13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-10, with 1,970 holding rows worth $300,956,000.
- Accession
- 0001420506-15-000080
- Filer
- CIK 1616654
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,970 entries on the cover page, a total value of $300,956,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $300,956,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 279 | $19,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 450 | $19,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,100 | $19,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,326 | $19,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,676 | $19,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 725 | $19,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 6,000 | $19,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 221 | $19,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,230 | $19,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 154 | $19,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,086 | $19,000 | thousands by filing date | |
| MGC | 921910873 | COM | 250 | $18,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 166 | $18,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 528 | $18,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 900 | $18,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 100 | $18,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 916 | $18,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 300 | $18,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,564 | $18,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 200 | $18,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 1,550 | $18,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 700 | $18,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,250 | $18,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 600 | $18,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 6,000 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 582 | $18,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 700 | $18,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,500 | $18,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,200 | $18,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 721 | $17,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 761 | $17,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,260 | $17,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 500 | $17,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 150 | $17,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 300 | $17,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,350 | $17,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 690 | $17,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 700 | $17,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 400 | $17,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 307 | $17,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 1,123 | $17,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 625 | $17,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $17,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 900 | $17,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 2,026 | $17,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,800 | $17,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,196 | $17,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,100 | $17,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,140 | $17,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 16,450 | $17,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 150 | $17,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 417 | $16,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 869 | $16,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 200 | $16,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 553 | $16,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 245 | $16,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $16,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 355 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 133 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 600 | $16,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 350 | $16,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 255 | $16,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 251 | $16,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 738 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 337 | $16,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,832 | $16,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,600 | $16,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 30,000 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 680 | $16,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 800 | $16,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 803 | $16,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,374 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 900 | $16,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 700 | $16,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 400 | $16,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,927 | $16,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 68 | $15,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 270 | $15,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 265 | $15,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 322 | $15,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $15,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 455 | $15,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 111 | $15,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 150 | $15,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 90 | $15,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 334 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 510 | $15,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $15,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 450 | $15,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 744 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 99 | $15,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 673 | $15,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 460 | $15,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 449 | $15,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 763 | $15,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,528 | $15,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,440 | $15,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,700 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 360 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 620 | $15,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,904 | $15,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 891 | $15,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 412 | $15,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 800 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 570 | $15,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 83,101 | $15,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 200 | $15,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 3,320 | $15,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 1,500 | $15,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,500 | $14,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,000 | $14,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 450 | $14,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 121 | $14,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 415 | $14,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 600 | $14,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,300 | $14,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 178 | $14,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 400 | $14,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,993 | $14,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 150 | $14,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 570 | $14,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,513 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 337 | $14,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 405 | $14,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 544 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 500 | $14,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,097 | $14,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 400 | $14,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $14,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 490 | $14,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,650 | $14,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,009 | $14,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,000 | $14,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 6,500 | $14,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 707 | $14,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 350 | $13,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 300 | $13,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 222 | $13,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 160 | $13,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 160 | $13,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,000 | $13,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 600 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 900 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 266 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 400 | $13,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 500 | $13,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 292 | $13,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 894 | $13,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 300 | $13,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,400 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 900 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 300 | $13,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 250 | $13,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,000 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 264 | $13,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 300 | $13,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,300 | $13,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 732 | $13,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 1,200 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 131 | $12,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 192 | $12,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 201 | $12,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,471 | $12,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,500 | $12,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 110 | $12,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,177 | $12,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 446 | $12,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 638 | $12,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 381 | $12,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 423 | $12,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 800 | $12,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 500 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 360 | $12,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 138 | $12,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 631 | $12,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 100 | $12,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 144 | $12,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 965 | $12,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 540 | $12,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,800 | $12,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,063 | $12,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,200 | $12,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 377 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 345 | $12,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 500 | $12,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 7,500 | $12,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $12,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,182 | $12,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 101 | $11,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 140 | $11,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 225 | $11,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 700 | $11,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 210 | $11,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 75 | $11,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100 | $11,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 150 | $11,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 500 | $11,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 256 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 95 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 266 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 440 | $11,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 500 | $11,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,577 | $11,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 300 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 252 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 727 | $11,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,600 | $11,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 1,500 | $11,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,790 | $11,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 837 | $11,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 903 | $11,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 712 | $11,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 920 | $11,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 307 | $11,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 2,200 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 200 | $11,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 100 | $11,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 200 | $11,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 287 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 200 | $11,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,333 | $11,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 100 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 570 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 965 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 325 | $11,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 1,000 | $11,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 450 | $11,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 763 | $11,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y817 | US500 ENH VOL | 300 | $11,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 135 | $10,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 293 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 155 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 113 | $10,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 300 | $10,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 500 | $10,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $10,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 768 | $10,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 632 | $10,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 600 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 206 | $10,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,350 | $10,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 106 | $10,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 450 | $10,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 93 | $10,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 200 | $10,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 900 | $10,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 100 | $10,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 120 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 150 | $10,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 100 | $10,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 500 | $10,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 300 | $10,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $10,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 10,000 | $10,000 | thousands by filing date | principal |
| Targa Resources Partners, LP | 87611X105 | LTD | 200 | $10,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 525 | $10,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 470 | $10,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 365 | $10,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 86 | $10,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,472 | $10,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 620 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 133 | $10,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 227 | $10,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 667 | $10,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 100 | $9,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 70 | $9,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 170 | $9,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 92 | $9,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 64 | $9,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 453 | $9,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 200 | $9,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 198 | $9,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 356 | $9,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $9,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 406 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 69 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 190 | $9,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 250 | $9,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 585 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 950 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $9,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 125 | $9,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 100 | $9,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 550 | $9,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 150 | $9,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $9,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 500 | $9,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 52 | $9,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 180 | $9,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 104 | $9,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 239 | $9,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 119 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 178 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 178 | $9,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 253 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $9,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 187 | $9,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 653 | $9,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 135 | $9,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 350 | $9,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 645 | $9,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 982 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 200 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 300 | $9,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 2,150 | $9,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 1,686 | $9,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 120 | $8,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 400 | $8,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 150 | $8,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 400 | $8,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 200 | $8,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $8,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 594 | $8,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 138 | $8,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 200 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 250 | $8,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 226 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 189 | $8,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 200 | $8,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $8,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 486 | $8,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 470 | $8,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 365 | $8,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 133 | $8,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 254 | $8,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 358 | $8,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 300 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 200 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 200 | $8,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 206 | $8,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 56 | $8,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,565 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 445 | $8,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 128 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 274 | $8,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,920 | $8,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 150 | $8,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 758 | $8,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 50 | $8,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 160 | $8,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 120 | $8,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 200 | $8,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 400 | $8,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 160 | $8,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 417 | $8,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 375 | $8,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 150 | $8,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 600 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 200 | $8,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 666 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 8,000 | $8,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 100 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 697 | $8,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,100 | $8,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 400 | $8,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 250 | $8,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 60 | $7,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 75 | $7,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 770 | $7,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,544 | $7,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 350 | $7,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 110 | $7,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80 | $7,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 260 | $7,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 500 | $7,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 206 | $7,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 250 | $7,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 128 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 81 | $7,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 87 | $7,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 265 | $7,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 207 | $7,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 76 | $7,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 126 | $7,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 513 | $7,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 342 | $7,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $7,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 45 | $7,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 100 | $7,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 485 | $7,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,000 | $7,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 180 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 600 | $7,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 164 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 175 | $7,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,140 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 191 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 290 | $7,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 800 | $7,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 86 | $7,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 200 | $7,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 60 | $7,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 150 | $7,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 121 | $7,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 200 | $7,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 450 | $7,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 400 | $7,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 1,730 | $7,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 100 | $7,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 250 | $7,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 4,500 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 275 | $7,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 13,000 | $7,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,000 | $7,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 100 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 250 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 100 | $7,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 61 | $6,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 150 | $6,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 235 | $6,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 68 | $6,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 300 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $6,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 226 | $6,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 200 | $6,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 106 | $6,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 120 | $6,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 66 | $6,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 100 | $6,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 109 | $6,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 45 | $6,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 129 | $6,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $6,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 90 | $6,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 100 | $6,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 250 | $6,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 300 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 77 | $6,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 265 | $6,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 200 | $6,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 400 | $6,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $6,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 655 | $6,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,000 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 200 | $6,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 782 | $6,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 10,000 | $6,000 | thousands by filing date | principal |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 189 | $6,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 283 | $6,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 250 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,560 | $6,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 200 | $6,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,000 | $6,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 300 | $6,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 150 | $6,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 7,000 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 230 | $6,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 91 | $6,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 2,650 | $6,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 500 | $6,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,500 | $6,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 600 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 254 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 200 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 138 | $6,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y825 | US 500 INDEX ETF | 150 | $6,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 250 | $6,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,600 | $5,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 17 | $5,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 500 | $5,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 50 | $5,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 73 | $5,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 57 | $5,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 500 | $5,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 100 | $5,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 132 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 503 | $5,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 200 | $5,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 180 | $5,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 217 | $5,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 100 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $5,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 64 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 190 | $5,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 340 | $5,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 25 | $5,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 760 | $5,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 500 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 109 | $5,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 535 | $5,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 80 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 500 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 600 | $5,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 73 | $5,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 100 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000080 | this filing | 2015-02-10 | acceptance time not in the bulk data set |