13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-17, with 2,417 holding rows worth $920,880,000.
- Accession
- 0001420506-19-000951
- Filer
- CIK 1616654
- Filed
- 2019-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,969 entries on the cover page, a total value of $920,880,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $920,880,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 675 | $3,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 50 | $3,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 31 | $3,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,500 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,900 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 285 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 73 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 47 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 59 | $3,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 107 | $3,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 100 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 85 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 51 | $3,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 46 | $3,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 58 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 118 | $3,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 82 | $3,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 95 | $3,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 37 | $3,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 50 | $3,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 345 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 29 | $3,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 595 | $3,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 223 | $3,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 302 | $3,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 175 | $3,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 368 | $3,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 270 | $3,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 200 | $3,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 56 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 166 | $3,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 84 | $3,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000 | $3,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 75 | $3,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 70 | $3,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 44 | $3,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 50 | $3,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 72 | $3,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 135 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 60 | $3,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 160 | $3,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 569 | $3,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 330 | $3,000 | thousands by filing date | |
| BANK7 CORP | 06652N107 | COMMON STOCK | 155 | $3,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 133 | $3,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 90 | $3,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 30 | $3,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 224 | $3,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 940 | $3,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 105 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 60 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 180 | $3,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 135 | $3,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 88 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 139 | $3,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 1,100 | $3,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 85 | $3,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 100 | $3,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 60 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 185 | $3,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 74 | $3,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 730 | $3,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 430 | $3,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 85 | $3,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 750 | $3,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 1,200 | $3,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 470 | $3,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 851 | $3,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 1,000 | $3,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 175 | $3,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 3,798 | $3,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 161 | $3,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 118 | $3,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 88 | $3,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 193 | $2,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 44 | $2,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 37 | $2,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 22 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 364 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 370 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 45 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 183 | $2,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 66 | $2,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 100 | $2,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 10 | $2,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 152 | $2,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $2,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 26 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 31 | $2,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 11 | $2,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 67 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 40 | $2,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 100 | $2,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 110 | $2,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 184 | $2,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 47 | $2,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 17 | $2,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 59 | $2,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 18 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 15 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 100 | $2,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 23 | $2,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 25 | $2,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 50 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 39 | $2,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 139 | $2,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 229 | $2,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 260 | $2,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 22 | $2,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 101 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 50 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 51 | $2,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 16 | $2,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 59 | $2,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 212 | $2,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 36 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 16 | $2,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 103 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 126 | $2,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 150 | $2,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 50 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 65 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 148 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 122 | $2,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 55 | $2,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 123 | $2,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 62 | $2,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 123 | $2,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 30 | $2,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 250 | $2,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 102 | $2,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 305 | $2,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 25 | $2,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 109 | $2,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 540 | $2,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 37 | $2,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 53 | $2,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 63 | $2,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 90 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 131 | $2,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 72 | $2,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 80 | $2,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 100 | $2,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 301 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22 | $2,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 3,000 | $2,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 167 | $2,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 150 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 17 | $2,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 40 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 250 | $2,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,000 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 50 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 84 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 92 | $2,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 30 | $2,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 70 | $2,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 191 | $2,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 400 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 158 | $2,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 30 | $2,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 110 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 150 | $2,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 205 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 500 | $2,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 145 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 600 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 50 | $2,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 450 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 855 | $2,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576200 | CL B | 160 | $2,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 80 | $2,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 10 | $1,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 6 | $1,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 20 | $1,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9 | $1,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 5 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 23 | $1,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 21 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 22 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 16 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 75 | $1,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 16 | $1,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 10 | $1,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 9 | $1,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10 | $1,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 28 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 15 | $1,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 8 | $1,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 100 | $1,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 8 | $1,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 13 | $1,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 72 | $1,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 25 | $1,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 18 | $1,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 140 | $1,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 100 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 80 | $1,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 36 | $1,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 78 | $1,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 17 | $1,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 177 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 550 | $1,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 29 | $1,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 333 | $1,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 95 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 48 | $1,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 40 | $1,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 50 | $1,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 1,150 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 60 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 50 | $1,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 16 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 20 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 21 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 15 | $1,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 32 | $1,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 42 | $1,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 52 | $1,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 19 | $1,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 24 | $1,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 20 | $1,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 66 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 35 | $1,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 23 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 10 | $1,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 34 | $1,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 115 | $1,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 38 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 50 | $1,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 100 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 50 | $1,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 15 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 55 | $1,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 25 | $1,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 120 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 16 | $1,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 51 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 221 | $1,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 104 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 27 | $1,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 52 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 50 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 698 | $1,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 352 | $1,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1 | $1,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 59 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 30 | $1,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R754 | CL A | 24 | $1,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 42 | $1,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 200 | $1,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 30 | $1,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 41 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 240 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 100 | $1,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 400 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 330 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 35 | $1,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 24 | $1,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 26 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 21 | $1,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 44 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 100 | $1,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 110 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 30 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 491 | $1,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 121 | $1,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 12 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 41 | $1,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 50 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 1,472 | $1,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 82 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 475 | $1,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 366 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 358 | $1,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 583 | $1,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 420 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOX CORP CL A COM | 35137L105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FABRINET SHS | G3323L100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRINKER INTL INC COM | 109641100 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAP INC COM | 364760108 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPOK HLDGS INC COM | 84863T106 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOGEN INC | 45780L104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ANGIODYNAMICS INC | 03475V101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 1ST FINL BANCORP | 320209109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTIS INC | 349553107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| OCEANEERING INTL INC | 675232102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD NATL BANCORP IND | 680033107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANNER CORP | 06652V208 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVISTA INC | 00737L103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEACON FINANCIAL CORP. | 084680107 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HCI GROUP INC | 40416E103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VARONIS SYS INC | 922280102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HOPE BANCORP INC | 43940T109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICHOR HOLDINGS | G4740B105 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLINK CHARGING CO | 09354A100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVENT CORP | 53814L108 | COM | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| II VI INC | 902104108 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSALTA CORP | 89346D107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| UNITI GROUP INC | 91325V108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCORE WIRE CORP | 292562105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MEREDITH CORP | 589433101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPERI CORP | 98421B100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVETRUS INC | 22304C100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APERGY CORP | 03755L104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SRC ENERGY INC | 78470V108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAYNES INTL INC | 420877201 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENHILL & CO INC COM | 395259104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Proshares Short S&P | 74347B425 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TITAN MED INC | 88830X819 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCWEN FINL CORP | 675746309 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLATFELTER | 377316104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANCER GENETICS INC. | 13739u104 | COM | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL VALUE INC | 76133Q102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPUS BK IRVINE CALIF | 684000102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551308 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RTW RETAILWINDS INC | 74980D100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAGUAR HEALTH INC | 47010C409 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 138 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REXAHN PHARMACEUTICALS INC | 761640309 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 1,010 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260508 | COM NEW | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-000951 | this filing | 2019-10-17 | acceptance time not in the bulk data set |