13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-20, with 1,989 holding rows worth $279,262,000.
- Accession
- 0001420506-15-000525
- Filer
- CIK 1616654
- Filed
- 2015-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,989 entries on the cover page, a total value of $279,262,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $279,262,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Global Tech ETF | 464287291 | SHS | 900 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,645 | $80,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 2,300 | $79,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 3,463 | $79,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 3,152 | $79,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,206 | $78,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 2,305 | $78,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 3,314 | $78,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,864 | $77,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,843 | $77,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 3,459 | $77,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,768 | $77,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 3,060 | $77,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 3,287 | $77,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 1,328 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,175 | $76,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 2,116 | $76,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,620 | $76,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 4,550 | $76,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,426 | $75,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,100 | $75,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 710 | $74,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 676 | $74,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 3,452 | $74,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 9,400 | $74,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,748 | $73,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,858 | $73,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 870 | $72,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 436 | $72,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,729 | $72,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,962 | $72,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 933 | $72,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,515 | $72,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 650 | $71,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 5,512 | $71,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 1,775 | $71,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 854 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 586 | $70,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 385 | $69,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 783 | $68,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,380 | $68,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,900 | $68,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,531 | $67,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 3,470 | $67,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 5,618 | $67,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 9,000 | $67,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 8,671 | $67,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 8,266 | $67,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 1,600 | $66,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,136 | $66,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 7,809 | $66,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 750 | $66,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 951 | $65,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,891 | $65,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 293 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 600 | $65,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 4,700 | $65,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,581 | $65,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,800 | $65,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 26,375 | $65,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,636 | $65,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,950 | $64,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,590 | $63,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 454 | $63,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,261 | $62,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 670 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,047 | $62,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,760 | $62,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,430 | $62,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 815 | $62,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 3,229 | $62,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 4,900 | $61,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 1,550 | $61,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,516 | $61,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,850 | $61,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 1,200 | $60,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,949 | $60,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 390 | $60,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 8,950 | $60,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,261 | $60,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 4,611 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,875 | $59,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 6,900 | $59,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,036 | $59,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 5,900 | $59,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,906 | $59,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 500 | $58,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 435 | $58,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,496 | $58,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,220 | $58,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 708 | $58,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 4,996 | $58,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 23,850 | $58,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 988 | $57,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 596 | $57,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 701 | $57,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 12,178 | $57,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 37,500 | $57,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 6,900 | $57,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,115 | $56,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 321 | $56,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,884 | $56,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 2,231 | $56,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 949 | $55,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 3,586 | $55,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,278 | $55,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 3,684 | $55,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 1,540 | $55,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 4,200 | $54,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 476 | $54,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 931 | $54,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 5,324 | $54,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,657 | $54,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 529 | $53,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 797 | $53,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 490 | $53,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 642 | $53,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 6,665 | $53,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 430 | $52,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,500 | $52,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,485 | $52,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 4,178 | $52,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 2,205 | $52,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,367 | $52,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,462 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 3,605 | $51,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 916 | $50,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,575 | $50,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 2,140 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,450 | $50,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 3,503 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1,370 | $49,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 7,128 | $49,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 10,000 | $49,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 806 | $49,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 5,000 | $49,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 550 | $49,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,889 | $49,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 988 | $49,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 7,647 | $49,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,800 | $49,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,203 | $49,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 28,000 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 500 | $48,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,110 | $48,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 3,274 | $48,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 847 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 4,445 | $47,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 682 | $47,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 12,698 | $47,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,178 | $47,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 4,000 | $47,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,400 | $46,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 966 | $46,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,800 | $46,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,675 | $46,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,400 | $46,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,000 | $46,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 3,881 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,465 | $46,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 1,000 | $46,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 901 | $45,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 539 | $45,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 655 | $45,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 3,200 | $45,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,101 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 387 | $44,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,805 | $44,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,357 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 804 | $44,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,875 | $44,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 3,112 | $44,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 1,275 | $44,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 500 | $43,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,582 | $43,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,282 | $43,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 147 | $43,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 600 | $43,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 3,375 | $43,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,150 | $43,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 600 | $42,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 647 | $42,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 760 | $42,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 950 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 650 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 390 | $42,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 450 | $42,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,000 | $42,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,130 | $42,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 4,800 | $42,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 648 | $41,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,147 | $41,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 801 | $41,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 1,420 | $41,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 661 | $41,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,440 | $41,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 380 | $41,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,050 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 520 | $40,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,788 | $40,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 2,870 | $40,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,020 | $40,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 385 | $40,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 313 | $39,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 838 | $39,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,076 | $39,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 684 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 700 | $39,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 953 | $39,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 857 | $39,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 675 | $39,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 32 | $39,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 2,218 | $39,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 2,700 | $39,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,210 | $39,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 527 | $39,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 4,400 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 600 | $39,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 400 | $38,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 528 | $38,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,009 | $38,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 184 | $38,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 789 | $38,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,965 | $38,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,031 | $38,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 960 | $38,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 200 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,695 | $38,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 2,500 | $38,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,047 | $37,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 431 | $37,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 835 | $37,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 795 | $37,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 1,850 | $37,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,100 | $37,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,510 | $37,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 3,659 | $37,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 209 | $37,000 | thousands by filing date | |
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| WISDOMTREE TR | 97717W323 | CMN | 1,915 | $37,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,166 | $37,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 690 | $37,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 830 | $37,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,100 | $37,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,500 | $37,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 49,000 | $37,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,454 | $36,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 51 | $36,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 740 | $36,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,000 | $36,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,500 | $36,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,071 | $36,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 917 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,500 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 780 | $36,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,365 | $36,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,710 | $35,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 364 | $35,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 555 | $35,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 450 | $35,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 11,000 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 950 | $35,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 500 | $35,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,085 | $35,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,356 | $35,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 661 | $34,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2,690 | $34,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,750 | $34,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,375 | $34,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,890 | $34,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 6,567 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 355 | $34,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 1,239 | $34,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,371 | $34,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,515 | $34,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 305 | $33,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,450 | $33,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 436 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 719 | $33,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,370 | $33,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 7,350 | $33,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 550 | $33,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 6,000 | $33,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,000 | $33,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 300 | $32,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 951 | $32,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 666 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 280 | $32,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 2,779 | $32,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 653 | $32,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,705 | $32,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 2,000 | $32,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 674 | $32,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 550 | $32,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,573 | $32,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 455 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 615 | $32,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 439 | $31,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 800 | $31,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 550 | $31,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 301 | $31,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 5,400 | $31,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,400 | $31,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,000 | $31,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 730 | $31,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,717 | $31,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y791 | DP500 WEIG ETF | 980 | $31,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 366 | $30,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 320 | $30,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 1,087 | $30,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 692 | $30,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 910 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,360 | $30,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,128 | $30,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 525 | $30,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,070 | $30,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 960 | $30,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,465 | $30,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 3,135 | $30,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 4,109 | $30,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,800 | $30,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 6,500 | $30,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 784 | $29,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 600 | $29,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 944 | $29,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 630 | $29,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 656 | $29,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 3,266 | $29,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 1,029 | $29,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,225 | $29,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 600 | $29,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 852 | $29,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 279 | $28,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 526 | $28,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 342 | $28,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,950 | $28,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 2,000 | $28,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,150 | $28,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,555 | $28,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 650 | $28,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 1,760 | $28,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 430 | $28,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,152 | $27,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 616 | $27,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,089 | $27,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,100 | $27,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 270 | $26,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 500 | $26,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 518 | $26,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 814 | $26,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 561 | $26,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 950 | $26,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 275 | $26,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 400 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 506 | $26,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 382 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 600 | $26,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 669 | $26,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 403 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 731 | $26,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,310 | $26,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 500 | $26,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,135 | $26,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,700 | $26,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 520 | $25,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 676 | $25,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 100 | $25,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,883 | $25,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 2,850 | $25,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 550 | $25,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,577 | $25,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 400 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,000 | $25,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,670 | $25,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,200 | $25,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,586 | $25,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,659 | $24,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,610 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 434 | $24,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 500 | $24,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 373 | $24,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 328 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,906 | $24,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 500 | $24,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,000 | $24,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 500 | $24,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,900 | $24,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 2,127 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,340 | $24,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 1,483 | $24,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 500 | $24,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,000 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 651 | $24,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 4,550 | $24,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 3,000 | $24,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 945 | $24,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,310 | $24,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 98 | $23,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 566 | $23,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 531 | $23,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 550 | $23,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,066 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 803 | $23,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 900 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 514 | $23,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 600 | $23,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 300 | $23,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 156 | $23,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 300 | $23,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 545 | $23,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,775 | $23,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 500 | $23,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 12,254 | $23,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 592 | $22,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 290 | $22,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 455 | $22,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 850 | $22,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 3,104 | $22,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 13,000 | $22,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,905 | $22,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,623 | $22,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,800 | $22,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 850 | $22,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 375 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 945 | $22,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y833 | US 500 VOL WT | 644 | $22,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 557 | $21,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $21,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,753 | $21,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,088 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 275 | $21,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 2,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 144 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 527 | $21,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 200 | $21,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 810 | $21,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 275 | $21,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 7,785 | $21,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,052 | $21,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 294 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 600 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,165 | $21,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 248 | $20,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 343 | $20,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 690 | $20,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 304 | $20,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 300 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 384 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 244 | $20,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,000 | $20,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 433 | $20,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 375 | $20,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 200 | $20,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 406 | $20,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $20,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,378 | $20,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,225 | $20,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 222 | $20,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,458 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 460 | $20,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 2,983 | $20,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 800 | $19,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 210 | $19,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 201 | $19,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 622 | $19,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 315 | $19,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,177 | $19,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 651 | $19,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 486 | $19,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,350 | $19,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 289 | $19,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,360 | $19,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 450 | $19,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 320 | $19,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 877 | $19,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1,465 | $19,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 244 | $19,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 615 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 331 | $19,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,865 | $19,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,230 | $19,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 43,000 | $19,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 420 | $18,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 300 | $18,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 497 | $18,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 757 | $18,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 693 | $18,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 506 | $18,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 330 | $18,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,630 | $18,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,038 | $18,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 250 | $18,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 924 | $18,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,500 | $18,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 275 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,060 | $18,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,926 | $18,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 840 | $18,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 830 | $18,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 500 | $18,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000525 | this filing | 2015-10-20 | acceptance time not in the bulk data set |