13F-HR/A filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-02-26, with 944 holding rows worth $3,180,883,000.
- Accession
- 0001420506-16-000855
- Filer
- CIK 1615423
- Filed
- 2016-02-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, amendment of type restatement, 1,190 entries on the cover page, a total value of $3,180,883,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,180,883,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (Europe) Ltd028-16246
- reports for this filerLombard Odier Asset Management (Switzerland) SA028-16247
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- included managerBank Lombard Odier & Co Ltd028-16234
- included managerLombard Odier & Cie (Bahamas) Ltd028-16236
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ConocoPhillips | 20825C104 | COM | 3,657 | $171,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,800 | $169,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,100 | $169,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,950 | $169,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 6,076 | $168,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 8,010 | $167,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 4,595 | $167,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,690 | $165,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 2,135 | $164,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 4,220 | $163,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 4,400 | $162,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 3,835 | $161,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,000 | $161,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 100,000 | $161,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 4,000 | $160,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 8,899 | $160,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,050 | $159,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 840 | $159,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,490 | $158,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 4,200 | $158,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,300 | $157,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 7,250 | $157,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,825 | $156,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,937 | $156,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 5,300 | $156,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,950 | $154,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,014 | $153,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 5,400 | $153,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 2,000 | $151,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 7,221 | $149,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 5,227 | $149,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 211,110 | $148,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,000 | $147,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 3,700 | $147,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,391 | $144,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 4,593 | $143,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,550 | $142,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 4,140 | $141,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,050 | $141,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 9,752 | $141,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,074 | $139,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 5,339 | $139,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 2,100 | $137,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 4,453 | $136,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,525 | $135,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 600 | $135,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 765 | $134,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,605 | $132,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 800 | $129,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 750 | $129,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,152 | $129,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 5,116 | $129,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 4,753 | $129,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1,285 | $128,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,443 | $128,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,144 | $127,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 20,837 | $127,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 3,035 | $126,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,664 | $125,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,520 | $123,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,240 | $121,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,430 | $121,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 9,548 | $121,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,200 | $120,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 3,850 | $120,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,728 | $120,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,814 | $119,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,100 | $119,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 140,750 | $119,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,929 | $118,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,000 | $118,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,660 | $115,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 4,500 | $114,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 2,933 | $113,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,000,084 | $113,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 900 | $112,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,761 | $111,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,820 | $111,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 20,000 | $111,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 100,000 | $110,000 | thousands by filing date | principal |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,100 | $108,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 2,870 | $107,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 675 | $107,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,000 | $107,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 15,000 | $106,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 16,000 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 970 | $105,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,200 | $104,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 5,810 | $103,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,500 | $103,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 3,850 | $103,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 35,000 | $102,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 7,571 | $101,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 800 | $101,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 9,000 | $101,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,230 | $100,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 69,397 | $100,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 3,500 | $100,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 7,500 | $99,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 4,410 | $99,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,073 | $96,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 980 | $95,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 4,417 | $95,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,900 | $95,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,064 | $95,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 311 | $94,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,100 | $94,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 3,450 | $94,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 915 | $91,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 7,560 | $91,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,300 | $90,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 92,420 | $90,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 920 | $89,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,000 | $89,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 17,045 | $89,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2,800 | $89,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,455 | $88,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,050 | $87,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 5,619 | $86,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,350 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,050 | $85,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 6,900 | $85,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,500 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 985 | $83,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,015 | $83,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 3,000 | $83,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,050 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,570 | $83,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 20,000 | $82,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,400 | $81,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 750 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,897 | $79,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 8,223 | $78,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,230 | $77,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 7,530 | $77,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 600 | $75,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 4,000 | $75,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,942 | $74,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,400 | $74,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,150 | $74,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 908 | $73,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 4,474 | $73,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 5,327 | $72,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 1,260 | $71,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 683 | $70,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 4,000 | $70,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 4,000 | $70,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 209,577 | $70,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,650 | $68,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 3,800 | $68,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 8,500 | $68,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,500 | $67,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 6,400 | $67,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,825 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,650 | $66,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 4,000 | $66,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 2,400 | $65,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 18,955 | $64,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 590 | $63,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 534 | $63,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,591 | $62,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 7,818 | $62,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,900 | $61,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,748 | $61,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 1,339 | $61,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 4,375 | $61,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 5,200 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,470 | $60,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,500 | $60,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 11,194 | $60,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,690 | $59,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 50,000 | $59,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 806 | $58,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,000 | $58,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 530 | $56,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,048 | $56,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 5,300 | $55,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,267 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 160 | $54,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 4,910 | $54,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 900 | $53,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,600 | $53,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 4,210 | $53,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 2,000 | $52,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 42,805 | $51,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,000 | $51,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,975 | $51,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 600 | $51,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 3,361 | $51,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 538 | $50,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,100 | $50,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,458 | $49,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 700 | $49,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 1,400 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 6,800 | $48,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 424 | $47,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,113 | $47,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 630 | $46,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,600 | $46,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 1,500 | $46,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 323 | $45,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 387 | $45,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,078 | $45,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 2,500 | $45,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 2,500 | $45,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 5,000 | $45,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 4,050 | $45,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1,432 | $44,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 1,200 | $44,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 6,500 | $44,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,400 | $44,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,000 | $43,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 508 | $42,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,500 | $42,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 451 | $42,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,000 | $40,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,859 | $40,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 571 | $39,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 310 | $39,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 3,500 | $39,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604903 | COM | 6,000 | $39,000 | thousands by filing date | call |
| PERSHING GOLD CORP | 715302204 | COM NEW | 11,111 | $39,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 830 | $38,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 2,400 | $38,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 665 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 833 | $38,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,600 | $37,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,750 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 700 | $37,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 300 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,080 | $37,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,000 | $37,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 800 | $36,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,714 | $35,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 277 | $35,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,775 | $35,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 3,000 | $34,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 8,367 | $34,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $34,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 500 | $33,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 840 | $33,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 3,400 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,100 | $32,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 550 | $32,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 1,025 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,200 | $31,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,238 | $31,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,445 | $31,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,180 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,495 | $30,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 342 | $29,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 610 | $29,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 600 | $29,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 800 | $29,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,000 | $29,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 536 | $29,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,000 | $28,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 971 | $28,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 295 | $28,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 2,000 | $28,000 | thousands by filing date | call |
| WHITING PETE CORP NEW | 966387102 | COM | 3,000 | $28,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 4,260 | $27,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,500 | $27,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 480 | $27,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,000 | $27,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 700 | $27,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,229 | $26,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,500 | $26,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 16,000 | $26,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,000 | $26,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 800 | $26,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,500 | $26,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 4,000 | $25,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 7,829 | $25,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 595 | $25,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,000 | $25,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 45 | $24,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 291 | $24,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 350 | $24,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,100 | $24,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 441 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 800 | $24,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,800 | $24,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,000 | $24,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,215 | $24,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,000 | $23,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 950 | $23,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,000 | $23,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 148 | $22,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 500 | $22,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,000 | $22,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,000 | $22,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 542 | $22,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 20,300 | $22,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,500 | $21,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 300 | $21,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,000 | $21,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 180 | $20,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 170 | $20,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 338 | $20,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 2,000 | $20,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 3,500 | $19,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,900 | $19,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,500 | $18,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,626 | $18,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 3,000 | $18,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 281 | $17,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 285 | $17,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 300 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,000 | $17,000 | thousands by filing date | put |
| ROYAL BK CDA | 780087952 | COM | 66,000 | $17,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,000 | $17,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 23,625 | $17,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $16,000 | thousands by filing date | |
| EBAY INC. | 278642903 | CALL | 1,300 | $16,000 | thousands by filing date | call |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,588 | $16,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 5,000 | $16,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 76 | $15,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 200 | $15,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,470 | $15,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 54 | $14,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 270 | $14,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,050 | $14,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,200 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 930 | $14,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 69,200 | $14,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 830 | $13,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,120 | $13,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 215 | $13,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 760 | $13,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 500 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 300 | $13,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 800 | $13,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 6,850 | $13,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 1,700 | $13,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,700 | $13,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,075 | $12,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 410 | $12,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 887 | $12,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 300 | $12,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 320 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 400 | $12,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 1,850 | $12,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,080 | $12,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 500 | $11,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 7,400 | $11,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $11,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 183 | $10,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,000 | $10,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 650 | $10,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,200 | $10,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,720 | $10,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,000 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 900 | $10,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 8,000 | $10,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 90 | $9,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 215 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 250 | $9,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505904 | CALL | 5,500 | $9,000 | thousands by filing date | call |
| BT GROUP-ADR | 05577E101 | ADR | 250 | $9,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,000 | $9,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,300 | $9,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 290 | $9,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,750 | $9,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 71 | $8,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 90 | $8,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 366 | $8,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,068 | $8,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 16,270 | $8,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150 | $7,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 700 | $7,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 80 | $7,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,300 | $7,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 200 | $7,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 6,000 | $7,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 400 | $7,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 900 | $6,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 581 | $6,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,846 | $6,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 139 | $6,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 13,504 | $6,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,000 | $6,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 1,008 | $6,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 154 | $5,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132 | $5,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 180 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 500 | $5,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 113 | $5,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 345 | $5,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 275 | $5,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 2,000 | $5,000 | thousands by filing date | |
| MORGAN STANLEY | 617446908 | Option | 3,100 | $4,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 22 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,900 | $4,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 20,000 | $4,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 150 | $4,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,000 | $3,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 120 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 300 | $3,000 | thousands by filing date | |
| PROCTER & GAMBLE CO | 742718909 | CALL | 1,500 | $3,000 | thousands by filing date | call |
| JOHNSON & JOHNSON | 478160904 | CALL | 6,000 | $3,000 | thousands by filing date | call |
| HERSHEY CO | 427866908 | CALL | 1,800 | $3,000 | thousands by filing date | call |
| CRITEO S A | 226718904 | SPONS ADS | 1,200 | $3,000 | thousands by filing date | call |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 440 | $3,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 2,200 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 2,000 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 12,000 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $2,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 56 | $2,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 12,200 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 100 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,160 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 38 | $2,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 800 | $2,000 | thousands by filing date | |
| ARCH COAL INC | 039380308 | Common Stock | 2,260 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $1,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 280 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 314 | $1,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 37 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 27 | $1,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 49 | $1,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816909 | CALL | 1,000 | $1,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 87 | $1,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 500 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 440 | $1,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 31 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 60 | $1,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240M108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYS CORP DEL | 88554D905 | COM NEW | 1,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-000795 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-16-000855 | this filing | 2016-02-26 | acceptance time not in the bulk data set |