13F-HR/A filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR/A for the quarter ended 2017-12-31, filed 2018-02-16, with 646 holding rows worth $2,761,359,000.
- Accession
- 0001420506-18-000250
- Filer
- CIK 1615423
- Filed
- 2018-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, amendment of type new holdings, 922 entries on the cover page, a total value of $2,761,359,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,761,359,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (Switzerland) SA028-16247
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- reports for this filerLombard Odier Asset Management (Europe) Ltd028-16246
- included managerBank Lombard Odier & Co Ltd028-16234
- included managerLombard Odier Transatlantic Ltd028-16548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 174,471 | $183,786,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,471,217 | $142,283,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 951,417 | $108,483,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,279,648 | $97,569,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,532,600 | $90,868,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 534,495 | $90,457,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 500,923 | $88,393,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 766,904 | $82,481,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,170,006 | $78,850,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 626,897 | $67,036,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 3,117,529 | $57,391,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 321,696 | $52,636,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 885,529 | $50,814,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 267,787 | $46,178,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 243,627 | $46,174,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 38,287 | $44,775,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 276,150 | $40,010,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 205,508 | $35,737,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 405,868 | $34,719,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 885,243 | $34,179,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 735,562 | $33,748,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 633,839 | $29,260,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 200,170 | $27,974,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 365,488 | $26,482,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 151,585 | $25,678,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 507,175 | $25,318,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 23,607 | $24,697,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 430,586 | $24,229,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 630,193 | $24,134,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 318,052 | $23,998,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 441,161 | $22,306,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 204,640 | $22,083,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 390,060 | $21,968,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 276,486 | $21,566,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 226,527 | $20,809,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 86,389 | $20,335,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 365,001 | $20,086,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 116,492 | $20,046,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 152,833 | $19,497,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 299,489 | $18,165,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 213,260 | $18,089,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 599,910 | $17,476,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 118,858 | $17,369,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 387,600 | $16,928,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 186,297 | $16,616,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 265,470 | $16,269,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 363,831 | $15,490,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 144,088 | $15,048,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 256,878 | $13,835,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 90,516 | $13,814,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 7,948 | $13,812,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 174,690 | $13,585,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 75,900 | $13,301,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 107,400 | $12,900,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 222,985 | $12,800,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 350,528 | $11,838,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 652,381 | $11,128,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 131,216 | $10,976,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 232,977 | $10,976,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 40,985 | $10,936,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 90,214 | $10,885,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 132,737 | $9,777,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 129,208 | $9,258,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 375,928 | $9,160,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 112,888 | $9,118,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 66,793 | $9,085,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 85,150 | $8,649,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 73,560 | $8,588,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 160,540 | $8,495,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 215,520 | $8,158,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 48,300 | $8,059,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 51,024 | $7,892,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 81,905 | $7,788,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 66,192 | $7,733,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 130,980 | $7,475,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 46,265 | $7,207,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 53,606 | $6,800,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 184,938 | $6,699,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 139,781 | $6,612,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 126,000 | $6,441,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 97,483 | $6,433,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 89,189 | $6,351,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 52,119 | $6,254,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 91,650 | $6,230,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 112,269 | $6,013,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 94,318 | $5,902,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,908,200 | $5,677,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 153,640 | $5,655,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 90,700 | $5,403,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 922,800 | $5,399,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 4,550,000 | $5,306,000 | thousands by filing date | principal |
| DENTSPLY SIRONA INC | 24906P109 | COM | 80,500 | $5,299,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 110,000 | $5,292,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 272,080 | $5,156,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 125,385 | $5,017,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 100,305 | $4,794,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 54,549 | $4,767,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 19,865 | $4,654,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 43,397 | $4,585,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 62,712 | $4,572,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 254,478 | $4,441,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 100,300 | $4,423,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 40,200 | $4,394,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 103,867 | $4,366,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 35,065 | $4,338,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 3,280,000 | $4,250,000 | thousands by filing date | principal |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 53,000 | $4,229,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 54,661 | $4,183,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 26,162 | $4,004,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 102,343 | $3,935,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 15,166 | $3,784,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 50,750 | $3,659,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 61,195 | $3,620,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,947 | $3,557,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 92,755 | $3,482,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 33,382 | $3,471,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 48,200 | $3,404,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 63,950 | $3,386,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 58,604 | $3,376,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 46,960 | $3,351,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 709,000 | $3,049,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 237,100 | $3,032,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 2,412,000 | $2,983,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 153,700 | $2,914,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 18,355 | $2,891,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 151,900 | $2,824,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 673,000 | $2,672,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,393 | $2,648,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 64,257 | $2,571,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 37,500 | $2,495,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 59,830 | $2,477,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 30,900 | $2,451,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 96,957 | $2,432,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 19,115 | $2,394,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 499,248 | $2,159,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 17,600 | $2,138,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 25,893 | $2,121,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 101,446 | $2,108,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $2,084,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 67,700 | $2,028,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 38,261 | $2,007,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 49,111 | $1,946,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,900,000 | $1,917,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25,668 | $1,889,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 40,000 | $1,836,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,250 | $1,775,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 1,420,000 | $1,684,000 | thousands by filing date | principal |
| YAMANA GOLD INC | 98462Y100 | COM | 512,000 | $1,602,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 36,150 | $1,568,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 21,221 | $1,542,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 22,545 | $1,512,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 36,691 | $1,508,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,712 | $1,464,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 421,000 | $1,388,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 33,275 | $1,376,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 1,240,000 | $1,364,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,000,000 | $1,347,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 1,230,000 | $1,339,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 44,599 | $1,316,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 14,900 | $1,313,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 18,000 | $1,278,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 101,073 | $1,238,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,057 | $1,228,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 1,200,000 | $1,226,000 | thousands by filing date | principal |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15,000 | $1,224,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,800 | $1,197,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 30,250 | $1,190,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 8,852 | $1,186,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 13,874 | $1,128,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 1,040,000 | $1,075,000 | thousands by filing date | principal |
| Netflix, Inc | 64110L106 | COM | 5,445 | $1,045,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,233 | $1,005,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 25,617 | $997,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 145,792 | $983,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 815,000 | $944,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 8,861 | $932,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15,300 | $907,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 49,300 | $885,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 13,455 | $861,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 34,535 | $819,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 45,225 | $810,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 795,000 | $807,000 | thousands by filing date | principal |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 22,175 | $800,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 54,675 | $795,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y905 | CALL | 231,500 | $781,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 660,000 | $777,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,493 | $768,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 22,214 | $759,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,150 | $751,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 10,885 | $733,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 650,000 | $726,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 9,936 | $721,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 77,400 | $712,000 | thousands by filing date | call |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 540,000 | $709,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 14,211 | $694,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,566 | $680,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 6,125 | $679,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,650 | $673,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,301 | $660,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 655,000 | $660,000 | thousands by filing date | principal |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,055 | $643,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 2,600 | $638,000 | thousands by filing date | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,350 | $631,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,384 | $627,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 425,000 | $614,000 | thousands by filing date | principal |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,500 | $613,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 6,200 | $613,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 600,000 | $604,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 8,037 | $599,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 14,000 | $583,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 16,750 | $571,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 9,500 | $569,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,510 | $564,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,240 | $562,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 1,493 | $561,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,925 | $558,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,797 | $554,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 580,000 | $554,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 445,000 | $550,000 | thousands by filing date | principal |
| ISHARES TR | 464288687 | COM | 14,350 | $547,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,795 | $541,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 520,000 | $538,000 | thousands by filing date | principal |
| TECHNIPFMC PLC COM | G87110105 | Stock | 17,245 | $534,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 4,663 | $533,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 19,000 | $530,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,994 | $528,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 23,700 | $521,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 14,205 | $513,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 50,250 | $512,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 7,891 | $511,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 480,000 | $506,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 4,900 | $501,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,700 | $495,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,330 | $483,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,170 | $482,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,000 | $480,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,700 | $474,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 400,000 | $468,000 | thousands by filing date | principal |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,985 | $465,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,350 | $458,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,700 | $443,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,418 | $436,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 420,000 | $431,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 8,695 | $428,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,035 | $417,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 15,000 | $413,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,430 | $410,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 320,000 | $410,000 | thousands by filing date | principal |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,485 | $407,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 9,810 | $403,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,800 | $397,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 150,000 | $395,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,238 | $394,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 104,000 | $390,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 9,610 | $389,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,000 | $376,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,350 | $368,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,715 | $362,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,183 | $357,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 5,691 | $351,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,400 | $346,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 5,400 | $342,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,720 | $329,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 31,105 | $320,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,000 | $319,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,050 | $310,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,975 | $308,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,500 | $304,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y665 | GBL X MSCI NIGER | 13,810 | $302,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,818 | $300,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,884 | $294,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 9,223 | $293,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 75,500 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 8,065 | $285,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 5,000 | $284,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,569 | $283,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,450 | $282,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,200 | $281,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,275 | $275,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 2,965 | $274,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 9,605 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,100 | $271,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 6,610 | $271,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,325 | $269,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 6,890 | $267,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 16,320 | $264,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 9,670 | $262,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 7,915 | $261,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 11,050 | $257,000 | thousands by filing date | |
| ISHARES TR | 46434V423 | MSCI SAUDI ARBIA | 9,810 | $257,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 7,625 | $256,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 57,500 | $255,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,047 | $255,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,650 | $254,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,738 | $253,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 17,395 | $251,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,400 | $250,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 14,770 | $248,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 7,840 | $248,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,900 | $238,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,324 | $236,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,500 | $233,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,900 | $232,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 110,000 | $232,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,449 | $230,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $229,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,057 | $227,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,160 | $226,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,700 | $223,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,438 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E689 | MSCI PAKISTAN | 17,660 | $219,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,000 | $218,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,230 | $216,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,432 | $214,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,250 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 5,400 | $210,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,500 | $210,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 936 | $208,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 3,173 | $205,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 16,103 | $201,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 441 | $200,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 928 | $194,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,000 | $194,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 49,000 | $194,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,030 | $189,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 2,700 | $182,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 18,440 | $182,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 8,000 | $178,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,737 | $177,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 7,900 | $175,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,750 | $174,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,500 | $171,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,217 | $168,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,212 | $168,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,404 | $167,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,805 | $166,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 48,445 | $165,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 914 | $162,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 1,700 | $160,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,494 | $160,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 1,500 | $158,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 4,863 | $156,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,500 | $156,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 19,000 | $156,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,800 | $152,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,600 | $152,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,080 | $150,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,500 | $147,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 13,000 | $145,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 20,000 | $144,000 | thousands by filing date | put |
| PG&E CORP COM | 69331C108 | Stock | 3,173 | $142,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,505 | $138,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,800 | $136,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC | 85208M902 | COM | 14,500 | $136,000 | thousands by filing date | call |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 7,000 | $135,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 3,300 | $130,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,000 | $128,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,876 | $126,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 680 | $126,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 3,855 | $125,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 7,000 | $124,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,360 | $124,000 | thousands by filing date | |
| SALESFORCE INC | 79466L902 | CALL | 6,100 | $122,000 | thousands by filing date | call |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 28,900 | $120,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,348 | $119,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 578 | $118,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 2,865 | $115,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,440 | $115,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,500 | $112,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,000 | $110,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,400 | $108,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 2,500 | $108,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,000 | $108,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 900 | $108,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,048 | $107,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,555 | $106,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 600 | $103,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 4,100 | $102,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 6,300 | $102,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 8,500 | $102,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,386 | $101,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,000 | $101,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 7,100 | $101,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 3,000 | $101,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 425 | $100,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N901 | CALL | 16,000 | $100,000 | thousands by filing date | call |
| IJH | 464287507 | COM | 517 | $98,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,000 | $98,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 950 | $98,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 2,430 | $98,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,647 | $97,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 1,600 | $97,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,500 | $96,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 458 | $95,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 900 | $94,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,307 | $93,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 1,160 | $93,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 4,000 | $93,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 9,500 | $93,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,800 | $92,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,428 | $92,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,324 | $91,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 800 | $90,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 600 | $90,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 5,800 | $90,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,400 | $90,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 350 | $90,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 400 | $89,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,415 | $89,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,203 | $87,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 6,500 | $87,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 590 | $86,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,000 | $86,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,899 | $86,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,750 | $86,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,300 | $85,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,144 | $85,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 473 | $85,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 1,542 | $85,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 437 | $84,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,547 | $84,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,000 | $83,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,750 | $83,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 845 | $81,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 4,500 | $81,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 35,000 | $79,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 761 | $75,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,078 | $75,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,330 | $74,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,160 | $73,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,099 | $73,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 4,377 | $73,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 812 | $72,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,900 | $72,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,400 | $71,000 | thousands by filing date | |
| APTIV PLC | G6095L959 | OPTION | 25,000 | $71,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 7,505 | $70,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,067 | $70,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 719 | $70,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 4,700 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,570 | $69,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,189 | $66,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,750 | $66,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $65,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 470 | $63,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 500 | $63,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 335 | $62,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,280 | $62,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 6,058 | $62,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 1,200 | $62,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 890 | $62,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 275 | $61,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,500 | $60,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 511 | $59,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,061 | $59,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 24,800 | $59,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 850 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,000 | $58,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 5,625 | $57,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,432 | $56,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,560 | $56,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 939 | $56,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,000 | $56,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J908 | COM | 6,300 | $55,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 575 | $54,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 804 | $53,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 622 | $52,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 163 | $52,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,373 | $52,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 5,772 | $52,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,000 | $51,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 400 | $51,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 585 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 2,200 | $51,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 800 | $51,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 839 | $49,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 458 | $48,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 7,271 | $48,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 550 | $47,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 2,500 | $47,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 800 | $47,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,420 | $47,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 17,320 | $47,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 300 | $46,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 685 | $46,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $46,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,000 | $46,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 15,000 | $46,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 3,500 | $45,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 821 | $45,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 3,000 | $45,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,370 | $45,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 1,000 | $44,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,500 | $43,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 2,500 | $43,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 4,220 | $43,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 500 | $41,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 400 | $40,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 285 | $40,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 3,000 | $40,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-18-000144 | superseded | 2018-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-18-000250 | this filing | 2018-02-16 | acceptance time not in the bulk data set |