | $89,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 405 | $89,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 260 | $88,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,322 | $88,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,230 | $86,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 900 | $85,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 9,000 | $85,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,520 | $84,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 7,100 | $83,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,292 | $81,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,000 | $80,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 7,400 | $80,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,649 | $80,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 310 | $79,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,000 | $78,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,940 | $78,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,000 | $77,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 6,511 | $76,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,136 | $76,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 10,433 | $76,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,374 | $75,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,000 | $75,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 1,300 | $73,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 7,886 | $71,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,450 | $70,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,100 | $69,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 496 | $68,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 761 | $68,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,458 | $64,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 6,251 | $64,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 4,500 | $64,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,000 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,900 | $63,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,000 | $63,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 19,400 | $61,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 250 | $59,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 483 | $59,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 435 | $59,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 336 | $58,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 7,000 | $56,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,216 | $55,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,330 | $54,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,389 | $54,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,280 | $52,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 493 | $49,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 925 | $48,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 4,000 | $46,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 144 | $45,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,650 | $45,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,300 | $43,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 450 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 325 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,697 | $43,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 2,999 | $42,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 885 | $40,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 293 | $40,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 4,000 | $40,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 8,562 | $39,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 2,379 | $38,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,000 | $38,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 1,770 | $38,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 750 | $37,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 420 | $37,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 686 | $37,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,000 | $36,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,326 | $36,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 1,614 | $35,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,090 | $34,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 60,000 | $34,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $32,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 310 | $31,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 350 | $31,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 700 | $30,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 750 | $29,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 50,000 | $29,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 600 | $29,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 500 | $29,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 491 | $28,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 850 | $28,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,000 | $28,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 5,000 | $28,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 126 | $27,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,000 | $27,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,000 | $27,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 295 | $26,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,500 | $26,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 4,200 | $26,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 440 | $25,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 512 | $25,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 7,500 | $25,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 280 | $24,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 650 | $24,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 140 | $23,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 9,500 | $23,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,446 | $22,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $22,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 600 | $21,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 150 | $21,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,000 | $20,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,550 | $20,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 4,346 | $20,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 400 | $20,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 3,809 | $19,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 250 | $18,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 4,402 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 310 | $18,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 48,445 | $18,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 480 | $17,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 340 | $17,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 3,000 | $17,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 19,100 | $17,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 500 | $16,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 200 | $15,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,500 | $15,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 508 | $15,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 175 | $14,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,939 | $14,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,200 | $14,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,000 | $14,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 300 | $14,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 55 | $13,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,000 | $13,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,938 | $12,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 451 | $11,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 300 | $11,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 100 | $11,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 500 | $10,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,500 | $10,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,250 | $10,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 217 | $10,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 430 | $10,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 300 | $10,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 3,900 | $10,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100 | $9,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 112 | $9,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 615 | $9,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,790 | $9,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 53 | $8,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 120 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,000 | $8,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 100 | $8,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 4,000 | $8,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 40,000 | $8,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,200 | $8,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 210 | $7,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 180 | $7,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 800 | $7,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 99 | $7,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 500 | $7,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 1,390 | $7,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 280 | $7,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,500 | $6,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 40 | $6,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 158 | $6,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,500 | $6,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,000 | $6,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,000 | $5,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,400 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,000 | $5,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 235 | $5,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 688 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,100 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 90 | $4,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 71 | $4,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 150 | $4,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 700 | $3,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45 | $3,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 25 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 620 | $2,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,384 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 180 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 500 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 19,000 | $2,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 212 | $2,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 800 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,900 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,160 | $2,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 2,000 | $2,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 285 | $2,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 43 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 25 | $1,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 100 | $1,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 100 | $1,000 | thousands by filing date | |
| AMAZON COM INC | 023135956 | PUT | 1,500 | $1,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 3,500 | $1,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 1,000 | $1,000 | thousands by filing date | put |
| ADOBE INC | 00724F951 | PUT | 1,500 | $1,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 1,000 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 800 | $1,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 45 | $1,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-20-000528 | this filing | 2020-05-13 | acceptance time not in the bulk data set |