13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-10, with 1,970 holding rows worth $300,956,000.
- Accession
- 0001420506-15-000080
- Filer
- CIK 1616654
- Filed
- 2015-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,970 entries on the cover page, a total value of $300,956,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $300,956,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,000 | $88,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 814 | $87,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 417 | $87,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,500 | $87,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 1,220 | $87,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 4,751 | $87,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 1,575 | $86,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,083 | $86,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,512 | $86,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 20,252 | $86,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 2,175 | $86,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 900 | $85,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 886 | $85,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 944 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 690 | $85,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 1,870 | $85,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,248 | $84,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 1,555 | $84,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 4,782 | $84,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 765 | $82,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,685 | $82,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,900 | $82,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,525 | $82,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 3,170 | $81,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 9,872 | $81,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,455 | $80,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,192 | $80,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,650 | $80,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 870 | $79,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 5,729 | $79,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,500 | $79,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,725 | $79,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 9,000 | $79,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,253 | $77,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,168 | $77,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 5,710 | $77,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 72,100 | $76,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 981 | $75,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 523 | $75,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 2,013 | $75,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 5,515 | $75,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 976 | $74,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,300 | $74,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,558 | $73,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 390 | $72,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 10,000 | $72,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 2,400 | $72,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,000 | $72,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 4,640 | $72,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 1,245 | $71,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 552 | $71,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,490 | $70,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,491 | $70,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,000 | $70,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 1,955 | $69,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 1,865 | $69,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,910 | $69,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 4,885 | $69,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,482 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 749 | $68,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 815 | $68,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,739 | $68,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 3,894 | $68,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 6,880 | $68,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 1,450 | $67,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,227 | $67,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 600 | $67,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 884 | $67,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 953 | $66,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 596 | $66,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,012 | $66,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,383 | $66,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 925 | $65,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 800 | $65,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 347 | $65,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 6,700 | $65,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 1,355 | $65,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 1,400 | $64,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,022 | $64,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,650 | $63,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 1,125 | $63,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,550 | $63,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 1,300 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 941 | $63,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 181 | $62,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 376 | $62,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 2,125 | $62,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 847 | $62,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 5,000 | $62,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 985 | $62,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,300 | $62,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,035 | $61,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 750 | $61,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 620 | $61,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,385 | $61,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 17,654 | $61,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 1,241 | $60,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,533 | $60,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,282 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1,752 | $60,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,430 | $60,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 4,561 | $60,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,400 | $60,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 7,550 | $60,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 651 | $60,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 520 | $60,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 1,671 | $60,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 850 | $59,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 1,453 | $59,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 700 | $59,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,234 | $58,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,250 | $58,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,218 | $58,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 500 | $58,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 5,000 | $57,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 1,300 | $57,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 5,538 | $57,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 7,000 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 614 | $56,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,482 | $56,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 3,444 | $55,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,115 | $55,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,272 | $55,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 1,000 | $55,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 1,385 | $54,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,769 | $54,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,001 | $53,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 590 | $53,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 500 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,050 | $53,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 775 | $53,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,950 | $53,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,302 | $53,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 575 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 1,245 | $53,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 808 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 1,450 | $53,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 540 | $52,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 734 | $52,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,500 | $52,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 3,707 | $52,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 1,375 | $52,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 380 | $52,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,368 | $52,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,072 | $52,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 1,400 | $52,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,075 | $51,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 1,150 | $51,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 733 | $50,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 365 | $50,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 411 | $50,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 935 | $50,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,326 | $50,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 1,110 | $50,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 275 | $50,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 1,875 | $50,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 790 | $49,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 684 | $49,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 3,979 | $49,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 469 | $48,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 647 | $48,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 650 | $48,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,550 | $48,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 642 | $48,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 476 | $48,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,687 | $48,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,334 | $48,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 1,000 | $48,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 2,000 | $48,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 900 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,465 | $48,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 387 | $47,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 5,800 | $47,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,258 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,900 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 614 | $47,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 786 | $47,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,600 | $47,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 600 | $46,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 600 | $46,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 800 | $46,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 895 | $46,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,000 | $46,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 700 | $46,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 312 | $46,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 905 | $46,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,295 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 1,814 | $46,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 28,500 | $46,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 1,151 | $46,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 520 | $45,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 313 | $45,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,600 | $45,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 990 | $45,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 960 | $45,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 545 | $45,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 355 | $45,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 4,900 | $45,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 2,350 | $45,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 1,000 | $45,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 507 | $44,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 845 | $44,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,900 | $44,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,700 | $44,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 3,476 | $44,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 742 | $44,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 13,563 | $44,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 930 | $44,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 825 | $44,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 416 | $43,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 1,000 | $43,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,057 | $43,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 9,000 | $43,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 6,330 | $43,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,736 | $43,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 685 | $43,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 715 | $42,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 694 | $42,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 117 | $42,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 6,200 | $42,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 4,900 | $42,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 611 | $41,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 860 | $41,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 616 | $41,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 800 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1,350 | $41,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 2,553 | $41,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,100 | $40,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 772 | $40,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,910 | $40,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 679 | $40,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 500 | $40,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,636 | $40,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 1,671 | $40,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,500 | $40,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 450 | $39,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 400 | $39,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 400 | $39,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,225 | $39,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 641 | $39,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 600 | $39,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,550 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 2,581 | $39,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 2,967 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,624 | $39,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 363 | $38,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 511 | $38,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 256 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 780 | $38,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 295 | $38,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 575 | $38,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,356 | $38,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,683 | $38,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 500 | $38,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 431 | $37,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 1,075 | $37,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1,805 | $37,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 611 | $37,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,631 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 339 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 840 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 1,156 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 1,500 | $37,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 500 | $37,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,219 | $36,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,040 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 659 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 766 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 350 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 2,748 | $36,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 365 | $36,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 573 | $36,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 2,913 | $36,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 680 | $36,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 310 | $36,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 890 | $36,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 2,437 | $36,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 855 | $35,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 610 | $35,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 250 | $35,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 715 | $35,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 7,500 | $35,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,600 | $35,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 311 | $35,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 715 | $35,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 700 | $35,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,565 | $35,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 6,350 | $35,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 613 | $35,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 1,000 | $35,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 500 | $35,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 876 | $35,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 35,000 | $35,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,020 | $35,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 1,388 | $34,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 4,208 | $34,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,300 | $34,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,265 | $34,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 700 | $34,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,650 | $34,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,061 | $34,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 2,000 | $34,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 451 | $34,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 304 | $33,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 900 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 183 | $33,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,865 | $33,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 5,450 | $33,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,098 | $33,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,960 | $33,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 425 | $33,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,917 | $33,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 153 | $32,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,862 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 646 | $32,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 889 | $32,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 28 | $32,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 2,095 | $32,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 1,478 | $32,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 472 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 501 | $31,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,465 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 300 | $31,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 328 | $31,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 2,200 | $31,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 490 | $31,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 500 | $30,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 650 | $30,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 829 | $30,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 762 | $30,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 475 | $30,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 824 | $30,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 669 | $30,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 1,017 | $30,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,500 | $30,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 800 | $30,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,000 | $30,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 812 | $30,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 400 | $30,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 650 | $30,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 650 | $30,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 248 | $29,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 525 | $29,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,000 | $29,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,100 | $29,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 500 | $29,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,000 | $29,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 275 | $29,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,350 | $29,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 2,578 | $29,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,300 | $29,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,500 | $29,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 2,350 | $29,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 824 | $29,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,850 | $29,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 279 | $28,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,318 | $28,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 410 | $28,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 913 | $28,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 445 | $28,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,200 | $28,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,000 | $28,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,930 | $28,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 375 | $28,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 400 | $28,000 | thousands by filing date | |
| COMPASS EMP FDS TR | 20452Y783 | 100 ENH VOLA ETF | 750 | $28,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 245 | $27,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 250 | $27,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 526 | $27,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,927 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 351 | $27,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 882 | $27,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,500 | $27,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 500 | $27,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1,310 | $27,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,400 | $27,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 518 | $26,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 497 | $26,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 300 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 510 | $26,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 400 | $26,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 703 | $26,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 800 | $26,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 175 | $26,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 390 | $26,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,900 | $26,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,400 | $26,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 5,012 | $26,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 606 | $26,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 7,439 | $26,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,000 | $25,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 561 | $25,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 322 | $25,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 400 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 500 | $25,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 328 | $25,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 1,500 | $25,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 500 | $25,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 4,695 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 791 | $25,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 1,310 | $25,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 35 | $24,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 450 | $24,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 400 | $24,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 84 | $24,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,524 | $24,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 550 | $24,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,885 | $24,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 185 | $24,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,200 | $24,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,313 | $24,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,330 | $24,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 500 | $24,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,160 | $24,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 850 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 945 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 460 | $24,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 245 | $23,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 300 | $23,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,900 | $23,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 490 | $23,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 522 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 379 | $23,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 3,500 | $23,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 664 | $23,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 500 | $23,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 1,000 | $23,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 500 | $23,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 281 | $23,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,495 | $23,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 435 | $23,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 532 | $22,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 619 | $22,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 735 | $22,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 350 | $22,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,226 | $22,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 500 | $22,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 600 | $22,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,000 | $22,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 1,000 | $22,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 406 | $22,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 2,683 | $22,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,600 | $22,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,000 | $22,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 557 | $22,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 891 | $22,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 3,000 | $22,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,458 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 500 | $22,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,300 | $22,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 275 | $22,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 21,000 | $22,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 680 | $22,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 800 | $21,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 302 | $21,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 315 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 350 | $21,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 250 | $21,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,087 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,500 | $21,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 830 | $21,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 600 | $21,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 240 | $21,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 922 | $21,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,810 | $21,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,946 | $21,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 778 | $21,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 300 | $21,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 200 | $21,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 282 | $21,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 500 | $21,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 650 | $21,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 1,300 | $21,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,502 | $20,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 201 | $20,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 440 | $20,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,630 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 384 | $20,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 330 | $20,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,237 | $20,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 150 | $20,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 351 | $20,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 1,000 | $20,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 750 | $20,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 830 | $20,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 250 | $20,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 482 | $20,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 664 | $20,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 800 | $20,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 5,437 | $20,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 280 | $19,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 651 | $19,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 150 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 518 | $19,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,209 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,370 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 657 | $19,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 313 | $19,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,288 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000080 | this filing | 2015-02-10 | acceptance time not in the bulk data set |