13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 847 holding rows worth $1,212,632,000.
- Accession
- 0001420506-17-000670
- Filer
- CIK 1449126
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 847 entries on the cover page, a total value of $1,212,632,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,212,632,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 308,035 | $77,911,000 | thousands by filing date | |
| IJH | 464287507 | COM | 181,317 | $32,438,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 165,293 | $25,475,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 144,697 | $20,752,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 227,213 | $16,864,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 139,710 | $15,311,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 258,140 | $13,514,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 260,452 | $13,111,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 330,504 | $12,827,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 209,708 | $12,085,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 94,211 | $11,421,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 42,594 | $10,701,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 120,526 | $10,698,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 80,724 | $10,495,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 259,908 | $10,181,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 69,247 | $10,072,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 133,076 | $9,456,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 306,369 | $9,115,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 122,207 | $9,103,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 139,446 | $8,948,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 77,973 | $8,856,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 58,500 | $8,669,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 48,988 | $8,371,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 121,761 | $7,722,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 142,016 | $7,672,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 300,279 | $7,312,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 27,403 | $6,993,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 74,117 | $6,941,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 64,073 | $6,914,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 98,670 | $6,791,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 134,381 | $6,651,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,697 | $6,544,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 75,909 | $6,223,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 504,873 | $6,043,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 118,976 | $5,981,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 65,026 | $5,916,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 39,426 | $5,847,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 240,661 | $5,819,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,922 | $5,693,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 59,322 | $5,666,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 47,473 | $5,578,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 33,494 | $5,510,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 107,823 | $5,493,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 21,599 | $5,491,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 47,135 | $5,487,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 25,041 | $5,067,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 62,520 | $4,994,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,308 | $4,957,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 55,271 | $4,911,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 120,409 | $4,759,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 128,292 | $4,580,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100,518 | $4,504,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 170,547 | $4,410,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 49,350 | $4,242,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 165,438 | $4,192,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 48,816 | $4,123,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 213,843 | $4,052,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 123,198 | $4,000,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 26,141 | $3,993,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 78,462 | $3,971,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 35,417 | $3,947,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 17,358 | $3,885,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 56,530 | $3,871,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,014 | $3,728,000 | thousands by filing date | |
| VTI | 922908769 | COM | 28,554 | $3,698,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 45,031 | $3,651,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 36,951 | $3,642,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 33,820 | $3,631,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 82,575 | $3,585,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 19,874 | $3,553,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 58,173 | $3,547,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 65,300 | $3,525,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 27,253 | $3,508,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 34,243 | $3,486,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 91,065 | $3,458,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 17,506 | $3,429,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 54,789 | $3,397,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 98,232 | $3,287,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 20,868 | $3,270,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 33,493 | $3,200,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 22,482 | $3,187,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 28,418 | $3,155,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 21,484 | $3,149,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 25,871 | $3,145,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 69,841 | $3,144,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 129,562 | $3,144,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 48,616 | $3,113,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 23,221 | $3,063,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 57,485 | $3,028,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 36,033 | $2,994,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 88,808 | $2,987,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 22,927 | $2,954,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 87,463 | $2,953,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 28,946 | $2,950,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 19,834 | $2,892,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 58,506 | $2,875,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,948 | $2,871,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,986 | $2,864,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 53,602 | $2,844,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 47,297 | $2,812,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 33,991 | $2,786,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 17,502 | $2,775,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 14,822 | $2,764,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 60,259 | $2,759,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 28,364 | $2,744,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 51,815 | $2,705,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 65,704 | $2,651,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 101,116 | $2,646,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 66,369 | $2,620,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 56,575 | $2,612,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 45,664 | $2,612,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 33,317 | $2,608,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 18,324 | $2,590,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 20,872 | $2,587,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 51,215 | $2,585,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,298 | $2,582,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,133 | $2,569,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 22,142 | $2,568,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 153,770 | $2,520,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 65,804 | $2,506,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 36,173 | $2,477,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 56,846 | $2,477,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 25,973 | $2,462,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 25,691 | $2,458,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 27,392 | $2,443,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 214,264 | $2,404,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,249 | $2,401,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 62,325 | $2,395,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 29,245 | $2,390,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 26,163 | $2,389,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 14,406 | $2,367,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 124,763 | $2,332,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 22,052 | $2,330,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 21,962 | $2,311,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 34,807 | $2,300,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 29,386 | $2,296,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 77,864 | $2,271,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,893 | $2,250,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 27,631 | $2,239,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 34,854 | $2,222,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 17,355 | $2,218,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 53,535 | $2,196,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 26,514 | $2,156,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 67,499 | $2,154,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 71,784 | $2,139,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 27,709 | $2,132,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 17,884 | $2,105,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 38,562 | $2,092,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 32,724 | $2,089,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 14,327 | $2,079,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 14,008 | $2,059,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 20,309 | $2,039,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25,476 | $2,033,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 36,858 | $2,033,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 19,935 | $1,990,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 24,365 | $1,983,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 16,978 | $1,980,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 20,646 | $1,978,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 40,931 | $1,941,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 36,884 | $1,909,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 31,719 | $1,904,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 27,764 | $1,892,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 16,276 | $1,825,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 10,049 | $1,822,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 33,449 | $1,805,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 43,093 | $1,787,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 51,743 | $1,787,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,802 | $1,778,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 9,957 | $1,773,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 29,558 | $1,747,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 46,492 | $1,744,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 59,994 | $1,735,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 42,430 | $1,723,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 9,451 | $1,691,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 136,555 | $1,681,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 20,714 | $1,660,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 31,895 | $1,610,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,612 | $1,573,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 185,932 | $1,571,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 29,272 | $1,562,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 18,538 | $1,556,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 73,003 | $1,555,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 31,731 | $1,548,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 26,018 | $1,535,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 20,624 | $1,521,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 28,337 | $1,519,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 28,186 | $1,514,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 45,533 | $1,503,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 16,701 | $1,497,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 99,585 | $1,497,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 49,158 | $1,480,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 29,068 | $1,471,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 36,989 | $1,470,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 17,097 | $1,462,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 10,248 | $1,455,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 24,864 | $1,445,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 41,893 | $1,440,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 13,072 | $1,439,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 30,679 | $1,437,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 31,048 | $1,417,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 21,471 | $1,398,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 38,522 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12,916 | $1,376,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 27,849 | $1,372,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 22,856 | $1,370,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 21,395 | $1,370,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 15,057 | $1,356,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 6,768 | $1,326,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 25,140 | $1,325,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 90,529 | $1,290,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 55,520 | $1,286,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 11,065 | $1,285,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 15,741 | $1,274,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 15,894 | $1,271,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 17,892 | $1,271,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 9,482 | $1,259,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 26,245 | $1,255,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 24,029 | $1,246,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 48,466 | $1,246,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,179 | $1,240,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,214 | $1,240,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 56,622 | $1,239,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 25,153 | $1,216,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 13,411 | $1,213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 41,815 | $1,213,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 39,024 | $1,211,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 16,597 | $1,207,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 356,114 | $1,207,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 9,283 | $1,193,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 23,256 | $1,180,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 93,461 | $1,139,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 21,726 | $1,129,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 6,015 | $1,122,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,293 | $1,116,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 30,514 | $1,115,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 14,438 | $1,109,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,477 | $1,108,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 25,903 | $1,101,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,984 | $1,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 22,845 | $1,101,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 12,864 | $1,093,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 577,700 | $1,086,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,714 | $1,077,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 42,779 | $1,055,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,469 | $1,051,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 90,172 | $1,040,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 56,701 | $1,037,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 9,543 | $1,022,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,560 | $1,014,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,115 | $1,009,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 38,577 | $1,006,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,076 | $999,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 5,805 | $998,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9,744 | $997,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 11,702 | $991,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 21,350 | $968,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 6,215 | $945,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 12,234 | $945,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 13,166 | $925,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 14,331 | $920,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,117 | $919,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 16,168 | $918,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 5,293 | $916,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,741 | $914,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 19,129 | $913,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 22,560 | $911,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 24,004 | $911,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,018 | $907,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,668 | $899,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 46,640 | $895,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,517 | $886,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 14,083 | $885,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 16,952 | $883,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 17,278 | $882,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,356 | $881,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,500 | $879,000 | thousands by filing date | put |
| WP CAREY INC COM | 92936U109 | REIT | 12,981 | $875,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 17,514 | $870,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 9,565 | $867,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 14,844 | $866,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,296 | $864,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,701 | $863,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,603 | $863,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 9,915 | $858,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 55,357 | $852,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 19,589 | $845,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 21,931 | $844,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,540 | $844,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 20,043 | $839,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 13,716 | $831,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 18,782 | $828,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 122,706 | $825,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 35,860 | $823,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7,493 | $819,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 8,182 | $818,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 10,483 | $815,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 16,211 | $815,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,523 | $814,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,655 | $810,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 51,217 | $809,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 8,307 | $799,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 37,407 | $799,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 7,234 | $797,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 28,480 | $793,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 37,441 | $793,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,685 | $791,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 37,166 | $790,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 15,671 | $788,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,252 | $787,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 16,186 | $787,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,814 | $784,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 10,765 | $784,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 36,420 | $783,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 26,227 | $778,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 16,088 | $776,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 12,023 | $776,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,817 | $773,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 19,602 | $771,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 41,125 | $771,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,105 | $770,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 12,239 | $768,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 6,134 | $767,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 42,659 | $764,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 33,700 | $762,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 22,930 | $743,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 22,068 | $736,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 4,692 | $734,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 30,413 | $731,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 38,264 | $730,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5,831 | $720,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 20,303 | $714,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 45,196 | $711,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 41,869 | $703,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,636 | $703,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 6,001 | $701,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 6,125 | $700,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 7,899 | $695,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,545 | $691,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 44,865 | $691,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 12,424 | $688,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 7,183 | $682,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 14,194 | $672,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,657 | $670,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 16,032 | $668,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,325 | $666,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 39,063 | $665,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,855 | $664,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,895 | $660,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 10,080 | $659,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,646 | $656,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 107,178 | $655,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 622 | $651,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 6,937 | $642,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 25,505 | $642,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 7,663 | $634,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 16,687 | $623,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 12,359 | $622,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 10,922 | $620,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 17,852 | $616,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 24,880 | $615,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 59,124 | $615,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 73,908 | $613,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 13,457 | $613,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,136 | $612,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,028 | $611,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 35,607 | $611,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 30,335 | $610,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 4,840 | $608,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,056 | $606,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 99,785 | $602,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 5,601 | $600,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 16,562 | $599,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 4,275 | $598,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,349 | $597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 23,698 | $588,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 15,765 | $586,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 8,825 | $586,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 12,356 | $585,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 6,274 | $582,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 12,345 | $578,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,281 | $576,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 55,110 | $575,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 9,146 | $574,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 15,298 | $572,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 38,011 | $571,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 19,968 | $568,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 10,589 | $564,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 21,207 | $563,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,490 | $562,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 40,044 | $561,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 15,003 | $561,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,165 | $560,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 10,616 | $557,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,112 | $552,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 14,322 | $550,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,587 | $548,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 4,443 | $545,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,890 | $544,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 15,874 | $544,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 10,596 | $541,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,290 | $540,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,321 | $540,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 20,968 | $538,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 10,455 | $537,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 15,202 | $533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 9,687 | $532,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 6,641 | $530,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,296 | $528,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,404 | $526,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,131 | $526,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 31,173 | $526,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,455 | $523,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 3,489 | $521,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8,310 | $519,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 20,502 | $519,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 24,154 | $517,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 5,389 | $516,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 7,689 | $515,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,228 | $515,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 15,240 | $514,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,922 | $514,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 11,059 | $512,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 20,217 | $511,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 28,215 | $511,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 13,116 | $511,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 20,268 | $510,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 26,307 | $508,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,195 | $502,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 20,274 | $502,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 10,458 | $502,000 | thousands by filing date | |
| PROSHARES SP 500 DIVIDEND ARISTOCRATS ETF | 74347B482 | ETF | 12,235 | $502,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 3,693 | $501,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,728 | $501,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,994 | $499,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 19,535 | $499,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 24,552 | $495,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 12,242 | $493,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,729 | $493,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,114 | $491,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 11,658 | $491,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,413 | $490,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 37,239 | $489,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,644 | $489,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,380 | $484,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,699 | $484,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 35,193 | $482,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 8,807 | $481,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 11,666 | $481,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,462 | $478,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,518 | $475,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 26,140 | $473,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 24,523 | $470,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 20,056 | $469,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 24,764 | $466,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,023 | $462,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,350 | $459,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 9,668 | $459,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,138 | $458,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 18,768 | $458,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 10,394 | $456,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 10,950 | $455,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,505 | $450,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,003 | $448,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,613 | $448,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 15,831 | $445,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 23,447 | $445,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 8,976 | $443,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 12,660 | $442,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 15,246 | $441,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,896 | $440,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 17,766 | $438,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,753 | $438,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 3,052 | $437,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,569 | $436,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,979 | $432,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 10,360 | $431,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,608 | $430,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,795 | $430,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 14,437 | $430,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 12,613 | $429,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 25,356 | $426,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,370 | $425,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 3,944 | $423,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,063 | $423,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 9,956 | $422,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,777 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,168 | $416,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 25,765 | $415,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 11,527 | $415,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 19,657 | $414,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 4,907 | $414,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 6,327 | $414,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,293 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,693 | $411,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 16,866 | $410,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 11,846 | $410,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 8,310 | $409,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,497 | $405,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 14,949 | $405,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 40,170 | $405,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000670 | this filing | 2017-11-06 | acceptance time not in the bulk data set |