13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-17, with 2,417 holding rows worth $920,880,000.
- Accession
- 0001420506-19-000951
- Filer
- CIK 1616654
- Filed
- 2019-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 2,969 entries on the cover page, a total value of $920,880,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $920,880,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 243 | $17,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 446 | $17,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,368 | $17,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 835 | $17,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 631 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,150 | $17,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 998 | $17,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 200 | $17,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 3,000 | $17,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 304 | $17,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,400 | $17,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $17,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 130 | $17,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 251 | $17,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 408 | $17,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F585 | OIL REFINERS ETF | 600 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 399 | $17,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 837 | $17,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 292 | $16,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 251 | $16,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 628 | $16,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 500 | $16,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 160 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 491 | $16,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,700 | $16,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 484 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 455 | $16,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 355 | $16,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 440 | $16,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 258 | $16,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 831 | $16,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 169 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,350 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V472 | S&P MDCP QUALITY | 326 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 89 | $16,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 276 | $16,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 200 | $16,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 373 | $16,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 800 | $16,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 33,000 | $16,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 280 | $16,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 3,000 | $16,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 116 | $15,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 400 | $15,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 770 | $15,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 410 | $15,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 200 | $15,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 98 | $15,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 257 | $15,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 830 | $15,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 271 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 700 | $15,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 261 | $15,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 251 | $15,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 110 | $15,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 1,621 | $15,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10 | $15,000 | thousands by filing date | principal |
| BEL FUSE INC | 077347300 | CL B | 991 | $15,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 283 | $15,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 165 | $15,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,850 | $15,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,421 | $15,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 370 | $15,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 400 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 210 | $15,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 230 | $15,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 620 | $15,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 1,935 | $15,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 575 | $14,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 299 | $14,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 213 | $14,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 250 | $14,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 273 | $14,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 385 | $14,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 300 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 116 | $14,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 436 | $14,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,400 | $14,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 226 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 470 | $14,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 149 | $14,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 91 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 198 | $14,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 510 | $14,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 458 | $14,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,766 | $14,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 560 | $14,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 505 | $14,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 386 | $14,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 580 | $14,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 500 | $14,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 433 | $14,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 763 | $14,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 1,000 | $14,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 300 | $14,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 1,000 | $14,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 126 | $13,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 443 | $13,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 150 | $13,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 120 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 350 | $13,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 410 | $13,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 153 | $13,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 5,059 | $13,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 88 | $13,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 521 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 224 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 499 | $13,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,206 | $13,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 170 | $13,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 200 | $13,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 425 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 154 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 304 | $13,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 250 | $13,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 138 | $13,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,412 | $13,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 77 | $13,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 119 | $13,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 477 | $13,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 182 | $13,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 733 | $13,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 430 | $13,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 120 | $13,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 435 | $13,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 500 | $13,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 666 | $13,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J305 | MULTIFACTOR CO | 374 | $13,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 400 | $13,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 505 | $12,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 135 | $12,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 142 | $12,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 309 | $12,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 313 | $12,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,241 | $12,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 84 | $12,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 470 | $12,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 285 | $12,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 880 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 458 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 298 | $12,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 750 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 390 | $12,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,452 | $12,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 326 | $12,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,070 | $12,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 117 | $12,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 743 | $12,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 2,300 | $12,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 421 | $12,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 314 | $12,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 76 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 551 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 521 | $12,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 800 | $12,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 900 | $12,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 415 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 291 | $12,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 505 | $12,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 802 | $12,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 850 | $12,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 431 | $12,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,135 | $12,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 374 | $11,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 604 | $11,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 97 | $11,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 179 | $11,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 238 | $11,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 300 | $11,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 68 | $11,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 300 | $11,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,225 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 489 | $11,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 797 | $11,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 123 | $11,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 34 | $11,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 242 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 727 | $11,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 252 | $11,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 450 | $11,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 827 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 2,000 | $11,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 829 | $11,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 168 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 57 | $11,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 424 | $11,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 786 | $11,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 500 | $11,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 229 | $11,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 300 | $11,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 412 | $11,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 454 | $11,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 43 | $10,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 89 | $10,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 718 | $10,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 86 | $10,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 425 | $10,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 96 | $10,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 171 | $10,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 391 | $10,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 715 | $10,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 130 | $10,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 100 | $10,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 420 | $10,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 900 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 333 | $10,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 419 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 102 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 100 | $10,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 900 | $10,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 500 | $10,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 637 | $10,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 990 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 373 | $10,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 119 | $10,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 600 | $10,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 1,000 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 515 | $10,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,649 | $10,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,900 | $10,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,560 | $10,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E552 | MSCI EMRNG MKT | 325 | $10,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 208 | $9,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 162 | $9,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 600 | $9,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 86 | $9,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 235 | $9,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 30 | $9,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,117 | $9,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q399 | BETABUILDRS US | 160 | $9,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 500 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 205 | $9,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 450 | $9,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 700 | $9,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 98 | $9,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 258 | $9,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 442 | $9,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 95 | $9,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 161 | $9,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 682 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 386 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 401 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 300 | $9,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 296 | $9,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 310 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 323 | $9,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 140 | $9,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 895 | $9,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 540 | $9,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 558 | $9,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 203 | $9,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 400 | $9,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 225 | $9,000 | thousands by filing date | |
| INVESCO BLDRS INDEX FDS TR | 46090C107 | ASIA 50ADR IDX | 300 | $9,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 27 | $8,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 328 | $8,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 256 | $8,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 116 | $8,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 250 | $8,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 42 | $8,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 54 | $8,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 400 | $8,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 55 | $8,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 267 | $8,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 373 | $8,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 443 | $8,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 900 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 114 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 56 | $8,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 153 | $8,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 243 | $8,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 574 | $8,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 112 | $8,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 200 | $8,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 80 | $8,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 113 | $8,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 300 | $8,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 469 | $8,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 165 | $8,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 890 | $8,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 70 | $8,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 175 | $8,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 327 | $8,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,624 | $8,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 401 | $8,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 928 | $8,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,000 | $8,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 361 | $8,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 300 | $8,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 498 | $8,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,633 | $8,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,560 | $8,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 250 | $8,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 276 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 408 | $8,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 116 | $7,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 146 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,612 | $7,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 175 | $7,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 671 | $7,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 80 | $7,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 350 | $7,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 265 | $7,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 25 | $7,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 136 | $7,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 143 | $7,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 80 | $7,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 26 | $7,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 91 | $7,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 164 | $7,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 400 | $7,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 242 | $7,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 168 | $7,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 327 | $7,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 489 | $7,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 175 | $7,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,282 | $7,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 123 | $7,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 222 | $7,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 622 | $7,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 1,075 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 126 | $7,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 41 | $7,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 504 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 500 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 552 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 60 | $7,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 321 | $7,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 500 | $7,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 500 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 190 | $7,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 700 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 167 | $7,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 147 | $7,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 234 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 516 | $7,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 172 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 649 | $7,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 866 | $7,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 540 | $7,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 520 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J627 | ESG REV ETF | 234 | $7,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 613 | $7,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 266 | $7,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 92 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 29 | $6,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 218 | $6,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 100 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,510 | $6,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 130 | $6,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 400 | $6,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 200 | $6,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 50 | $6,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 75 | $6,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 327 | $6,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 75 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 182 | $6,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 300 | $6,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 331 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 195 | $6,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 182 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 160 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 250 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 132 | $6,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 46 | $6,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 400 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 84 | $6,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 105 | $6,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 100 | $6,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 96 | $6,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 495 | $6,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 407 | $6,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 128 | $6,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $6,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 556 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 98 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 200 | $6,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 50 | $6,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 155 | $6,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 210 | $6,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,020 | $6,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,064 | $6,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 243 | $6,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 464 | $6,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 450 | $6,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 500 | $6,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 470 | $6,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 459 | $5,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 194 | $5,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 112 | $5,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 63 | $5,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 55 | $5,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 193 | $5,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 572 | $5,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 34 | $5,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 133 | $5,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 119 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 153 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 90 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 262 | $5,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 310 | $5,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 61 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 176 | $5,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 100 | $5,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 164 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 125 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 118 | $5,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 63 | $5,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 90 | $5,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 175 | $5,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 300 | $5,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 275 | $5,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 427 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 265 | $5,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 105 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 131 | $5,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 96 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 184 | $5,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 276 | $5,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 180 | $5,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 820 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 120 | $5,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 208 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 244 | $5,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 145 | $5,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 700 | $5,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,000 | $5,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 610 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 114 | $4,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 22 | $4,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 112 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 61 | $4,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 104 | $4,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 123 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 50 | $4,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 73 | $4,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 200 | $4,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 100 | $4,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 27 | $4,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 71 | $4,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 139 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 150 | $4,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 400 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 74 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 83 | $4,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 825 | $4,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 399 | $4,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 196 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 20 | $4,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 645 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 200 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 172 | $4,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 364 | $4,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 200 | $4,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 50 | $4,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 35 | $4,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 70 | $4,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 100 | $4,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 56 | $4,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 500 | $4,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 385 | $4,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 512 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 109 | $4,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 500 | $4,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 1,009 | $4,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 150 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 88 | $4,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 250 | $4,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,950 | $4,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 66 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 109 | $4,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 594 | $4,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 400 | $4,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 100 | $4,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 158 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 100 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 50 | $4,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 943 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 58 | $3,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 29 | $3,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 40 | $3,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 19 | $3,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 155 | $3,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 65 | $3,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 38 | $3,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 17 | $3,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 57 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 664 | $3,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 16 | $3,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 30 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,300 | $3,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 312 | $3,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 218 | $3,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 50 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-19-000951 | this filing | 2019-10-17 | acceptance time not in the bulk data set |