13F-HR filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 825 holding rows worth $2,690,570,000.
- Accession
- 0001420506-15-000477
- Filer
- CIK 1615423
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 1,038 entries on the cover page, a total value of $2,690,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,690,570,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (Europe) Ltd028-16246
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- reports for this filerLombard Odier Asset Management (Switzerland) SA028-16247
- included managerBank Lombard Odier & Co Ltd028-16234
- included managerLombard Odier (Europe) S.A.028-16239
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MYRIAD GENETICS INC | 62855J104 | COM | 4,000 | $136,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 7,500 | $136,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,000 | $136,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 4,500 | $135,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 765 | $134,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,205 | $134,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 4,000 | $133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,500 | $132,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 14,461 | $132,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 5,573 | $131,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,330 | $131,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,500 | $131,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,200 | $130,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 3,300 | $130,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 111 | $130,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,200 | $130,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 7,593 | $129,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 3,850 | $129,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,430 | $125,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,411 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,315 | $125,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,837 | $125,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 14,700 | $125,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 1,200 | $125,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $123,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,000 | $123,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,900 | $122,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,048 | $122,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,520 | $121,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,105 | $120,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,830 | $120,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,900 | $119,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,420 | $119,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,050 | $115,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,000 | $113,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,050 | $113,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,750 | $112,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 3,253 | $112,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,500 | $111,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,000 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,000 | $109,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 2,230 | $109,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 800 | $108,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 44,805 | $108,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 800 | $108,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,600 | $107,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 5,200 | $107,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,600 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,050 | $106,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,400 | $105,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 6,000 | $105,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,385 | $104,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 880 | $102,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,000 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 970 | $102,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 3,000 | $100,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 915 | $99,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 3,860 | $99,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,600 | $98,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,500 | $98,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,000 | $97,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,050 | $96,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,227 | $96,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 38,125 | $95,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 3,000 | $94,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 920 | $93,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,100 | $93,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,530 | $92,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 4,000 | $92,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 922 | $91,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,350 | $91,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,400 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,570 | $90,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,300 | $89,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,400 | $89,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 25,000 | $88,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 7,000 | $88,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 1,150 | $86,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 700 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 985 | $84,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,046 | $84,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,400 | $84,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 210,000 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 750 | $82,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,825 | $82,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,300 | $81,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 4,000 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2,300 | $80,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 35,000 | $80,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,230 | $79,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 2,000 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 850 | $78,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,300 | $77,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,975 | $77,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 4,375 | $76,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 40,000 | $74,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 2,015 | $73,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,500 | $73,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 3,300 | $72,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 4,100 | $71,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,000 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,650 | $70,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,500 | $70,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 5,000 | $70,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 40,750 | $70,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 534 | $69,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 965 | $68,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 10,000 | $68,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,675 | $67,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 530 | $66,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 3,000 | $66,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 6,800 | $66,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,000 | $65,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,224 | $64,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,000 | $64,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 3,361 | $63,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 384 | $62,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,605 | $62,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,073 | $62,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,386 | $61,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 160 | $59,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 3,500 | $59,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 500 | $58,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 806 | $57,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 538 | $57,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 850 | $57,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 6,460 | $56,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,213 | $55,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 400 | $55,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 600 | $55,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 13,504 | $55,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 75,155 | $54,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,100 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,458 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,153 | $53,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 8,367 | $53,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,750 | $52,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,859 | $51,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 5,229 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,775 | $51,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 424 | $50,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,000 | $50,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 550 | $50,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,800 | $49,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,350 | $49,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,462 | $48,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 750 | $48,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,445 | $48,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,500 | $47,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,140 | $46,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 830 | $46,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 1,000 | $44,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 6,000 | $43,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 475 | $42,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,000 | $42,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 600 | $42,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,714 | $41,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,300 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 833 | $40,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 800 | $39,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 665 | $38,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 4,500 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,100 | $36,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,425 | $36,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,270 | $35,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 65,200 | $34,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $34,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 340 | $33,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 571 | $33,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 825 | $33,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 451 | $33,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 14,000 | $33,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,500 | $32,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,500 | $31,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 220 | $31,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,250 | $31,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 950 | $31,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 2,400 | $31,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,120 | $30,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,180 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 600 | $29,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,000 | $29,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 971 | $28,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,500 | $28,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,500 | $28,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 291 | $27,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 546 | $27,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,000 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 350 | $26,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,000 | $26,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 800 | $26,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $25,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 975 | $25,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 215 | $24,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 338 | $24,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 350 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 765 | $24,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,000 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,070 | $24,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 595 | $24,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,215 | $24,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,000 | $23,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $23,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,200 | $23,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,588 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,045 | $23,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 270 | $22,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,581 | $22,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,400 | $22,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,470 | $22,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 45 | $21,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 250 | $21,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $21,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,000 | $20,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 500 | $20,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,000 | $20,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 7,800 | $20,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 500 | $19,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 830 | $18,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 3,500 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 930 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 750 | $18,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,720 | $17,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,500 | $17,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 300 | $17,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 150 | $16,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 458 | $16,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 1,000 | $16,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 800 | $16,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,200 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 780 | $16,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 215 | $15,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 7,400 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 112 | $15,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 300 | $15,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 6,850 | $15,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,050 | $15,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 200 | $15,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 300 | $14,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 500 | $14,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 12,500 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 274 | $13,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,075 | $13,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 120 | $12,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 760 | $12,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 320 | $12,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,300 | $12,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,161 | $12,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,800 | $11,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 410 | $11,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 135 | $11,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 900 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100 | $10,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 650 | $10,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 6,000 | $10,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 262 | $10,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,000 | $10,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 4,000 | $10,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 72 | $9,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 100 | $9,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,846 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 151 | $9,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,300 | $9,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 360 | $9,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 100 | $9,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,750 | $9,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 23,170 | $8,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 39,500 | $8,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 100 | $7,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,814 | $7,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 5,000 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 150 | $7,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 59 | $6,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 100 | $6,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,000 | $6,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 20,000 | $6,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 100 | $5,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 285 | $5,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 80 | $5,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 275 | $5,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 13,700 | $5,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,000 | $5,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 400 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 557 | $5,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 600 | $5,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132 | $4,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 85 | $4,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 75 | $4,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 120 | $4,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 45 | $4,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 60 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,160 | $4,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 325 | $3,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 30 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 28 | $3,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 80 | $3,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 65 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 300 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $3,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,790 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,900 | $3,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 9,642 | $3,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 100 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 2,000 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 278 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,273 | $2,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,700 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 27 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 87 | $1,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 500 | $1,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,000 | $1,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 149 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 125 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240M108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000477 | this filing | 2015-08-14 | acceptance time not in the bulk data set |