13F-HR filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 909 holding rows worth $3,440,725,000.
- Accession
- 0001420506-16-001220
- Filer
- CIK 1615423
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 1,144 entries on the cover page, a total value of $3,440,725,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,440,725,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (Switzerland) SA028-16247
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- reports for this filerLombard Odier Asset Management (Europe) Ltd028-16246
- included managerBank Lombard Odier & Co Ltd028-16234
- included managerLombard Odier & Cie (Bahamas) Ltd028-16236
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,000 | $163,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,014 | $160,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 45,660 | $160,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,800 | $159,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,365 | $159,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,068 | $157,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,000 | $156,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 3,570 | $156,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 2,000 | $156,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 4,690 | $153,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 11,170 | $153,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 6,500 | $152,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,464 | $148,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 5,920 | $148,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 2,978 | $147,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 3,400 | $147,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 4,800 | $146,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 4,800 | $145,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,600 | $138,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 18,700 | $135,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,400 | $135,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,250 | $135,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 107,500 | $133,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,050 | $133,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 1,367 | $133,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 9,548 | $132,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 11,900 | $132,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 4,521 | $131,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,822 | $130,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 4,335 | $129,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 920 | $128,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 16,500 | $128,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,872 | $127,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 950 | $125,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 3,700 | $125,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 4,864 | $124,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 1,145 | $124,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 11,000 | $124,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,430 | $122,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 2,190 | $122,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 25,000 | $122,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1,100 | $121,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,520 | $120,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,050 | $119,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 2,500 | $117,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 7,450 | $117,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 8,570 | $117,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 1,875 | $114,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,620 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 970 | $112,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 18,955 | $110,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,000 | $109,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 34,000 | $109,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,241 | $108,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 27,000 | $108,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,500 | $107,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,680 | $107,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 980 | $106,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 56,805 | $104,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 30,000 | $102,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 14,000 | $102,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 16,408 | $102,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,695 | $101,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 4,410 | $101,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 4,450 | $101,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,300 | $100,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,334 | $99,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,220 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,050 | $99,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,000 | $98,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 915 | $96,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 900 | $96,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,769 | $95,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,050 | $95,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 765 | $94,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,610 | $94,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 1,300 | $94,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 915 | $94,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 3,850 | $94,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 6,400 | $93,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,280 | $93,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 360 | $92,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 18,000 | $92,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 912 | $91,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 600 | $91,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 1,753 | $90,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 5,000 | $89,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 15,000 | $89,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 4,000 | $87,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 3,080 | $86,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 1,245 | $86,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,048 | $86,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 5,800 | $85,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 450 | $85,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2,800 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 800 | $82,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,100 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,897 | $80,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 8,500 | $80,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,000 | $79,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 4,876 | $79,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 650 | $78,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 890 | $77,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,100 | $76,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 11,500 | $76,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,602 | $75,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $75,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,522 | $75,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,700 | $75,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,570 | $75,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 10,000 | $74,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,260 | $73,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 8,800 | $73,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 75,000 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 850 | $72,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 1,450 | $72,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,825 | $72,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 53,560 | $72,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 5,212 | $71,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,900 | $69,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 35,000 | $69,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,678 | $68,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 12,000 | $66,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,000 | $66,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 590 | $65,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 1,534 | $65,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,400 | $65,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 4,210 | $65,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 1,600 | $64,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 3,000 | $64,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 700 | $64,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1,000 | $63,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,200 | $63,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 3,760 | $62,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,450 | $62,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 534 | $62,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 800 | $61,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,500 | $61,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,460 | $61,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 4,000 | $61,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,400 | $59,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,300 | $59,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $59,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 100,000 | $59,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,650 | $58,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 1,000 | $57,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 2,300 | $57,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,000 | $57,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,200 | $56,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,101 | $56,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,600 | $56,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,470 | $56,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 2,500 | $56,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,120 | $55,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 393 | $51,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 3,500 | $51,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 3,361 | $51,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 495 | $50,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 1,550 | $50,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,000 | $50,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,975 | $50,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 2,300 | $50,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K554 | DAILY JR GOLD MI | 250 | $50,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 6,475 | $49,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 697 | $49,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,689 | $48,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 600 | $48,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 923 | $48,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,451 | $48,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 2,000 | $48,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 986 | $47,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 920 | $47,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,600 | $47,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 11,111 | $47,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,500 | $46,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,750 | $46,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 850 | $46,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 508 | $45,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,083 | $45,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,432 | $44,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 702 | $44,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 1,958 | $44,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,458 | $44,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 600 | $44,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 830 | $43,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 335 | $43,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,200 | $43,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,625 | $43,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 490 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 833 | $42,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,445 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 160 | $41,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 1,500 | $41,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,400 | $41,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 310 | $40,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 310 | $40,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,544 | $39,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 800 | $39,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,500 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,080 | $39,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,200 | $39,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,800 | $38,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 277 | $38,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 16,000 | $38,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,100 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 3,450 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 6,800 | $37,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 536 | $36,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 800 | $36,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG SHS NEW | L7257P114 | Stock | 5,000 | $36,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 248 | $35,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,700 | $35,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 950 | $35,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 150,000 | $35,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,100 | $34,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 7,285 | $34,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 530 | $34,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 340 | $33,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 578 | $33,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 763 | $33,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,500 | $33,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 480 | $33,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 4,000 | $33,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 19,000 | $33,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 805 | $32,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,714 | $32,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 4,050 | $32,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,025 | $32,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,000 | $32,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,786 | $32,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,000 | $32,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,100 | $31,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,000 | $31,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 800 | $31,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,000 | $31,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 8,367 | $31,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 4,050 | $31,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,600 | $30,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 550 | $30,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,106 | $30,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,180 | $30,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 7,000 | $30,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 350 | $29,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 7,400 | $29,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,000 | $29,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 4,000 | $29,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,229 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 800 | $28,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,500 | $28,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,000 | $28,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,500 | $28,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,238 | $27,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,500 | $27,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 774 | $27,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 1,500 | $27,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,300 | $27,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 328 | $26,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 800 | $26,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 500 | $26,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,000 | $26,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,400 | $26,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 2,000 | $26,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 595 | $26,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 151 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,000 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,495 | $25,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,800 | $24,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 900 | $23,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 400 | $23,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 150 | $22,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 2,400 | $22,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 270 | $21,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 300 | $21,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,500 | $21,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,000 | $21,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,000 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,775 | $21,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,215 | $21,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 485 | $20,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 338 | $20,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,200 | $20,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 5,500 | $20,000 | thousands by filing date | call |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,000 | $19,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,588 | $19,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,000 | $18,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,000 | $18,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 3,400 | $18,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 15,100 | $18,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $18,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 210 | $17,000 | thousands by filing date | |
| HERSHEY CO | 427866908 | CALL | 1,800 | $17,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $16,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 3,500 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 1,150 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 930 | $16,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,000 | $16,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 887 | $15,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 328 | $15,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 971 | $15,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 300 | $15,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,700 | $15,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 800 | $15,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 760 | $14,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 500 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 300 | $14,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 200 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 200 | $14,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 1,724 | $14,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,772 | $14,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 2,000 | $13,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,900 | $13,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 600 | $13,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 200 | $12,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 370 | $12,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 260 | $12,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 300 | $12,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,800 | $12,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,500 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,034 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 400 | $11,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 4,000 | $11,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 3,000 | $11,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 1,000 | $11,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 800 | $10,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 6,850 | $10,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 52 | $10,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,080 | $10,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 6,000 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 900 | $10,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 830 | $9,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,000 | $9,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 80 | $9,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 7,797 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,720 | $9,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $9,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 13,504 | $9,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,470 | $9,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,000 | $9,000 | thousands by filing date | |
| RENNOVA HEALTH INC COM | 759757107 | Stock | 13,500 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 250 | $8,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 15,000 | $8,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 1,442 | $8,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 200 | $8,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,000 | $8,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 250 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 200 | $7,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 50 | $7,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,160 | $7,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,008 | $7,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 1,000 | $7,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,000 | $6,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 20,000 | $6,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 150 | $6,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 514 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 244 | $5,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 139 | $5,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 290 | $5,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 100 | $4,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 1,500 | $4,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,000 | $4,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 7,584 | $4,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 2,000 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 30 | $3,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 700 | $3,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 120 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 300 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,050 | $3,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 4,500 | $3,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 8,000 | $3,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 10 | $2,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 50 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H905 | ADR | 7,500 | $2,000 | thousands by filing date | call |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 360 | $2,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 2,200 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 38 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 280 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 106 | $1,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 37 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 27 | $1,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 49 | $1,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 5,500 | $1,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF IN | 69404D908 | COM | 2,000 | $1,000 | thousands by filing date | call |
| PHH CORP | 693320202 | COM NEW | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 31 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 151 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN EXPRESS CO | 025816909 | CALL | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARCLAYS PLC | 06738E904 | CALL | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OI SA-ADR | 670851500 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 182 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001220 | this filing | 2016-08-15 | acceptance time not in the bulk data set |