13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 847 holding rows worth $1,212,632,000.
- Accession
- 0001420506-17-000670
- Filer
- CIK 1449126
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 847 entries on the cover page, a total value of $1,212,632,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,212,632,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,781 | $405,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 15,031 | $404,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 30,695 | $403,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 46,859 | $401,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,021 | $397,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 19,537 | $397,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,207 | $395,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,129 | $393,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,281 | $392,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 7,907 | $390,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 11,791 | $389,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 11,496 | $388,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,562 | $387,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 15,468 | $386,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 6,064 | $383,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,578 | $383,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 12,868 | $381,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 9,716 | $378,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,510 | $378,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 25,762 | $378,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 7,295 | $377,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 13,336 | $377,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 19,002 | $376,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,100 | $375,000 | thousands by filing date | call |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 6,669 | $374,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 4,889 | $373,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,124 | $371,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,114 | $370,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,944 | $369,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 6,887 | $369,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 19,500 | $369,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 14,563 | $368,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,430 | $367,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,932 | $366,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 34,975 | $365,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 7,676 | $363,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,381 | $361,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 38,273 | $361,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,003 | $360,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 17,893 | $359,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,797 | $355,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 15,309 | $355,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 17,413 | $353,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 11,260 | $353,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 19,660 | $353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,462 | $352,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 11,325 | $351,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,412 | $350,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,267 | $347,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,279 | $347,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,613 | $345,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 50,231 | $344,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 24,539 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,433 | $342,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 6,361 | $341,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 10,275 | $341,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,535 | $340,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 6,347 | $340,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 11,805 | $340,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,679 | $339,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,975 | $339,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 19,467 | $338,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,572 | $336,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 14,703 | $335,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,761 | $334,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,344 | $333,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 14,872 | $333,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 52,780 | $331,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,972 | $328,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 25,962 | $328,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,599 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,198 | $326,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,075 | $326,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,182 | $326,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 21,562 | $323,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,454 | $321,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 14,456 | $320,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,174 | $319,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,665 | $316,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 22,466 | $315,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 34,690 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 6,666 | $315,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,115 | $314,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 22,374 | $314,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 10,348 | $314,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,197 | $313,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,798 | $313,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 2,680 | $313,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 18,991 | $313,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,222 | $312,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,837 | $311,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 170 | $311,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 8,755 | $311,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,620 | $309,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,553 | $309,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,494 | $309,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,000 | $308,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 3,131 | $306,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,591 | $305,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 10,000 | $304,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 13,995 | $303,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,593 | $302,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,779 | $302,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,203 | $301,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,235 | $301,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,356 | $300,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 8,844 | $300,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 9,750 | $299,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 13,822 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 13,963 | $299,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 5,849 | $299,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,052 | $298,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,154 | $295,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,418 | $295,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,256 | $295,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,450 | $294,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 18,062 | $294,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,707 | $293,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,878 | $292,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,342 | $291,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,000 | $291,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 2,000 | $290,000 | thousands by filing date | call |
| KROGER CO COM | 501044101 | Stock | 14,454 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,401 | $290,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 20,956 | $290,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,316 | $290,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,166 | $289,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 9,943 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,093 | $286,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 14,201 | $284,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,181 | $284,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,364 | $283,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,240 | $283,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 20,265 | $283,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 6,236 | $282,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,137 | $282,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 9,207 | $282,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 23,542 | $279,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 5,635 | $278,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,275 | $277,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,578 | $273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 19,987 | $273,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 15,967 | $272,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,726 | $272,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,693 | $271,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,725 | $268,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,553 | $268,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 120,790 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,198 | $267,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,423 | $265,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 17,227 | $265,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,708 | $264,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,707 | $264,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,727 | $262,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,606 | $262,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,352 | $261,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,552 | $261,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 5,358 | $261,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,243 | $259,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,959 | $259,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,522 | $259,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 11,202 | $258,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,319 | $258,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 11,696 | $258,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,436 | $257,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,748 | $256,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 10,988 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,984 | $255,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 10,666 | $255,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,251 | $254,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,242 | $254,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 8,435 | $254,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,517 | $253,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,649 | $253,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,922 | $252,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,910 | $252,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,272 | $252,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4,843 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,090 | $251,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,583 | $250,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,976 | $250,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,614 | $249,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,191 | $248,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,010 | $247,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 11,927 | $247,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 21,431 | $246,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,953 | $246,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,785 | $246,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,265 | $245,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,414 | $244,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 2,830 | $244,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,661 | $243,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 19,489 | $242,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 14,683 | $242,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,460 | $241,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,029 | $240,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,936 | $240,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 16,050 | $240,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 30,608 | $240,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,091 | $239,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 760 | $238,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 12,124 | $237,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,905 | $237,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16,506 | $237,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 23,396 | $237,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 2,614 | $234,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,239 | $233,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 13,155 | $232,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,661 | $232,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,255 | $231,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,156 | $230,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 25,480 | $230,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 12,548 | $230,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 4,476 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,009 | $229,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,560 | $228,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,593 | $227,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 2,325 | $227,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,545 | $226,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,800 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,371 | $225,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,448 | $224,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 9,726 | $224,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,711 | $224,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,332 | $223,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,643 | $223,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 11,399 | $223,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 24,719 | $223,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,783 | $221,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,058 | $221,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 11,774 | $219,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 15,324 | $219,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 18,584 | $218,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 15,230 | $218,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,165 | $217,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,048 | $217,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 5,219 | $216,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,601 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,554 | $215,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 3,319 | $215,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 4,488 | $215,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 3,917 | $214,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 943 | $214,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 8,702 | $214,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 4,277 | $214,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 162 | $213,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 7,955 | $213,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,062 | $213,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,966 | $213,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,648 | $212,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,487 | $212,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,916 | $211,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,156 | $211,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 13,980 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,229 | $210,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 16,207 | $210,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 15,143 | $209,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,737 | $208,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,383 | $208,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 24,249 | $208,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,838 | $207,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 2,452 | $206,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 4,420 | $206,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,453 | $206,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,221 | $206,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,875 | $205,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,377 | $204,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 8,018 | $202,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,184 | $202,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,607 | $202,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 1,607 | $202,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 52,412 | $202,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,526 | $202,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,928 | $200,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 8,334 | $200,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,829 | $199,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 15,083 | $194,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 42,590 | $193,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,781 | $192,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,870 | $189,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 10,161 | $187,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,697 | $187,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,644 | $179,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,041 | $178,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 41,169 | $177,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,409 | $175,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 20,288 | $175,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 19,364 | $170,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 17,139 | $169,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 12,000 | $168,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 28,051 | $167,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 12,766 | $160,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 30,597 | $158,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 28,042 | $157,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 11,355 | $157,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,784 | $154,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 10,040 | $153,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,168 | $150,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 16,042 | $147,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 13,542 | $147,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,923 | $146,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 10,291 | $144,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 26,136 | $138,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 25,444 | $137,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 19,450 | $133,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 21,328 | $130,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23,300 | $129,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 32,479 | $125,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 17,204 | $123,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 10,830 | $122,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 28,634 | $121,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 15,000 | $121,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 61,742 | $120,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,167 | $118,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 153,970 | $118,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 11,855 | $115,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,920 | $113,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,985 | $113,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,500 | $111,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,947 | $109,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 51,995 | $102,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 14,943 | $99,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 10,465 | $96,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 11,340 | $88,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,334 | $86,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,838 | $85,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 23,710 | $83,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 11,000 | $79,000 | thousands by filing date | call |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,458 | $71,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,057 | $70,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 11,736 | $70,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,200 | $70,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,000 | $54,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,521 | $50,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,108 | $48,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,350 | $48,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 20,589 | $45,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 13,700 | $44,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $44,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 14,472 | $43,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 43,000 | $35,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,036 | $32,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,876 | $31,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $21,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,113 | $19,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 16,278 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 20,000 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000670 | this filing | 2017-11-06 | acceptance time not in the bulk data set |