13F-HR/A filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-02-05, with 2,386 holding rows worth $52,935,000.
- Accession
- 0001420506-15-000046
- Filer
- CIK 1534450
- Filed
- 2015-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 2,386 entries on the cover page, a total value of $52,935,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,935,000 with VALUE read as thousands by filing date, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEARTWARE INTL INC | 422368100 | COM | 58 | $5,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 574 | $5,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 200 | $5,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 38 | $5,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 200 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 161 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 218 | $5,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 200 | $5,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,620 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 140 | $5,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 200 | $5,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 500 | $5,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 256 | $5,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 237 | $5,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 200 | $5,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 300 | $5,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 500 | $5,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 600 | $5,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 656 | $5,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 705 | $5,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 200 | $5,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 300 | $5,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 300 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 191 | $5,000 | thousands by filing date | |
| MORGAN STANLEY | 617480280 | SHRT EUR ETN20 | 114 | $5,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 598 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 200 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 200 | $5,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 186 | $5,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 100 | $5,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 110 | $5,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 689 | $5,000 | thousands by filing date | |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 192 | $5,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 151 | $4,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 198 | $4,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 93 | $4,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 200 | $4,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 264 | $4,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 400 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 100 | $4,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 200 | $4,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 130 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 61 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 75 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 119 | $4,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 112 | $4,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $4,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 93 | $4,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 200 | $4,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 98 | $4,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 200 | $4,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 100 | $4,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 200 | $4,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 164 | $4,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 48 | $4,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 474 | $4,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 200 | $4,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 338 | $4,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 220 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 225 | $4,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 73 | $4,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 300 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 300 | $4,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 220 | $4,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 69 | $4,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 200 | $4,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 312 | $4,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 200 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 42 | $4,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 414 | $4,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 200 | $4,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 95 | $4,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 200 | $4,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 114 | $4,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 237 | $4,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 557 | $4,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 298 | $4,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 1,195 | $4,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 190 | $4,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 139 | $4,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 300 | $4,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 200 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 200 | $4,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 269 | $4,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 517 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 46 | $4,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 250 | $4,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 361 | $4,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 478 | $4,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 600 | $4,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 238 | $4,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 200 | $4,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,037 | $4,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 99 | $4,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 120 | $4,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 200 | $4,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 192 | $4,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 336 | $4,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 133 | $4,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 200 | $4,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 215 | $4,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 300 | $4,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 507 | $4,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 200 | $4,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 424 | $4,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 300 | $4,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 253 | $4,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 380 | $4,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 300 | $4,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 626 | $4,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 200 | $4,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 95 | $4,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 269 | $4,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 1,296 | $4,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 200 | $4,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 200 | $4,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 200 | $4,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 183 | $4,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 200 | $4,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 772 | $4,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 298 | $4,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 428 | $4,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 200 | $4,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 200 | $4,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 172 | $4,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 200 | $4,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 373 | $4,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 485 | $4,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 200 | $4,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 335 | $4,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 200 | $4,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 128 | $4,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 210 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 310 | $4,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 300 | $4,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 1,091 | $4,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 645 | $4,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 80 | $4,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 300 | $4,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 200 | $4,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 200 | $4,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 421 | $4,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 96 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 300 | $4,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 263 | $4,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 106 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 200 | $4,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 280 | $4,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 300 | $4,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 285 | $4,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 100 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 265 | $4,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 576 | $4,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 500 | $4,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 261 | $4,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 200 | $4,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 1,000 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225301 | UNIT 99/99/9999 | 300 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J216 | COM | 130 | $4,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 178 | $4,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 568 | $4,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 800 | $4,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 389 | $4,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 301 | $4,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 248 | $4,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 402 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 200 | $4,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 700 | $4,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 237 | $4,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 135 | $4,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 200 | $4,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 201 | $4,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 185 | $4,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 200 | $4,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 257 | $4,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 600 | $4,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 201 | $4,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 756 | $4,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 600 | $4,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 38 | $4,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 403 | $4,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 400 | $4,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 18 | $3,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 113 | $3,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 142 | $3,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 243 | $3,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 100 | $3,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 91 | $3,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 200 | $3,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 31 | $3,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 200 | $3,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 106 | $3,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 332 | $3,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 100 | $3,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 59 | $3,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 350 | $3,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 101 | $3,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 200 | $3,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 220 | $3,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 57 | $3,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 200 | $3,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 100 | $3,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 276 | $3,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 200 | $3,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 305 | $3,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 81 | $3,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 49 | $3,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 94 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 254 | $3,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 200 | $3,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 118 | $3,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 156 | $3,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 200 | $3,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 96 | $3,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 136 | $3,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 200 | $3,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 627 | $3,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 200 | $3,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 200 | $3,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 200 | $3,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 48 | $3,000 | thousands by filing date | |
| TAT TECHNOLOGIES LTD | M8740S227 | ORD NEW | 400 | $3,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 200 | $3,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 200 | $3,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 200 | $3,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 200 | $3,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 30 | $3,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 200 | $3,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 310 | $3,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 60 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 100 | $3,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 200 | $3,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 123 | $3,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 200 | $3,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 244 | $3,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 140 | $3,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 63 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 255 | $3,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 244 | $3,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 325 | $3,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 74 | $3,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 93 | $3,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 551 | $3,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 60 | $3,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 220 | $3,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 93 | $3,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 500 | $3,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 858 | $3,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 311 | $3,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 74 | $3,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 200 | $3,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 693 | $3,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 130 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 100 | $3,000 | thousands by filing date | |
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| OWENS RLTY MTG INC | 690828108 | COM | 178 | $3,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 200 | $3,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 305 | $3,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
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| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 186 | $3,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
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| GROUPON INC | 399473107 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
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| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 67 | $3,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 200 | $3,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 300 | $3,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 90 | $3,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 139 | $3,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 278 | $3,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 211 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 200 | $3,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 380 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 171 | $3,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 200 | $3,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 291 | $3,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 200 | $3,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 416 | $3,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 300 | $3,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 290 | $3,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 200 | $3,000 | thousands by filing date | |
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| BURGER KING WORLDWIDE INC | 121220107 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 200 | $3,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 748 | $3,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 1,343 | $3,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 200 | $3,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 200 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 334 | $3,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 200 | $3,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 200 | $3,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 2,264 | $3,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 281 | $3,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 200 | $3,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 117 | $3,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 418 | $3,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 25 | $3,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 300 | $3,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 200 | $3,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 45 | $3,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 166 | $3,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 142 | $3,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 200 | $3,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 194 | $3,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 114 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y645 | DLY RUSSIA BUL | 300 | $3,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 196 | $3,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 200 | $3,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 170 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 200 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 63 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 100 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H533 | PS AGRI LG ETN | 264 | $3,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 300 | $3,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 259 | $3,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 240 | $3,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 134 | $3,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 200 | $3,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 334 | $3,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 200 | $3,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 207 | $3,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 327 | $3,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 670 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 100 | $3,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 561 | $3,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 123 | $3,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 600 | $3,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 184 | $3,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 200 | $3,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 500 | $3,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 220 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 200 | $3,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 155 | $3,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 200 | $3,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 486 | $3,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 288 | $3,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 310 | $3,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 55 | $2,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 200 | $2,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 25 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 398 | $2,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 128 | $2,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 79 | $2,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 83 | $2,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 200 | $2,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 45 | $2,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 28 | $2,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 231 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 200 | $2,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 29 | $2,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 200 | $2,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 66 | $2,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 200 | $2,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 500 | $2,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 133 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 90 | $2,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 200 | $2,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 100 | $2,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 150 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 200 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 300 | $2,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 200 | $2,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 54 | $2,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 55 | $2,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 162 | $2,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 117 | $2,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 40 | $2,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 200 | $2,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 106 | $2,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 327 | $2,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 200 | $2,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 110 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 267 | $2,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 100 | $2,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 99 | $2,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 113 | $2,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 63 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 61 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 65 | $2,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 100 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 200 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 52 | $2,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 100 | $2,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 27 | $2,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 100 | $2,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 43 | $2,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 28 | $2,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 320 | $2,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 302 | $2,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 39 | $2,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 148 | $2,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 75 | $2,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 356 | $2,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 361 | $2,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 24 | $2,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 186 | $2,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 333 | $2,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 64 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 154 | $2,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 52 | $2,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 395 | $2,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 203 | $2,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 277 | $2,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 104 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 245 | $2,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 96 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 50 | $2,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 640 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 17 | $2,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 406 | $2,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 600 | $2,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 150 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 95 | $2,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 64 | $2,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 413 | $2,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 366 | $2,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 135 | $2,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 100 | $2,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 192 | $2,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 66 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 161 | $2,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 306 | $2,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 215 | $2,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 55 | $2,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 63 | $2,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 174 | $2,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 150 | $2,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 290 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 75 | $2,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 100 | $2,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 222 | $2,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 101 | $2,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 68 | $2,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 200 | $2,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 56 | $2,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 233 | $2,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 92 | $2,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 50 | $2,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 600 | $2,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 238 | $2,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 52 | $2,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 110 | $2,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 100 | $2,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 239 | $2,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 40 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 400 | $2,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 216 | $2,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 100 | $2,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 154 | $2,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 100 | $2,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 320 | $2,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 474 | $2,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 400 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 44 | $2,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 200 | $2,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 200 | $2,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 100 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 1,162 | $2,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 292 | $2,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 98 | $2,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 96 | $2,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 99 | $2,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 116 | $2,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 989 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 69 | $2,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 379 | $2,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 200 | $2,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 334 | $2,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 206 | $2,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 200 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 94 | $2,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 815 | $2,000 | thousands by filing date | |
| KONAMI CORP-ADR | 50046R101 | SPON | 84 | $2,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 139 | $2,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 1,048 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-14-000425 | superseded | 2014-11-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-15-000046 | this filing | 2015-02-05 | acceptance time not in the bulk data set |