13F-HR filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 710 holding rows worth $2,886,770,000.
- Accession
- 0001420506-17-000587
- Filer
- CIK 1615423
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A combination report, 997 entries on the cover page, a total value of $2,886,770,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,886,770,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (Europe) Ltd028-16246
- reports for this filerLombard Odier Asset Management (Switzerland) SA028-16247
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- included managerBank Lombard Odier & Co Ltd028-16234
- included managerLombard Odier Transatlantic Ltd028-16548
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 196,765 | $182,915,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,930,857 | $140,062,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,144,309 | $107,337,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,376,449 | $102,659,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,520,000 | $84,208,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 1,248,591 | $82,223,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 768,488 | $81,672,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 533,012 | $80,458,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 285,801 | $69,472,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 4,028,220 | $68,306,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 790,133 | $57,807,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 632,184 | $57,787,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 410,417 | $54,915,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 354,388 | $51,027,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 232,565 | $40,052,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 251,307 | $38,545,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 802,389 | $35,988,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 553,398 | $35,460,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 246,068 | $34,668,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 991,581 | $29,582,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 218,995 | $28,968,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 304,958 | $27,874,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 392,779 | $27,077,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 350,942 | $26,013,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 417,739 | $25,300,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 446,078 | $24,508,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 166,275 | $24,273,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 246,662 | $23,601,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 25,489 | $23,161,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 22,805 | $22,077,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 647,690 | $21,854,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 390,000 | $21,555,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 140,562 | $21,531,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 277,052 | $21,355,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 234,400 | $21,217,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 170,386 | $20,806,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 664,573 | $20,802,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 95,895 | $19,962,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 226,031 | $19,703,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 224,083 | $18,089,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 591,900 | $16,751,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 13,840,000 | $16,640,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 290,190 | $16,077,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 185,699 | $15,902,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 387,600 | $15,188,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 213,907 | $15,138,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 8,005 | $14,972,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 289,478 | $14,771,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 109,332 | $14,763,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 258,070 | $14,380,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 161,953 | $14,195,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 507,844 | $13,719,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 53,042 | $12,826,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100,686 | $12,601,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 219,326 | $11,965,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 131,010 | $11,628,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 90,000 | $11,620,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 8,300,000 | $11,496,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 119,400 | $11,433,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 143,650 | $11,051,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 77,400 | $10,947,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 135,801 | $10,633,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BL2 | NOTE 6.000%12/3 | 10,000,000 | $10,439,000 | thousands by filing date | principal |
| Starbucks Corporation | 855244109 | COM | 177,322 | $10,338,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 450,159 | $10,202,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 88,700 | $10,061,000 | thousands by filing date | |
| AUSTRALIA & NEW ZEALA BKG 14 | Q0426RND6 | DEBT 4.400% 5/1 | 9,650,000 | $10,036,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 160,695 | $9,482,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 6,400,000 | $9,412,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 63,658 | $9,255,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 387,411 | $8,975,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 241,388 | $8,885,000 | thousands by filing date | |
| STANDARD CHARTERED PLC | G84228CQ9 | DEBT 7.500%12/3 | 7,900,000 | $8,626,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 254,080 | $8,440,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 198,120 | $8,200,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 68,846 | $8,148,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 180,976 | $8,079,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 46,667 | $7,905,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 56,198 | $7,735,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280BC2 | NOTE 6.875%12/3 | 6,800,000 | $7,409,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 72,650 | $7,391,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 54,469 | $7,219,000 | thousands by filing date | |
| VTI | 922908769 | COM | 57,300 | $7,131,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 48,300 | $6,919,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,600,000 | $6,692,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 196,569 | $6,606,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 133,157 | $6,472,000 | thousands by filing date | |
| SVENSKA HANDELSBANKEN AB NY | W9124Y2Y7 | MTNF 5.250%12/3 | 6,100,000 | $6,305,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 99,231 | $6,259,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 90,000 | $6,251,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 52,249 | $6,137,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,580,000 | $6,076,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 5,680,000 | $6,068,000 | thousands by filing date | principal |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 110,000 | $5,737,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 49,159 | $5,676,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 4,170,000 | $5,452,000 | thousands by filing date | principal |
| GOLDCORP INC NEW | 380956409 | COM | 421,400 | $5,427,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 100,000 | $5,386,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 213,010 | $5,381,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 130,000 | $5,370,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 87,209 | $5,223,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 80,500 | $5,219,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 37,914 | $5,171,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 101,570 | $5,094,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 97,275 | $5,053,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 4,920,000 | $5,000,000 | thousands by filing date | principal |
| TE CONNECTIVITY LTD | H84989104 | SHS | 62,784 | $4,945,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 922,800 | $4,753,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 78,000 | $4,749,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 42,102 | $4,630,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 88,000 | $4,573,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 4,400,000 | $4,564,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,600,000 | $4,532,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 3,800,000 | $4,520,000 | thousands by filing date | principal |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 100,305 | $4,462,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 151,800 | $4,429,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 63,324 | $4,409,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 83,677 | $4,378,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 363,050 | $4,360,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 80,692 | $4,323,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 3,840,000 | $4,320,000 | thousands by filing date | principal |
| Chevron Corporation | 166764100 | COM | 41,304 | $4,310,000 | thousands by filing date | |
| MACQUARIE BK LTD | 55608YAC9 | MTNF 6.125%12/3 | 4,100,000 | $4,289,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 163,560 | $4,036,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,260,000 | $3,864,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 32,000 | $3,777,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 126,700 | $3,776,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 73,563 | $3,754,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 3,200,000 | $3,668,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,640,000 | $3,668,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 48,413 | $3,604,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 32,900 | $3,602,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 103,867 | $3,599,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 92,443 | $3,507,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 42,600 | $3,486,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 673,000 | $3,432,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 32,100 | $3,422,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 46,936 | $3,387,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 61,500 | $3,386,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 50,750 | $3,323,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 35,058 | $3,291,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 352,160 | $3,289,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 15,000 | $3,260,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 3,180,000 | $3,228,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 25,249 | $3,123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 48,200 | $3,113,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 56,300 | $3,105,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 2,920,000 | $3,091,000 | thousands by filing date | principal |
| YUM CHINA HLDGS INC | 98850P109 | COM | 77,650 | $3,060,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 77,890 | $3,054,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,600,000 | $3,012,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 91,285 | $2,955,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 2,980,000 | $2,924,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 63,565 | $2,832,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,595,000 | $2,764,000 | thousands by filing date | principal |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 98,926 | $2,706,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 2,200,000 | $2,652,000 | thousands by filing date | principal |
| UBS AG JERSEY BRANCH | H72108EU5 | DEBT 4.750% 5/2 | 2,550,000 | $2,615,000 | thousands by filing date | principal |
| VWO | 922042858 | SHS | 63,300 | $2,584,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2,400,000 | $2,584,000 | thousands by filing date | principal |
| BB & T CORP | 054937107 | COM | 55,633 | $2,526,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,160,000 | $2,516,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 1,960,000 | $2,516,000 | thousands by filing date | principal |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 15,950 | $2,460,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 102,600 | $2,393,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,300 | $2,285,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 28,400 | $2,274,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 1,520,000 | $2,248,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 42,600 | $2,216,000 | thousands by filing date | |
| SOCIETE GENERALE | F849BQAA2 | DEBT 8.250%12/3 | 2,000,000 | $2,140,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 509,248 | $2,066,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 37,500 | $2,051,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,920,000 | $2,032,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 1,600,000 | $2,024,000 | thousands by filing date | principal |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 16,296 | $2,014,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 12,984 | $1,999,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 8,115 | $1,976,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 63,100 | $1,888,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,920,000 | $1,844,000 | thousands by filing date | principal |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 7 | $1,784,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 24,293 | $1,762,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 101,446 | $1,755,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 16,195 | $1,740,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 100,616 | $1,740,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 49,000 | $1,713,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 20,261 | $1,709,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 1,650,000 | $1,683,000 | thousands by filing date | principal |
| BUNGE LTD | G16962105 | COM | 22,545 | $1,681,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 151,900 | $1,645,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 65,499 | $1,590,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 38,450 | $1,551,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 19,300 | $1,551,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 42,000 | $1,512,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 19,570 | $1,510,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 10,000 | $1,474,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 19,100 | $1,464,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 12,000 | $1,420,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 121,625 | $1,399,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,565 | $1,352,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 421,000 | $1,336,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 33,399 | $1,260,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,193 | $1,255,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 22,800 | $1,239,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 512,000 | $1,234,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,388 | $1,224,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 18,105 | $1,211,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 22,488 | $1,207,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 18,000 | $1,195,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 73,928 | $1,173,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,224 | $1,158,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 26,361 | $1,126,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 13,846 | $1,080,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 990,000 | $1,075,000 | thousands by filing date | principal |
| GAMESTOP CORP | 36467W109 | CL A | 49,300 | $1,065,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 7,932 | $1,053,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 66,030 | $1,037,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,723 | $1,034,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 293,400 | $1,021,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 10,500 | $1,014,000 | thousands by filing date | |
| QIAGEN NV | N72482AA5 | DEBT 0.375% 3/1 | 800,000 | $984,000 | thousands by filing date | principal |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 22,900 | $982,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 11,303 | $969,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 900,000 | $944,000 | thousands by filing date | principal |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 820,000 | $939,000 | thousands by filing date | principal |
| IJH | 464287507 | COM | 5,180 | $901,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 20,700 | $882,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 25,989 | $866,000 | thousands by filing date | |
| KBC BK NV N Y BRH | B5339WGK8 | DEBT 8.000% 1/2 | 800,000 | $852,000 | thousands by filing date | principal |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 8,600 | $846,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,950 | $845,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 6,510 | $844,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 7,290 | $835,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 800,000 | $832,000 | thousands by filing date | principal |
| ALIO GOLD INC | 01627X108 | COM | 182,500 | $825,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,940 | $796,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 40,491 | $725,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 23,700 | $720,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,715 | $700,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 7,480 | $700,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 65,474 | $689,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 303,000 | $682,000 | thousands by filing date | call |
| FORTINET INC COM | 34959E109 | Stock | 18,025 | $675,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 610,000 | $674,000 | thousands by filing date | principal |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,552 | $655,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 12,970 | $625,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,065 | $621,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,587 | $612,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 22,092 | $597,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 10,328 | $595,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 11,700 | $585,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 12,321 | $583,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,500 | $581,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 6,055 | $581,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,195 | $566,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 14,350 | $562,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,900 | $558,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,500 | $555,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 6,869 | $555,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,600 | $555,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 13,940 | $553,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 6,200 | $549,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 202,500 | $536,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,000 | $525,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 147,000 | $524,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 59,350 | $520,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 4,270 | $512,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 29,700 | $500,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 5,560 | $499,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 19,964 | $489,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,030 | $489,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 10,000 | $486,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,937 | $484,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 8,700 | $479,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 11,550 | $471,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 17,050 | $467,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 2,000,000 | $467,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 8,391 | $457,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,350 | $455,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 9,910 | $450,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 37,500 | $445,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 12,660 | $442,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,100 | $442,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,323 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 13,673 | $438,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 3,070 | $430,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,314 | $430,000 | thousands by filing date | |
| CREDIT SUISSE GROUP | H3698DAL8 | DEBT 6.250%12/3 | 400,000 | $426,000 | thousands by filing date | principal |
| Salesforce.com, Inc | 79466L302 | COM | 4,900 | $425,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,825 | $425,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739FHK0 | NOTE 7.750% 4/1 | 400,000 | $424,000 | thousands by filing date | principal |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 50,250 | $421,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,430 | $417,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 5,700 | $399,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,020 | $397,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 2,400 | $393,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,083 | $392,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,100 | $390,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,668 | $389,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 17,909 | $387,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,860 | $368,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 11,485 | $364,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,962 | $360,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,400 | $359,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,400 | $349,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,590 | $347,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 15,700 | $347,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,300 | $343,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,703 | $342,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 320,000 | $332,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 2,634 | $325,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 345 | $323,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,241 | $315,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,200 | $315,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 107,500 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,600 | $309,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,500 | $297,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 75,500 | $295,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 59,000 | $294,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,715 | $290,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 6,450 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 3,200 | $283,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,585 | $282,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,800 | $280,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,063 | $277,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 7,750 | $266,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,191 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,330 | $261,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 6,200 | $261,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,798 | $260,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 57,560 | $258,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 5,100 | $251,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,000 | $246,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,349 | $244,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 210,000 | $238,000 | thousands by filing date | principal |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,388 | $237,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,475 | $237,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,400 | $236,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,200 | $232,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,350 | $230,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,845 | $229,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 6,400 | $229,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,500 | $227,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,105 | $223,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,000 | $221,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 3,900 | $221,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 27,000 | $220,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,980 | $219,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 5,500 | $213,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 200,000 | $213,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,850 | $202,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,400 | $200,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,900 | $193,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 17,133 | $192,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,179 | $191,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,579 | $189,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,432 | $189,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 441 | $189,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 110,000 | $189,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,500 | $188,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $186,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,199 | $185,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 8,000 | $182,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 775 | $181,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,000 | $178,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 14,000 | $175,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,450 | $172,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,550 | $171,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,064 | $169,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,566 | $167,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 10,018 | $166,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 8,280 | $165,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,000 | $163,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 50,000 | $162,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,600 | $152,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,787 | $151,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 3,000 | $151,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,919 | $150,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,321 | $150,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,811 | $149,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,478 | $145,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2,206 | $145,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,026 | $145,000 | thousands by filing date | |
| KRAFT HEINZ CO | 500754956 | COM | 50,000 | $145,000 | thousands by filing date | put |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,805 | $141,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 5,000 | $141,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,145 | $138,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 18,440 | $138,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,900 | $136,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,380 | $135,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 900 | $134,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,243 | $133,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,500 | $131,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 48,445 | $130,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,000 | $130,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 2,000 | $129,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,060 | $128,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 6,196 | $128,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,421 | $127,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,500 | $126,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 600 | $125,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 6,369 | $125,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,357 | $122,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 40,080 | $122,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 2,554 | $121,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 16,732 | $120,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,000 | $119,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,193 | $119,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,360 | $119,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,200 | $118,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,000 | $115,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 6,571 | $115,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 1,989 | $114,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 3,360 | $114,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 6,339 | $113,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 2,650 | $113,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 28,900 | $111,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 5,000 | $109,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,050 | $107,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,859 | $107,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $107,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 2,985 | $105,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,230 | $105,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 410 | $105,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,816 | $104,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,462 | $104,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,253 | $104,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,649 | $104,000 | thousands by filing date | |
| SNAP INC | 83304A956 | PUT | 22,500 | $104,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 100,000 | $103,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 249 | $102,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,420 | $101,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 2,235 | $100,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,180 | $99,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,000 | $97,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,519 | $97,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 8,700 | $97,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 7,100 | $96,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 55,000 | $96,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,780 | $95,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 3,850 | $94,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 2,500 | $94,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,082 | $93,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 17,000 | $93,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N901 | CALL | 16,000 | $93,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,500 | $92,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,825 | $91,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 3,020 | $91,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 4,000 | $88,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 8,500 | $88,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 800 | $87,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,280 | $87,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 9,000 | $85,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,959 | $85,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 9,165 | $85,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 1,000 | $85,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 630 | $84,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 1,899 | $84,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 936 | $82,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 338 | $82,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 2,535 | $82,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,500 | $81,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,014 | $79,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 590 | $79,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 5,800 | $79,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 982 | $79,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,159 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,500 | $78,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 1,800 | $76,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,300 | $75,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 3,900 | $73,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 1,100 | $73,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 3,850 | $72,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4,500 | $72,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,500 | $72,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 827 | $71,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 250 | $70,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,160 | $70,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 700 | $70,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,740 | $69,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 900 | $69,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 600 | $68,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 810 | $67,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,100 | $67,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 635 | $67,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 900 | $66,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,800 | $66,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,050 | $65,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 7,200 | $65,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,000 | $65,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 350 | $64,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 500 | $63,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 759 | $63,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 693 | $63,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 4,500 | $63,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 990 | $62,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 275 | $61,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 730 | $61,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,230 | $61,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 367 | $61,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 498 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000587 | this filing | 2017-08-14 | acceptance time not in the bulk data set |