13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-20, with 1,989 holding rows worth $279,262,000.
- Accession
- 0001420506-15-000525
- Filer
- CIK 1616654
- Filed
- 2015-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,989 entries on the cover page, a total value of $279,262,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $279,262,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 8,550 | $18,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 180 | $18,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 185 | $18,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,000 | $18,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,000 | $18,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 350 | $18,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 561 | $18,000 | thousands by filing date | |
| MGC | 921910873 | COM | 272 | $17,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 450 | $17,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 210 | $17,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 280 | $17,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 495 | $17,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 900 | $17,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 165 | $17,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 730 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $17,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,018 | $17,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 657 | $17,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 381 | $17,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 300 | $17,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 142 | $17,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 250 | $17,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 240 | $17,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,800 | $17,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $17,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,550 | $17,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,126 | $17,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 400 | $17,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 400 | $17,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 500 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 250 | $17,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 1,000 | $17,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 250 | $16,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,000 | $16,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,038 | $16,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,500 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 150 | $16,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 303 | $16,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 373 | $16,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 430 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 900 | $16,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 605 | $16,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,200 | $16,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,832 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 680 | $16,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4,470 | $16,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 172 | $15,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 417 | $15,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 188 | $15,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 301 | $15,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 180 | $15,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 318 | $15,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 690 | $15,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 300 | $15,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,014 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 983 | $15,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,564 | $15,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 175 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 337 | $15,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,810 | $15,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,782 | $15,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 7,310 | $15,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,904 | $15,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 661 | $15,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 17,352 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 426 | $15,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 241 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 445 | $15,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,800 | $15,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 475 | $14,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 155 | $14,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 350 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 200 | $14,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 179 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 146 | $14,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 76 | $14,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,046 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 536 | $14,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,000 | $14,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 560 | $14,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,241 | $14,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 500 | $14,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 2,509 | $14,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 600 | $14,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,700 | $14,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 550 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 380 | $14,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 480 | $14,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,293 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 504 | $14,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 88,100 | $14,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,500 | $14,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 400 | $14,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 497 | $14,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,950 | $14,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,044 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 570 | $14,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 400 | $14,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 2,400 | $14,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 1,015 | $14,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 150 | $14,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,927 | $14,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 721 | $13,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,100 | $13,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 175 | $13,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 325 | $13,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 245 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 600 | $13,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 159 | $13,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,513 | $13,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 460 | $13,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 500 | $13,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,440 | $13,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $13,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,300 | $13,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 360 | $13,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 600 | $13,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,825 | $13,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,552 | $13,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 450 | $13,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 1,052 | $13,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 517 | $13,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,820 | $13,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 700 | $13,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,346 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 860 | $13,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 435 | $13,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 595 | $12,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 811 | $12,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 403 | $12,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 150 | $12,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,948 | $12,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 255 | $12,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 550 | $12,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 400 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 510 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 664 | $12,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 183 | $12,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,215 | $12,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 350 | $12,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 802 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 900 | $12,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,577 | $12,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 987 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 900 | $12,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 210 | $12,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,060 | $12,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 300 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 715 | $12,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 500 | $12,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,200 | $12,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 55 | $12,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,956 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,795 | $12,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 500 | $12,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 1,725 | $12,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 720 | $11,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 140 | $11,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 350 | $11,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 150 | $11,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 600 | $11,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 700 | $11,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 540 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 600 | $11,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 423 | $11,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 255 | $11,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 786 | $11,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 200 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 360 | $11,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 260 | $11,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,098 | $11,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 865 | $11,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 86 | $11,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,950 | $11,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 365 | $11,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 86 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 900 | $11,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 250 | $11,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $11,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 500 | $11,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 130 | $11,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 700 | $10,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 293 | $10,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 700 | $10,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 400 | $10,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 91 | $10,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,000 | $10,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $10,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 861 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 300 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 142 | $10,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 350 | $10,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 709 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 212 | $10,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 220 | $10,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 500 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 210 | $10,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,500 | $10,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 195 | $10,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 727 | $10,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 837 | $10,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 900 | $10,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,650 | $10,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 270 | $10,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 210 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 52 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 861 | $10,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 800 | $10,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 201 | $10,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 138 | $10,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 300 | $10,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 450 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 520 | $10,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 150 | $10,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 500 | $10,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 760 | $10,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 470 | $10,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 150 | $10,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,852 | $10,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 500 | $10,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,000 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 146 | $10,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 732 | $10,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 683 | $10,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 70 | $9,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 160 | $9,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 64 | $9,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 135 | $9,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 400 | $9,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 88 | $9,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 120 | $9,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 300 | $9,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 278 | $9,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 50 | $9,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 140 | $9,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 446 | $9,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 210 | $9,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 600 | $9,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 500 | $9,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 316 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $9,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 200 | $9,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $9,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 700 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 135 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 200 | $9,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,000 | $9,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 500 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $9,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,063 | $9,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 337 | $9,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 50 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 200 | $9,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 9,075 | $9,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,133 | $9,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 400 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 515 | $9,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,000 | $9,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,500 | $9,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 400 | $9,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 300 | $9,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,000 | $8,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 260 | $8,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 361 | $8,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 123 | $8,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 50 | $8,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 764 | $8,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 405 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,100 | $8,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,800 | $8,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 303 | $8,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 300 | $8,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $8,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 45 | $8,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 126 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 440 | $8,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 254 | $8,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 450 | $8,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 306 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 312 | $8,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 450 | $8,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,790 | $8,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 125 | $8,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 250 | $8,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 82 | $8,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $8,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 104 | $8,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 500 | $8,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 136 | $8,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 577 | $8,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 100 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 100 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 175 | $8,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 290 | $8,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,000 | $8,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 200 | $8,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 450 | $7,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 110 | $7,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 206 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 143 | $7,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 125 | $7,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 200 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 81 | $7,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 66 | $7,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 135 | $7,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 543 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 100 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 182 | $7,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 203 | $7,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 200 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 182 | $7,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 570 | $7,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 434 | $7,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 500 | $7,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 192 | $7,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 350 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 518 | $7,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 118 | $7,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 712 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 200 | $7,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 206 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 175 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 616 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 183 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 193 | $7,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 132 | $7,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 253 | $7,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 640 | $7,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 543 | $7,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 326 | $7,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 150 | $7,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 380 | $7,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 250 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 150 | $7,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,900 | $7,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 4,500 | $7,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 950 | $7,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 560 | $7,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 81,620 | $7,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 67 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 139 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 400 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 250 | $6,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 102 | $6,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 100 | $6,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 537 | $6,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 350 | $6,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 275 | $6,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 215 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 380 | $6,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 250 | $6,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 520 | $6,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 200 | $6,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 693 | $6,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,075 | $6,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $6,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 388 | $6,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 150 | $6,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 250 | $6,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 45 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 365 | $6,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 380 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 600 | $6,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 101 | $6,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 592 | $6,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 200 | $6,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 300 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 595 | $6,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 500 | $6,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 225 | $6,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 500 | $6,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 100 | $6,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 600 | $6,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 4,417 | $6,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 300 | $6,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 300 | $6,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 160 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 467 | $6,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 100 | $6,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 666 | $6,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 400 | $6,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 2,000 | $6,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 673 | $6,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,590 | $6,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 100 | $5,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 25 | $5,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 66 | $5,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $5,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 216 | $5,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,000 | $5,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 999 | $5,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $5,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 106 | $5,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,500 | $5,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 100 | $5,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 35 | $5,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 100 | $5,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 84 | $5,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 100 | $5,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 138 | $5,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,110 | $5,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 200 | $5,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 264 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 200 | $5,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 100 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 265 | $5,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 70 | $5,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 180 | $5,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 360 | $5,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 82 | $5,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 175 | $5,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,485 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 175 | $5,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 150 | $5,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 300 | $5,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 339 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 105 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 301 | $5,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 655 | $5,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 22,000 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 50 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,565 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 204 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 127 | $5,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 105 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 250 | $5,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 180 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 200 | $5,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 142 | $5,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 209 | $5,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 440 | $5,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 203 | $5,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 250 | $5,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 100 | $5,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 375 | $5,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,400 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 242 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 45 | $5,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 540 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 250 | $5,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 370 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 130 | $5,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 200 | $5,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,600 | $4,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,544 | $4,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 304 | $4,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 260 | $4,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 60 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 100 | $4,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 308 | $4,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 120 | $4,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 200 | $4,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 50 | $4,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 150 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 503 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 120 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 152 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 97 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 50 | $4,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 50 | $4,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 75 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 98 | $4,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 190 | $4,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 314 | $4,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 340 | $4,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 298 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 100 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 109 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 113 | $4,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 300 | $4,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 80 | $4,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 139 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 320 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 300 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 100 | $4,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 55 | $4,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 30 | $4,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 109 | $4,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 420 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000525 | this filing | 2015-10-20 | acceptance time not in the bulk data set |