13F-HR filed by Compagnie Lombard Odier SCmA
Compagnie Lombard Odier SCmA filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 772 holding rows worth $2,168,772,000.
- Accession
- 0001420506-15-000139
- Filer
- CIK 1615423
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 1,008 entries on the cover page, a total value of $2,168,772,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,168,772,000 with VALUE read as thousands by filing date, 13F file number 028-16235. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerLombard Odier Asset Management (Europe) Ltd028-16246
- reports for this filerLombard Odier Asset Management (USA) Corp028-13939
- reports for this filerLombard Odier Asset Management (Switzerland) SA028-16247
- included managerBank Lombard Odier & Co Ltd028-16234
- included managerLombard Odier (Europe) S.A.028-16239
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOETIS INC CL A | 98978V103 | Stock | 3,000 | $129,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 1,583 | $129,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,857 | $128,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 6,200 | $128,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 7,100 | $127,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 773 | $126,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,211 | $126,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,315 | $125,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 550 | $125,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 8,890 | $125,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 7,505 | $124,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 814 | $124,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,866 | $123,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 3,500 | $123,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 1,630 | $123,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,652 | $122,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,719 | $121,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 1,011 | $121,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,050 | $119,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,500 | $118,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 1,120 | $117,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 600 | $116,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 2,147 | $115,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 2,189 | $115,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 11,339 | $115,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,000 | $114,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,600 | $112,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 10,000 | $112,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,140 | $111,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,885 | $111,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1,900 | $111,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 566 | $110,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,252 | $110,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 834 | $110,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 472 | $109,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 6,400 | $108,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 35,000 | $108,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,900 | $107,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 808 | $105,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 2,261 | $104,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 3,532 | $104,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,315 | $104,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 25,162 | $104,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 5,000 | $103,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 970 | $102,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 3,000 | $102,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 1,727 | $100,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,500 | $98,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 607 | $97,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2,520 | $96,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 6,000 | $96,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 765 | $94,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,500 | $94,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 26,080 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 2,500 | $93,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,700 | $92,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,350 | $91,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,580 | $90,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 876 | $90,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 216 | $89,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,217 | $89,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 20,000 | $89,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 5,000 | $88,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 165 | $87,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 3,500 | $87,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 6,000 | $86,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 965 | $84,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 1,200 | $83,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 300 | $82,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 885 | $82,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 3,600 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 750 | $82,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 15,000 | $82,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 2,400 | $82,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,411 | $81,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 1,850 | $81,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,620 | $81,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 809 | $81,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 7,100 | $80,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 700 | $79,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 30,000 | $79,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 2,514 | $79,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 543 | $78,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 80,355 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,740 | $78,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 1,219 | $78,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 5,490 | $76,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,653 | $75,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 560 | $74,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,500 | $74,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,779 | $73,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,088 | $73,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,809 | $73,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,758 | $73,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 600 | $73,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 6,000 | $73,000 | thousands by filing date | |
| IJH | 464287507 | COM | 497 | $72,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 780 | $72,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 397 | $72,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 4,500 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 6,800 | $72,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,949 | $71,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 1,050 | $71,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 824 | $71,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,994 | $69,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,518 | $69,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,100 | $67,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 557 | $67,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,391 | $65,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 5,003 | $65,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,369 | $64,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 40,000 | $64,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 850 | $62,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 534 | $61,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 697 | $59,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 3,500 | $59,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 2,350 | $58,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 3,361 | $57,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 1,000 | $56,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 10,000 | $56,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 9,270 | $56,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 3,051 | $55,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,000 | $55,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 825 | $55,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,705 | $55,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 470 | $55,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 2,800 | $54,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,100 | $54,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,000 | $53,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 2,100 | $53,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 10,000 | $53,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 596 | $51,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,069 | $51,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 500 | $49,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 3,500 | $48,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 53,000 | $48,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,000 | $47,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 1,500 | $47,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 1,775 | $46,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 3,060 | $45,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 915 | $44,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 2,000 | $43,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 13,504 | $43,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 833 | $43,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 830 | $42,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 992 | $41,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 500 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 800 | $40,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 270 | $39,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 12,445 | $39,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 3,400 | $38,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 40,000 | $37,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 4,000 | $36,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 60,000 | $36,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 454 | $34,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 700 | $34,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 950 | $34,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 304 | $33,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,500 | $33,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 1,500 | $33,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,000 | $32,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 451 | $32,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,250 | $32,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 2,000 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,250 | $31,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 802 | $31,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 541 | $29,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 265 | $29,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 350 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 600 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 700 | $28,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 3,510 | $28,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 5,229 | $28,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 15,570 | $28,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,800 | $26,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,876 | $26,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 350 | $26,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 6,850 | $26,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 623 | $25,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 10,588 | $25,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 59,200 | $25,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 215 | $24,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 340 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 620 | $24,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 500 | $23,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,000 | $23,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 3,000 | $23,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 338 | $23,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 971 | $23,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 464 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $21,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 350 | $21,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 800 | $20,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 55 | $19,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 350 | $19,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,000 | $19,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 2,000 | $19,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 800 | $19,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 195 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 150 | $16,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 215 | $16,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 591 | $16,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,215 | $14,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 656 | $13,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,367 | $13,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 500 | $12,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 116 | $12,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 410 | $11,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $11,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 200 | $11,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,161 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 957 | $11,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,846 | $10,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 112 | $10,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 650 | $10,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,300 | $10,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 700 | $10,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 247 | $9,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 628 | $9,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 231 | $9,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 141 | $9,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,100 | $9,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 69 | $8,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 159 | $8,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 6,000 | $8,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 347 | $8,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 1,068 | $8,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 250 | $7,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 500 | $7,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 100 | $7,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 800 | $7,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 600 | $7,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 150 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 40 | $6,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 29,500 | $6,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 180 | $5,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 10,000 | $5,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 750 | $5,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 157 | $5,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 1,816 | $5,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 60 | $4,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 200 | $4,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,500 | $4,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 39,000 | $4,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 300 | $3,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 28 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,000 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 300 | $3,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 8,700 | $3,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 2,000 | $3,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,500 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 266 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8 | $2,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 93 | $2,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,142 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 2,500 | $2,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 800 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 125 | $2,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 154 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $1,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 172 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 4,000 | $1,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 87 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 156 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VECTOR GROUP LTD | 92240M108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AOL INC | 00184X105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000139 | this filing | 2015-02-13 | acceptance time not in the bulk data set |