13F-HR filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-13, with 954 holding rows worth $2,657,265,000.
- Accession
- 0001420506-15-000272
- Filer
- CIK 1615423
- Filed
- 2015-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 1,182 entries on the cover page, a total value of $2,657,265,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,657,265,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (Switzerland) SA028-16247
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- reports for this filerLombard Odier Asset Management (Europe) Ltd028-16246
- included managerBank Lombard Odier & Co Ltd028-16234
- included managerLombard Odier (Europe) S.A.028-16239
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 5,957 | $189,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,311 | $187,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,651 | $187,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 3,273 | $186,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,931 | $186,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 6,000 | $185,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 38,843 | $184,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 2,733 | $183,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,806 | $181,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 13,901 | $181,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,292 | $180,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 3,000 | $179,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,017 | $178,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,000 | $178,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 7,237 | $177,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,222 | $176,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 2,976 | $175,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,587 | $175,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,780 | $175,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 2,277 | $175,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 3,668 | $174,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,607 | $174,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,186 | $172,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,164 | $171,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 687 | $171,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,850 | $170,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,630 | $169,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,883 | $169,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 4,200 | $168,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 5,647 | $167,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 7,550 | $166,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,590 | $164,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 7,522 | $164,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 9,548 | $161,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,340 | $160,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,803 | $159,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,223 | $159,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,350 | $158,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 4,825 | $158,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 3,850 | $158,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 6,786 | $158,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,866 | $157,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 840 | $157,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,574 | $156,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 3,000 | $156,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 1,485 | $155,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,100 | $154,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 1,117 | $154,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,610 | $153,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 29,397 | $153,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 295 | $151,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,690 | $151,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,025 | $151,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 6,200 | $150,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 4,500 | $150,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,550 | $149,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,500 | $149,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 4,837 | $149,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 1,578 | $147,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 3,026 | $147,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 3,695 | $147,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 6,910 | $146,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 25,000 | $146,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 12,610 | $145,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,224 | $144,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,012 | $144,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 15,259 | $144,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,520 | $143,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,052 | $142,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 1,659 | $142,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 4,000 | $142,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 2,564 | $141,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 8,000 | $141,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 14,700 | $141,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,719 | $139,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,841 | $139,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,392 | $139,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 6,100 | $138,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,598 | $137,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 111 | $136,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 3,055 | $135,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 773 | $135,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,500 | $135,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $134,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 3,083 | $134,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 6,284 | $134,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,008 | $133,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 14,461 | $133,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 1,200 | $133,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,822 | $132,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 6,329 | $132,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 1,500 | $132,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,000 | $132,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,125 | $131,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,885 | $131,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 2,000 | $131,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,122 | $130,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,050 | $130,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,436 | $129,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,011 | $129,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 1,884 | $129,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 2,052 | $128,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,650 | $127,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,174 | $127,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,500 | $127,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 6,677 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,315 | $126,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,630 | $126,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 1,982 | $125,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,252 | $123,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,752 | $122,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 814 | $122,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 2,000 | $121,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,261 | $121,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,411 | $121,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 3,094 | $121,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,000 | $121,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,346 | $120,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 4,600 | $120,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,180 | $119,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,147 | $119,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 11,339 | $119,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,500 | $118,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,013 | $117,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,122 | $117,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 14,572 | $117,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 1,811 | $115,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,000 | $114,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 18,840 | $113,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 765 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,000 | $112,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,652 | $112,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 3,350 | $112,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,600 | $111,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,500 | $111,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,714 | $110,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,750 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,050 | $109,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,700 | $109,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,400 | $109,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,530 | $109,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,189 | $108,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 7,500 | $108,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,727 | $106,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,315 | $106,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 3,000 | $106,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 880 | $105,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 4,000 | $105,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,500 | $104,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,532 | $104,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 800 | $104,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 7,000 | $103,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,900 | $102,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 31,805 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 970 | $102,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 3,050 | $101,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 210,000 | $101,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,000 | $100,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 4,000 | $100,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 350 | $99,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 1,559 | $99,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,520 | $98,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 216 | $98,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 3,150 | $97,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 543 | $97,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 4,350 | $97,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 32,325 | $97,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 15,000 | $97,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,400 | $96,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,500 | $96,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 35,000 | $96,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,350 | $95,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 800 | $94,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 2,125 | $94,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 808 | $93,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 5,000 | $93,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 834 | $93,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 876 | $92,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 607 | $91,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 920 | $89,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,681 | $89,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 660 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,570 | $89,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 4,348 | $88,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,500 | $87,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 4,600 | $87,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,217 | $85,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,825 | $85,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 3,300 | $85,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 1,000 | $84,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,088 | $84,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 885 | $84,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 4,000 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 750 | $83,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 2,300 | $81,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,586 | $80,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,915 | $80,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,000 | $80,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,762 | $80,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,219 | $80,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 48,250 | $80,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,200 | $79,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,758 | $79,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 1,335 | $79,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 4,800 | $79,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 397 | $78,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,000 | $78,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,100 | $78,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 2,975 | $78,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 780 | $77,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 850 | $77,000 | thousands by filing date | |
| IJH | 464287507 | COM | 497 | $76,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 5,000 | $76,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 965 | $75,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 2,400 | $75,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 817 | $74,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 2,655 | $74,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 15,000 | $74,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,004 | $73,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,620 | $73,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,460 | $72,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,518 | $72,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,490 | $71,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 6,078 | $71,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,050 | $71,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,100 | $71,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 557 | $71,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 20,000 | $71,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,994 | $70,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 795 | $70,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,000 | $69,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 530 | $69,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,809 | $69,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 2,675 | $69,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,000 | $67,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 2,413 | $67,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 1,697 | $67,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,600 | $67,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,173 | $66,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 1,854 | $66,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,462 | $65,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,346 | $65,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,071 | $65,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,571 | $65,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,069 | $65,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 8,858 | $65,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 1,015 | $65,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 467 | $65,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 790 | $65,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,400 | $65,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 80,355 | $64,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 700 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 2,650 | $64,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 982 | $64,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,369 | $64,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 10,000 | $64,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 6,800 | $64,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 537 | $63,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,391 | $63,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,605 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 2,400 | $62,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 781 | $61,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 600 | $61,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 534 | $61,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 3,361 | $60,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 6,000 | $59,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,150 | $58,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 1,000 | $58,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 6,000 | $56,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,705 | $56,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,800 | $55,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,100 | $55,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 13,504 | $55,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $54,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,000 | $54,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,000 | $53,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 1,500 | $53,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 3,500 | $53,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 6,793 | $52,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,500 | $52,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 6,000 | $52,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 121 | $51,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 1,750 | $51,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 550 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 2,153 | $50,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,350 | $50,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 3,500 | $50,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 53,000 | $50,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,805 | $49,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 825 | $49,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 596 | $48,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 830 | $47,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 750 | $47,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 500 | $46,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 2,400 | $45,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 260 | $45,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,772 | $45,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,000 | $43,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 236 | $43,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 270 | $41,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 9,270 | $41,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 833 | $41,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 4,500 | $40,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 5,229 | $40,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,445 | $39,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 800 | $39,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,775 | $38,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 454 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 500 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,100 | $37,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,000 | $36,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 665 | $36,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 451 | $35,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 75,200 | $35,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 802 | $34,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 950 | $34,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 14,000 | $34,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 340 | $33,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,714 | $33,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 600 | $33,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 971 | $32,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,000 | $32,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,500 | $32,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 2,000 | $32,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,500 | $31,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,910 | $31,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,250 | $31,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 2,000 | $31,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,500 | $30,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,220 | $30,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 2,055 | $29,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,000 | $29,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 700 | $29,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 5,161 | $29,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 1,100 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 350 | $27,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,000 | $27,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,000 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,070 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 975 | $25,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,588 | $25,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 215 | $24,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,800 | $24,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,120 | $24,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 23,170 | $24,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 595 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 100 | $23,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 3,400 | $23,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $23,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 6,200 | $23,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 623 | $22,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 270 | $22,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 350 | $22,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 338 | $22,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 500 | $22,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,000 | $22,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,470 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 1,045 | $22,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $21,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,312 | $21,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 6,850 | $21,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,000 | $20,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 250 | $20,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,500 | $20,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 2,100 | $19,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,000 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 750 | $19,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,000 | $18,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 930 | $18,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 150 | $17,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,000 | $17,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 500 | $17,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 800 | $17,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,650 | $17,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 195 | $17,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 3,200 | $17,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 930 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 780 | $17,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 215 | $16,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 800 | $16,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 7,400 | $14,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 112 | $14,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,215 | $14,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 380 | $13,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,000 | $13,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $12,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 116 | $12,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 3,810 | $12,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,300 | $12,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,050 | $12,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 49,500 | $12,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 410 | $11,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 40 | $11,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 200 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 900 | $11,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 650 | $10,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,300 | $10,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 50,000 | $10,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 628 | $9,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,846 | $9,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 141 | $9,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 9,642 | $9,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 700 | $9,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 159 | $8,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 6,000 | $8,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 13,700 | $8,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,000 | $8,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 150 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 360 | $7,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,814 | $7,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $7,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 180 | $6,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 80 | $6,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 2,000 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 557 | $6,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 600 | $6,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 5,000 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,500 | $4,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 400 | $4,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 7,900 | $4,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,273 | $4,000 | thousands by filing date | |
| BANRO CORP | 066800103 | COM | 20,000 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,160 | $4,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 28 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $3,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 132 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 42 | $3,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 2,790 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 2,000 | $3,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,500 | $3,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 1,816 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 272 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 93 | $2,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 100 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 2,500 | $2,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,000 | $2,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 6,000 | $2,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 149 | $2,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,700 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 125 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 154 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 11 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 118 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 27 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 87 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240M108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000272 | this filing | 2015-05-13 | acceptance time not in the bulk data set |