13F-HR/A filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-02-05, with 2,386 holding rows worth $52,935,000.
- Accession
- 0001420506-15-000046
- Filer
- CIK 1534450
- Filed
- 2015-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 2,386 entries on the cover page, a total value of $52,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,935,000 with VALUE read as thousands by filing date, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RCS CAP CORP | 74937W102 | COM CL A | 100 | $2,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 199 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 74 | $2,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 173 | $2,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 700 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 122 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 69 | $2,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 142 | $2,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 400 | $2,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 742 | $2,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 322 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $2,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 923 | $2,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 95 | $2,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 200 | $2,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 90 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X883 | GLB RL RETURN | 33 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 48 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 28 | $2,000 | thousands by filing date | |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 292 | $2,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 100 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154P170 | INV JAP GOV BD | 122 | $2,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 200 | $2,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 200 | $2,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 200 | $2,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 122 | $2,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 400 | $2,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 41 | $2,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 600 | $2,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 600 | $2,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 160 | $2,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 200 | $2,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 300 | $2,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $2,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 132 | $2,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 208 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 95 | $2,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 517 | $2,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 98 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K833 | MTL SHRT ETN38 | 81 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 55 | $2,000 | thousands by filing date | |
| CMS BANCORP INC | 12600U102 | COM | 123 | $2,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 1,231 | $2,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 510 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 59 | $2,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 428 | $2,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 188 | $2,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 136 | $2,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 400 | $2,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 136 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 150 | $2,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 200 | $2,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 480 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 43 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 300 | $2,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 600 | $2,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 226 | $2,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 64 | $2,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 105 | $2,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 90 | $2,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 960 | $2,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 500 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 300 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 300 | $2,000 | thousands by filing date | |
| CHINA ADVANCED CONSTR MATLS | 169365202 | COM NEW | 400 | $2,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150112 | *W EXP 12/05/201 | 300 | $2,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 139 | $2,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 526 | $2,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 123 | $2,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 100 | $2,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 200 | $2,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 1,402 | $2,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 100 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 12 | $1,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 7 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 31 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $1,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 33 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 97 | $1,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 49 | $1,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 15 | $1,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 25 | $1,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 32 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 117 | $1,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 81 | $1,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 48 | $1,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 7 | $1,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 54 | $1,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 155 | $1,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 83 | $1,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 24 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 5 | $1,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 41 | $1,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 48 | $1,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 56 | $1,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 72 | $1,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 100 | $1,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 200 | $1,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 60 | $1,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 39 | $1,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 100 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 20 | $1,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 100 | $1,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 36 | $1,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 42 | $1,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 60 | $1,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 100 | $1,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 44 | $1,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 200 | $1,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 48 | $1,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 291 | $1,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 100 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 60 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 76 | $1,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 100 | $1,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 53 | $1,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 200 | $1,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 29 | $1,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 95 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 38 | $1,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 99 | $1,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 67 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 100 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 64 | $1,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 39 | $1,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 72 | $1,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 85 | $1,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 210 | $1,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 47 | $1,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 26 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 61 | $1,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 49 | $1,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 30 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 86 | $1,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 55 | $1,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 59 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 350 | $1,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 388 | $1,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 68 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 99 | $1,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 88 | $1,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 44 | $1,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 153 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 200 | $1,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 63 | $1,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 84 | $1,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 43 | $1,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 118 | $1,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 56 | $1,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 101 | $1,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 40 | $1,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 49 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 300 | $1,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 652 | $1,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 200 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 145 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 200 | $1,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 88 | $1,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 200 | $1,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 99 | $1,000 | thousands by filing date | |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 300 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 28 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 33 | $1,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 369 | $1,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 200 | $1,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 68 | $1,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 55 | $1,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 196 | $1,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 100 | $1,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 50 | $1,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 260 | $1,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 99 | $1,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 134 | $1,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 57 | $1,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 185 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 50 | $1,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 98 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 100 | $1,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 64 | $1,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 34 | $1,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 69 | $1,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 140 | $1,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 111 | $1,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 51 | $1,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 125 | $1,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 196 | $1,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 260 | $1,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 166 | $1,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 364 | $1,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 28 | $1,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 240 | $1,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 28 | $1,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 100 | $1,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 103 | $1,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 196 | $1,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 61 | $1,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 79 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 120 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 150 | $1,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 95 | $1,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 167 | $1,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 200 | $1,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 171 | $1,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 500 | $1,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 100 | $1,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 300 | $1,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 160 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 159 | $1,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 140 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465201 | COM | 36 | $1,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 100 | $1,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 124 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 230 | $1,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 28 | $1,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 15 | $1,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 100 | $1,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 128 | $1,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 100 | $1,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 13 | $1,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 100 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 44 | $1,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 123 | $1,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 434 | $1,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 100 | $1,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 100 | $1,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 60 | $1,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 100 | $1,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 194 | $1,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 892 | $1,000 | thousands by filing date | |
| SMARTPROS LTD | 83171G103 | COM | 317 | $1,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 100 | $1,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 288 | $1,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 200 | $1,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 584 | $1,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 81 | $1,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 53 | $1,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 49 | $1,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 100 | $1,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 84 | $1,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 53 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 249 | $1,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 11 | $1,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 100 | $1,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 96 | $1,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 100 | $1,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 520 | $1,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 232 | $1,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 480 | $1,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 86 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 923 | $1,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 200 | $1,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 200 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 372 | $1,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 224 | $1,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 262 | $1,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 433 | $1,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 131 | $1,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 143 | $1,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 100 | $1,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 200 | $1,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 61 | $1,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 200 | $1,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 150 | $1,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 200 | $1,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 48 | $1,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 464 | $1,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 80 | $1,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 93 | $1,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 87 | $1,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 200 | $1,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 574 | $1,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 200 | $1,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 200 | $1,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 68 | $1,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 62 | $1,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 42 | $1,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 200 | $1,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 32 | $1,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 33 | $1,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 46 | $1,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 94 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 175 | $1,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 115 | $1,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 110 | $1,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 32 | $1,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 97 | $1,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 52 | $1,000 | thousands by filing date | |
| Leading Brands Inc. | 52170U207 | COM | 290 | $1,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 200 | $1,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 100 | $1,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 265 | $1,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 47 | $1,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 71 | $1,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 200 | $1,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 98 | $1,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 115 | $1,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 400 | $1,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 200 | $1,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 166 | $1,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 82 | $1,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 295 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 300 | $1,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 52 | $1,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 600 | $1,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 200 | $1,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 269 | $1,000 | thousands by filing date | |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 105 | $1,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 87 | $1,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 185 | $1,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 179 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 200 | $1,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 187 | $1,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 246 | $1,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 575 | $1,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 54 | $1,000 | thousands by filing date | |
| KINGTONE WIRELESSINFO SOL HL | 496880204 | SPONSORED ADR NE | 200 | $1,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 200 | $1,000 | thousands by filing date | |
| SUNTRUST BKS INC | 867914111 | *W EXP 11/14/201 | 300 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 100 | $1,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 300 | $1,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 12 | $1,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 200 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 29 | $1,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 26 | $1,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 300 | $1,000 | thousands by filing date | |
| WASHINGTON FED INC | 938824117 | *W EXP 11/14/201 | 100 | $1,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 465 | $1,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 360 | $1,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 400 | $1,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 100 | $1,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 100 | $1,000 | thousands by filing date | |
| ZOOM TECHNOLOGIES INC | 98976E400 | COMMON STOCK | 200 | $1,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 67 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 254 | $1,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 106 | $1,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 100 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 198 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 400 | $1,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 65 | $1,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 92 | $1,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 70 | $1,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 51 | $1,000 | thousands by filing date | |
| SUNSHINE BANCORP INC COM | 86777J108 | Stock | 43 | $1,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 200 | $1,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 152 | $1,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 81 | $1,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 402 | $1,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 100 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 200 | $1,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 100 | $1,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 700 | $1,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 100 | $1,000 | thousands by filing date | |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 234 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R361 | Cmn | 34 | $1,000 | thousands by filing date | |
| INTERCLOUD SYS INC | 458488111 | *W EXP 08/25/201 | 400 | $1,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 265 | $1,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 100 | $1,000 | thousands by filing date | |
| NV5 HLDGS INC | 62945V117 | *W EXP 03/27/201 | 300 | $1,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 264 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-14-000425 | superseded | 2014-11-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-15-000046 | this filing | 2015-02-05 | acceptance time not in the bulk data set |