Skip to content

13F-HR filed by Ground Swell Capital, LLC

Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 1,939 holding rows worth $49,217,545.

Accession
0001420506-14-000311
Filed
2014-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2014

A holdings report, 1,939 entries on the cover page, a total value of $49,217,545 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,217,545 with VALUE read as dollars, detected, 13F file number 028-16253. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
DAXOR CORP239467103COM193$1,349dollars, detected
GAZIT GLOBE LTDM4793C102SHS100$1,328dollars, detected
WESTERN ASSET MUN PARTNERS F95766P108COM90$1,326dollars, detected
EATON VANCE NY MUNI II27828T109CMN108$1,311dollars, detected
WIX COM LTD SHSM98068105Stock66$1,309dollars, detected
SYSTEMAX INC871851101COM91$1,308dollars, detected
SKILLED HEALTHCARE GROU-CL A83066R107CL A208$1,308dollars, detected
WESTERN REFNG LOGISTICS LP95931Q205COM UNIT REP LTP40$1,308dollars, detected
WESTERN ASSET EMRG MKT INCM95766E103COM100$1,293dollars, detected
TELENAV INC879455103COMMON STOCK226$1,286dollars, detected
SOLAZYME INC83415T101COM109$1,284dollars, detected
MWI VETERINARY SUPPLY INC55402X105COM9$1,278dollars, detected
EATON VANCE TAX-MANAGED GLOB27829c105COM100$1,276dollars, detected
LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR53225G102COM200$1,272dollars, detected
EASTERN CO276317104COM81$1,251dollars, detected
ALDEYRA THERAPEUTICS INC01438T106COM188$1,245dollars, detected
ROCKET FUEL INC773111109COMMON STOCK40$1,244dollars, detected
KEYW HLDG CORP493723100COM99$1,244dollars, detected
BOSTON PRIVATE FINL HLDGS IN101119113WARRANT200$1,240dollars, detected
IF BANCORP INC44951J105COM75$1,239dollars, detected
SHILOH INDUSTRIES INC824543102COM67$1,237dollars, detected
TSR INC872885207COM415$1,237dollars, detected
BLUEBIRD BIO INC09609G100COM32$1,234dollars, detected
CSP INC126389105CMN178$1,232dollars, detected
FREQUENCY ELECTRONICS INC358010106COMMON STOCK100$1,231dollars, detected
BLACKROCK CORPORATE HIGH YIELD09255P107COM100$1,229dollars, detected
ZHAOPIN LTD-SPONSORED ADR98954L103ADR80$1,228dollars, detected
UFP TECHNOLOGIES INC902673102COM50$1,205dollars, detected
FIRST BANK HAMILTON NJ31931U102COMMON STOCK200$1,200dollars, detected
RAND LOGISTICS INC752182105COM200$1,200dollars, detected
CHASE CORP16150R104COM35$1,195dollars, detected
LUXFER HLDGS PLC550678106SPONSORED ADR63$1,194dollars, detected
INGLES MKTS INC CL A457030104Stock45$1,186dollars, detected
COMPANIA DE MINAS BUENAVENTU204448104SPONSORED ADR100$1,181dollars, detected
GERDAU SA SPON ADR REP PFD373737105ADR200$1,178dollars, detected
United Community Bancorp90984R101Common Stock100$1,177dollars, detected
ALPHA & OMEGA SEMICONDUCTORG6331P104SHS126$1,168dollars, detected
RLJ ENTMT INC74965F104COM302$1,154dollars, detected
AMERICAN RAILCAR INDUSTRIES02916P103COMMON STOCK17$1,152dollars, detected
NORDIC AMERN OFFSHORE LTDY6366T112SHS60$1,148dollars, detected
MEI PHARMA INC55279B202COM NEW179$1,135dollars, detected
SPARK NETWORKS INC84651P100COM200$1,134dollars, detected
MEDIA GENERAL INC584404107COMMON STOCK55$1,129dollars, detected
DYNEGY INC WARRANT26817R116WARRANT248$1,126dollars, detected
AMERICAN EAGLE OUTFITTERS INC COM02553E106Stock100$1,122dollars, detected
VERSAR INC925297103COM344$1,118dollars, detected
REEDS INC COM758338107Stock212$1,109dollars, detected
TECHNICAL COMMUNICATIONS878409101COM240$1,106dollars, detected
FIRST TR EXCHANGE TRADED FD33738R407NASDAQ BUYWRITE54$1,105dollars, detected
SUPREME INDS INC-CLASS A868607102CL A170$1,105dollars, detected
GENCOR INDUSTRIES INC368678108COMMON STOCK100$1,101dollars, detected
REGIONAL MANAGEMENT CORP75902K106COMMON STOCK71$1,098dollars, detected
DEUTSCHE BK AG LONDON25153Q658ETN DJ HY 202273$1,088dollars, detected
GLADSTONE CAPITAL CORPORATION376535100COM108$1,086dollars, detected
MAM SOFTWARE GROUP INC55277Q201CMN200$1,076dollars, detected
CENVEO INC15670S105COM285$1,057dollars, detected
TROVAGENE INC897238119W EXP 99/99/999390$1,057dollars, detected
GENIE ENERGY LTD372284208CL B134$1,055dollars, detected
LEJU HLDGS LTD50187J108SPONSORED ADS100$1,046dollars, detected
WISDOMTREE U S VALUE ETF97717W547COM17$1,044dollars, detected
CELGENE CORP151020112RIGHT 12/31/2030400$1,044dollars, detected
Polonia Bancorp, Inc.73158Q109Common Stock104$1,042dollars, detected
EURO TECH HOLDINGS CO LTDG32030127SHS NEW250$1,038dollars, detected
AGILE THERAPEUTICS INC00847L100COM119$1,038dollars, detected
WISDOMTREE TR97717W521JAPAN OPPOR FD34$1,033dollars, detected
GABELLI HEALTHCARE & WELLNES36246K103SHS100$1,032dollars, detected
MAUI LAND PINEAPPLE CO577345101COMMON STOCK150$1,029dollars, detected
GLOBAL DEFENSE & NATL SEC SY37953N108COM100$1,023dollars, detected
SPEEDWAY MOTORSPORTS INC847788106COM56$1,022dollars, detected
AMBIT BIOSCIENCES CORP02318X100COM147$1,016dollars, detected
Zagg, Inc.98884U108COM185$1,005dollars, detected
Call - ZION $36.27 Exp 11/14/2018989701131Warrants300$1,005dollars, detected
ENDOLOGIX INC29266S106COM66$1,004dollars, detected
NYMOX PHARMACEUTICAL CORP67076P102CMN202$1,000dollars, detected
VANDA PHARMACEUTICALS INC921659108COM61$987dollars, detected
XRS CORP983845108COM382$982dollars, detected
NCI INC-CLASS A62886K104COMMON STOCK110$977dollars, detected
PENN WEST PETE LTD NEW707887105COM100$976dollars, detected
BLUEROCK RESIDENTIAL GWT REI09627J102COM CL A74$975dollars, detected
CALAMOS STRATEGIC TOTAL RETU128125101COM SH BEN INT81$973dollars, detected
MGC DIAGNOSTICS CORP552768103COM116$972dollars, detected
WISDOMTREE TR97717X305MID EAST DIVD46$968dollars, detected
RADIO ONE INC75040P108CL A200$968dollars, detected
STREAMLINE HEALTH SOLUTIONS86323X106COM200$960dollars, detected
SINO GLOBAL SHIPPING AMER LT82935V109COM477$959dollars, detected
IMAGE SENSING SYS INC45244C104COM285$941dollars, detected
AMYRIS INC03236M101COM251$936dollars, detected
EW SCRIPPS CO THE A811054402COMMON STOCK44$931dollars, detected
GYRODYNE CO AMER INC403820103COM181$929dollars, detected
ORBOTECH LTDM75253100ORD61$926dollars, detected
iShares Emerging Markets Dividend ETF464286319SHS19$925dollars, detected
BROOKFIELD HIGH INCOME FD INC COM11272P102CEF87$917dollars, detected
FORBES ENERGY SVCS LTD345143101COM200$914dollars, detected
RXI PHARMACEUTICALS CORP NEW74979C303COM NEW302$912dollars, detected
PROSHARES TR74347R487PSHS ULT 2000 GR9$911dollars, detected
RMG Networks Hldgs74966K102COM400$896dollars, detected
PACHOLDER HIGH YIELD FD INC693742108COM100$895dollars, detected
iShares S&P Global Clean Energy Index Fund464288224COM75$893dollars, detected
TEARLAB CORP878193101COM180$877dollars, detected
CERULEAN PHARMA INC15708Q105COM151$876dollars, detected
FIRST CITIZENS BANC CORP319459202COM97$874dollars, detected
DELAWARE INVESTMENTS246101109EXCHANGE TRADED64$868dollars, detected
VIGGLE INC92672V204COM NEW200$866dollars, detected
NEW SOURCE ENERGY PARTNERS L64881E109CMN36$861dollars, detected
VIASYSTEMS GROUP INC92553H803COM PAR$.0179$860dollars, detected
INNSUITES HOSPITALITY TR457919108SH BEN INT377$852dollars, detected
EXA CORP300614500COM75$845dollars, detected
IAMGOLD CORP COM450913108Stock200$824dollars, detected
TRISTATE CAP HLDGS INC COM89678F100COM58$820dollars, detected
NUMEREX CORP -CL A67053A102CL A71$816dollars, detected
SEMLER SCIENTIFIC INC81684M104COM197$814dollars, detected
CZR127686103Stock45$814dollars, detected
ORION ENERGY SYSTEMS INC686275108COM200$814dollars, detected
THT HEAT TRANSFER TECHNOLOGY886031103COM685$808dollars, detected
STANLEY FURNITURE CO INC854305208COM NEW300$804dollars, detected
KEY TECHNOLOGY INC493143101COM65$801dollars, detected
FARMER BROS CO307675108COM37$800dollars, detected
CAREER EDUCATION CORP141665109COM171$800dollars, detected
TOWER SEMICONDUCTOR LTD SHS NEWM87915274Stock87$790dollars, detected
AMERICAN RESIDENTIAL PROPERTIES INC02927E303COM42$788dollars, detected
TRIO TECH INTL896712205COM NEW237$787dollars, detected
BOS BETTER ONLINE SOLUTIONSM20115180SHS NEW NIS 80200$786dollars, detected
DELAWARE INVTS DIV & INCOME245915103COM75$783dollars, detected
CORDIA BANCORP INC218513109COM185$783dollars, detected
NOAH HLDGS LTD65487X102SPON ADS CL A55$778dollars, detected
HELIOS & MATHESON ANALYTICS42327L200COM NEW200$772dollars, detected
ULTRALIFE CORP903899102COM200$768dollars, detected
CAMAC ENERGY INC131745101COM1,095$767dollars, detected
CHAMPION HOMES INC830830105COM185$760dollars, detected
ATLAS FINANCIAL HOLDINGS INCG06207115SHS NEW50$758dollars, detected
NORTHWEST BIOTHERAPEUTICS IN66737P113*W EXP 99/99/999199$756dollars, detected
SMARTPROS LTD83171G103COM334$755dollars, detected
GUGGENHEIM TAXABLE MUNICP BO401664107COM34$749dollars, detected
LAZARD WORLD DIVID & INCOME521076109COM49$744dollars, detected
FIRST W VA BANCORP INC337493100COM38$741dollars, detected
CORIUM INTL INC21887L107COM95$738dollars, detected
CULP INC230215105CMN42$731dollars, detected
LUMENIS LTDM6778Q121SHS CL B75$731dollars, detected
ESSEX RENT CORP COM297187106Common300$729dollars, detected
POTBELLY CORP73754Y100COM45$718dollars, detected
P & F INDS INC692830508CL A NEW91$713dollars, detected
DIGIRAD CORP253827109COM200$712dollars, detected
LAKES GAMING INC COM51206P109COM150$707dollars, detected
LHC GROUP50187A107COM33$705dollars, detected
SIEBERT FINL CORP826176109COM258$702dollars, detected
GLOBUS MARITIME LIMITEDY27265209CMN200$698dollars, detected
CHINA COML CR INC16891K103COM190$697dollars, detected
ALASKA COMMUNICATIONS SYS GR01167P101COM386$695dollars, detected
HACKETT GROUP INC404609109COM115$687dollars, detected
CHEMBIO DIAGNOSTICS163572209COM200$686dollars, detected
BIOLIFE SOLUTIONS INC COM NEW09062W204Stock300$684dollars, detected
Impac Mortgage Holdings Inc45254P508COM NEW142$682dollars, detected
VAALCO ENERGY INC91851C201COMMON STOCK94$680dollars, detected
MOCON INC607494101COM43$680dollars, detected
TRANS WORLD ENTERTAINMENT CP89336Q100COM179$680dollars, detected
PENN VIRGINIA CORP707882106COMMON STOCK40$678dollars, detected
NEW GERMANY FD INC644465106COM36$671dollars, detected
NEUBERGER BERMAN NY INT MUN64124K102COM48$663dollars, detected
BROADWAY FINL CORP DEL111444105COM469$657dollars, detected
CORMEDIX INC21900C100COM360$652dollars, detected
CONSOLIDATED TOMOKA LAND CO210226106COMMON STOCK14$643dollars, detected
BSQUARE CORP11776U300COM201$643dollars, detected
WEST BANCORPORATION95123P106COMMON STOCK42$640dollars, detected
SYNTHETIC BIOLOGICS INC87164U102COM370$636dollars, detected
FIRST CAPITAL BANCORP VA319438107COM141$635dollars, detected
BANK OF COMMERCE HOLDINGS06424J103COMMON STOCK NPV100$633dollars, detected
RAND CAP CORP752185108COM200$622dollars, detected
KOREA EQUITY FUND50063B104MUTUAL FUNDS EQ70$619dollars, detected
CYREN LTDM26895108SHS215$619dollars, detected
COAST DISTR SYS190345108COM200$616dollars, detected
FONAR CORP344437405COM NEW50$610dollars, detected
DATA I O CORP237690102COM200$602dollars, detected
ABERDEEN LATIN AMER EQTY FD00306K106COM20$597dollars, detected
CEVA INC157210105COMMON STOCK40$591dollars, detected
ERBA DIAGNOSTICS29490B101COM300$591dollars, detected
HASTINGS ENTERTAINMENT INC418365102COM200$590dollars, detected
THE9 LTD88337K104ADR251$590dollars, detected
UNICO AMERN CORP904607108COM47$588dollars, detected
US ECOLOGY INC COM91732J102COM12$587dollars, detected
NOVATEL WIRELESS INC66987M604COM NEW306$584dollars, detected
VOYA PRIME RATE TRUST92913A100SH BEN INT100$579dollars, detected
DOVER MOTORSPORTS INC260174107COM200$578dollars, detected
First Financial Bancorp Warrants320209117Warrant100$575dollars, detected
DORAL FINL CORP COM25811P852COM132$570dollars, detected
PATRIOT NATL BANCORP INC70336F104COM400$568dollars, detected
PMFG INC69345P103COM107$564dollars, detected
CHEMICAL FINANCIAL CORP163731102COM20$562dollars, detected
G WILLI FOOD INTL LTDM52523103ORD75$557dollars, detected
GLOBAL X FDS37950E655ANDEAN 40 ETF48$557dollars, detected
HEAT BIOLOGICS INC42237K102COM100$555dollars, detected
ADCARE HEALTH SYSTEMS INC00650W300COM NEW128$548dollars, detected
MARRONE BIO INNOVATIONS INC57165B106COM47$546dollars, detected
KCAP FINANCIAL INC48668E101COM64$543dollars, detected
CYTORI THERAPEUTICS INC23283K105COM223$533dollars, detected
MFS INTERMEDIATE INCOME TRUST55273C107SH BEN INT100$528dollars, detected
CHINA AUTO LOGISTICS INC16936J202COM NEW250$520dollars, detected
BAY BANCORP INC07203T106COM100$518dollars, detected
ENSERVCO CORP COM NEW29358Y102Stock200$516dollars, detected
MARKET VECTORS ETF TR57060U282RENMINBI BOND20$514dollars, detected
AUTOBYTEL INC05275N205COM39$511dollars, detected
INTELSAT S AL5140P119MAN CONV JR PFD10$509dollars, detected
GOLD RESOURCE CORP38068T105COMMON STOCK100$506dollars, detected
PULSE ELECTRONICS CORP74586W205COM200$500dollars, detected
BIOCEPT INC09072V105COM82$494dollars, detected
JOHNSON OUTDOORS INC A479167108COMMON STOCK19$490dollars, detected
FIRST ACCEP CORP318457108COMMON STOCK200$490dollars, detected
GLOBALSCAPE INC37940G109COM200$490dollars, detected
CROSS CTRY HEALTHCARE INC227483104COM75$489dollars, detected
SANCHEZ ENERGY CORP79970Y105COMMON STOCK13$489dollars, detected
RF INDUSTRIES LTD749552105COMMON STOCK81$485dollars, detected
National Amern Univ Hldgs Inc63245q105COM156$480dollars, detected
BIO GREEN MED SOL 6pcnt PFDCONV23254L207COMMON STOCK59$477dollars, detected
SYNERGY PHARMACEUTICALS DEL871639209UNIT 12/06/2016650$475dollars, detected
NEWTEK BUSINESS SERVICES INC652526104COMMON STOCK171$469dollars, detected
CHINA NEW BORUN CORP16890T105ADR170$468dollars, detected
KONA GRILL INC50047H201COM24$466dollars, detected
ATA CREATIVITY GLOBAL00211V106SPONSORED ADS100$465dollars, detected
CENTRAL GARDEN PET CO153527106COMMON STOCK51$464dollars, detected
PYRAMID OIL CO747215101COM80$464dollars, detected
CYANOTECH CORP232437301COM PAR $0.02100$462dollars, detected
GEOPARK LTD USD SHSG38327105Stock50$458dollars, detected
SPORT CHALET INC849163209CL A544$457dollars, detected
POSTROCK ENERGY CORP737525105COM300$450dollars, detected
MEDALLION FINANCIAL CORP583928106COMMON STOCK36$449dollars, detected
CHINA DIGITAL TV HLDG CO LTD16938G107SPONSORED ADR100$447dollars, detected
PRINCIPAL REAL ESTATE INCOME74255X104SHS BEN INT23$439dollars, detected
CODEXIS INC192005106COM300$438dollars, detected
ELECTRO-SENSORS INC285233102COM102$434dollars, detected
HIGHPOWER INTL INC43113X101COM90$430dollars, detected
AURICO GOLD INC05155C105COMMON STOCK-FO100$426dollars, detected
BIOANALYTICAL SYS INC09058M103COM168$425dollars, detected
UTSTARCOM HOLDINGS CORPG9310A114SHS NEW142$416dollars, detected
RECON TECHNOLOGY LTDG7415M108SHS100$414dollars, detected
TORCHLIGHT ENERGY RES INC89102U103COM100$412dollars, detected
SIGA TECHNOLOGIES INC COM826917106Stock145$409dollars, detected
CAS MED SYS INC124769209COM200$402dollars, detected
INSTITUTIONAL FINL MKTS INC45779L107COM200$402dollars, detected
CAL DIVE INTL INC DEL12802T101COM303$400dollars, detected
SYNERGY PHARMACEUTICALS DEL871639118*W EXP 12/06/201300$396dollars, detected
FORCEFIELD ENERGY34520U103COM74$393dollars, detected
EASTMAN KODAK CO277461406COM NEW16$392dollars, detected
GLOBAL X FDS37950E549GLB X SUPERDIV15$391dollars, detected
SYNERGETICS USA INC87160G107COM126$391dollars, detected
ZWEIG FUND INC.989834205COM25$391dollars, detected
NII HOLDINGS INC62913F201COMMON STOCK702$386dollars, detected
DENDREON CORP24823Q107COM166$382dollars, detected
NANOSPHERE INC63009F105COM239$378dollars, detected
BLACKROCK MUNI N Y INTER DUR09255F109COM27$378dollars, detected
PROMOTORA DE INFORMACIONES-A74343G204CMN200$376dollars, detected
CHINA ADVANCED CONSTR MATLS169365202COM NEW100$370dollars, detected
Meru Networks, Inc.59047Q103COM100$368dollars, detected
COLLABRX INC19422J108COM197$368dollars, detected
RELM WIRELESS CORP759525108COM95$367dollars, detected
SGOCO GROUP LTDG80751103SHS180$367dollars, detected
BANK OF THE JAMES FINL GP IN470299108COM40$362dollars, detected
CHINA HOUSING & LAND DEV INC16939V103COM200$362dollars, detected
ROI ACQUISITION CORP II74966G200COM35$358dollars, detected
MEDICINOVA INC58468P206COM NEW175$355dollars, detected
KVH INDS INC482738101COM27$352dollars, detected
VESTIN RLTY MTG II INC92549X300COM PAR83$349dollars, detected
WISDOMTREE TR97717W323CMN13$344dollars, detected
DEUTSCHE BK AG LONDON BRH25154K858PS MTL DDL ETN24$344dollars, detected
HIMAX TECHNOLOGIES INC SPONSORED ADR43289P106ADR50$343dollars, detected
COLUMBIA LABS INC197779200COM NEW50$343dollars, detected
AVG TECHNOLOGIESN07831105SHS17$342dollars, detected
ANDATEE CHINA MARINE FUEL SV67086W105COM200$326dollars, detected
LDR HLDG CORP50185U105COM13$325dollars, detected
BOWL AMER INC BWL102565108COMMON22$324dollars, detected
LEHIGH GAS PARTNERS LP524814100UT LTD PTN INT12$322dollars, detected
RELIV INTERNATIONAL INC75952R100COM200$320dollars, detected
AMERICA FIRST MULTIFAMILY IN02364V107BEN UNIT CTF53$319dollars, detected
AOXING PHARMACEUTICAL CO INC03740A106COM997$319dollars, detected
RETROPHIN INC761299106COM27$317dollars, detected
WI-LAN INC928972108COM100$317dollars, detected
PERSPECTIVE THERAPEUTICS INC46489V104COM100$312dollars, detected
MER TELEMANAGEMENT SOLUTIONSM69676126SHS200$312dollars, detected
EATON VANCE NJ MUNI INCOME T27826V106SH BEN INT24$304dollars, detected
RED LION HOTELS CORP756764106COM55$301dollars, detected
GLOWPOINT INC379887201CMN200$300dollars, detected
CURRENCYSHARES SWEDISH KRONA23129R108SWEDISH KRONA2$297dollars, detected
CREXENDO INC226552107COMMON STOCK92$294dollars, detected
VESTIN REALTY MORTGAGE I INC925490104COM200$292dollars, detected
LENTUO INTL INC526353107SPONSORED ADS100$291dollars, detected
DGSE COMPANIES INC23323G106COM200$290dollars, detected
UNITED STATES ANTIMONY CORP911549103COM200$284dollars, detected
LUBYS CAFETERIAS INC COM549282101COM48$282dollars, detected
SPDR INDEX SHS FDS78463X749ST DOW GLOBA ETF6$280dollars, detected
TRANSPORTADORA DE GAS SUR893870204SPONSORED ADS B100$276dollars, detected
SKYPEOPLE FRUIT JUICE INC83086T208COM NEW200$276dollars, detected
SEQUANS COMMUNICATIONS SA817323108COM160$275dollars, detected
AMBIENT CORP02318N201COM300$273dollars, detected
LIGHTPATH TECHNOLOGIES INC532257805COM CL A200$272dollars, detected
NV5 HLDGS INC62945V117*W EXP 03/27/201100$270dollars, detected
iShares Morningstar Small-Cap Growth ETF464288604SHS2$268dollars, detected
TIGERLOGIC CORPORATION8867EQ101COM200$268dollars, detected
POKERTEK INC730864204COM200$264dollars, detected
INTERNET PATENTS CORP46063G101COM84$260dollars, detected
ENZON PHARMACEUTICALS INC293904108COM248$258dollars, detected
KINGSWAY CORP496904202COMMON STOCK41$257dollars, detected
GENVEC INC NEW37246C307cs100$257dollars, detected
AGENUS INC00847G705COM NEW79$254dollars, detected
OPTIMUMBANK HOLDINGS INC68401P304COM PAR $0.01200$252dollars, detected
IKONICS CORP45172K102COM10$252dollars, detected
ETFS WHITE METALS BASKET TR26923B104PHY WM BSK SHS6$251dollars, detected
ECHO THERAPEUTICS INC27876L206COM NEW111$251dollars, detected
GLORI ENERGY INC WARRANTS EXPIRES379606114W EXP 4/19/2017200$248dollars, detected
BLACKROCK ENHANCED GOVT FD (EGF)09255K108COM17$243dollars, detected
COVER-ALL TECHNOLOGIES INC222892101COM200$242dollars, detected
DIGITAL PWR CORP253862106COM200$238dollars, detected
MECOX LANE LIMITED58403M201SPON ADR REP 3560$237dollars, detected
PLANAR SYSTEMS INC726900103COM95$233dollars, detected
PARK OHIO HOLDINGS CORP700666100COMMON STOCK4$232dollars, detected
VISION-SCIENCES INC927912105COM200$230dollars, detected
ARC DOCUMENT SOLUTIONS INC00191G103COM39$229dollars, detected
WET SEAL INC/THE-CLASS A961840105CL A249$227dollars, detected
NUVEEN CALIF MUNICPAL VALU F6706EB106COM14$225dollars, detected
ORAGENICS INC684023203COM NEW115$224dollars, detected
CLOUGH GLOBAL EQUITY FD18914C100COM14$217dollars, detected
KIOR INC - CL A497217109CL A599$216dollars, detected
NETSOL TECHNOLOGIES INC64115A402COM PAR $.00155$213dollars, detected
VRINGO INC92911N112W EXP 06/21/201200$210dollars, detected
FORTEGRA FINANCIAL CORP34954W104COM27$206dollars, detected
TOWNEBANK PORTSMOUTH VA89214P109COM13$204dollars, detected
SEMILEDS CORP816645105COM200$204dollars, detected
SILVER EAGLE ACQUISITION827694118W300$195dollars, detected
WISDOMTREE TRUST97717W240BRAZILN RL ETF10$194dollars, detected
EASTMAN KODAK CO WT EXP 090318277461141Stock21$191dollars, detected
LOOKSMART LTD543442602COM PAR $0.001106$191dollars, detected
FAIRWAY GROUP HLDGS CORP30603D109CL A28$186dollars, detected
COMSTOCK HOLDING COMPANIES205684103CL A150$179dollars, detected
VALUE LINE INC920437100COMMON STOCK10$168dollars, detected
FLEXIBLE SOLUTIONS INTL INC33938T104COM200$168dollars, detected
OCEAN BIO-CHEM INC674631106COM56$163dollars, detected
QUALSTAR CORP QBAK74758R109COMMON122$161dollars, detected
RICEBRAN TECHNOLOGIES762831113*W EXP 12/18/201121$159dollars, detected
PROPHASE LABS INC74345W108COM93$157dollars, detected
EVERYWARE GLOBAL INC300439106COM119$155dollars, detected
WARREN RESOURCES INC93564A100COM25$155dollars, detected
NUTRI SYS INC NEW67069D108COM9$154dollars, detected
SPAR GROUP INC784933103COM100$151dollars, detected
CORMEDIX INC21900C118*W EXP 03/24/201300$150dollars, detected
S&W SEED CO785135120*W EXP 05/03/201200$150dollars, detected
ORBIT INTERNATIONAL CORP685559304COM50$148dollars, detected
ELECTROMED INC285409108COMMON STOCK100$142dollars, detected
PREMIER EXIBITIONS INC74051E102COM175$142dollars, detected
VILLAGE BK & TR FINANCIAL CO92705T101COM103$142dollars, detected
RETRACTABLE TECHNOLOGIES INC76129W105COM55$138dollars, detected
WELLS-GARDNER ELECTRONICS949765101COM100$138dollars, detected
LEVY ACQUISITION CORP-CW1852748T112W300$138dollars, detected
AXT INC00246W103COM64$137dollars, detected
GUGGENHEIM FRONTIER MARKETS ETF18383Q838COM8$137dollars, detected
BLACK DIAMOND INC09202G101COMMON STOCK12$135dollars, detected
LPATH INC-CLASS A548910306CMN34$135dollars, detected
ZAIS FINANCIAL CORP98886K108COM8$133dollars, detected
SUNLINK HEALTH SYSTEMS INC86737U102COM108$132dollars, detected
PROSHARES TR II74347W569ULTRASHORT YEN N2$130dollars, detected
PINGTAN MARINE ENTERPRISE LTG7114V102SHS50$128dollars, detected
* GIGAMEDIA LTDY2711Y104ORD120$127dollars, detected
GAIN CAPITAL HOLDINGS INC36268W100COM16$126dollars, detected
JETPAY CORP477177109COM59$123dollars, detected
NOVACOPPER INC66988K102COM112$122dollars, detected
ENTRAVISION COMMUNICATIONS A29382R107COMMON STOCK19$118dollars, detected
RENREN INC759892102SPONSORED ADR35$117dollars, detected
VASCO DATA SEC INTL INC92230Y104COM10$116dollars, detected
ICAD INC44934S206COM NEW18$115dollars, detected
MFRI INC552721102COMMON STOCK10$114dollars, detected
GLOBAL X FDS37950E481GLB X CDA PFD9$114dollars, detected
DAEGIS INC233720101COM95$112dollars, detected
CHINA ZENIX AUTO INTL LTD16951E104ADS50$112dollars, detected
MAGELLAN PETROLEUM CORP559091301com50$110dollars, detected
IRIDEX CORP462684101COM13$108dollars, detected
PHARMATHENE INC71714G102COM75$106dollars, detected
HOWARD BANCORP INC COM442496105COM11$105dollars, detected
ACASTI PHARMA INC00430K105CL A SHS100$103dollars, detected
EVOKE PHARMA INC30049G104COM13$102dollars, detected
ASTEA INTL INC04622E208COM41$98dollars, detected
CHINA BAK BATTERY INC16936Y209COM41$96dollars, detected
PGT INNOVATIONS INC69336V101COM11$93dollars, detected
HOUSTON AMERN ENERGY CORP44183U100COM200$92dollars, detected
POWERSHARES ETF TR II S&P SMCP73937B878ETF - EQUITY2$91dollars, detected
Paulson Capital Corp703797100COM107$91dollars, detected
BRIDGELINE DIGITAL INC10807Q205COM100$88dollars, detected
COUNTERPATH CORP22228P203COM NEW84$86dollars, detected
GLOBAL X FDS37950E242GBLX CHIMATL NEW6$86dollars, detected
TIGER MEDIA INCG88685105SHS90$86dollars, detected
SPDR S&P Metals & Mining ETF78464A755SHS2$85dollars, detected
EASTERN VA BANKSHARES INC277196101COM13$83dollars, detected
UNITEK GLOBAL SVCS INC91324T302COM200$82dollars, detected
ZHONE TECHNOLOGIES INC NEW98950P884COM26$81dollars, detected
GRAVITY CO LTD38911N107SPONSORED ADR100$80dollars, detected
ROBERTS REALTY INVS769900101COM100$79dollars, detected
IRIDIUM COMMUNICATIONS INC46269C128*W EXP 02/14/201201$76dollars, detected
ORTHOFIX INTL N VN6748L102COM2$73dollars, detected
GLOBAL X37950E788BRAZIL MID CAP5$68dollars, detected
Nextera Energy, Inc.65339F887PFD1$65dollars, detected
DRDGOLD LIMITED SPON ADR REPSTG26152H301ADR19$56dollars, detected
ESSA BANCORP INC COM29667D104Stock5$56dollars, detected
VALLEY NATL BANCORP919794123*W EXP 06/30/201349$56dollars, detected
LUNA INNOVATIONS INC550351100COM40$55dollars, detected
DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X ETF SHS25459Y611COM2$55dollars, detected
FIDELITY COVINGTON TRUST316092204MSCI CONSM DIS2$54dollars, detected
SELECT SECTOR SPDR TR81369Y704INDL1$54dollars, detected
WIRELESS TELECOM GROUP INC976524108COM20$53dollars, detected
POINT 360730507100COM137$49dollars, detected
ARQULE INC04269E107COM31$48dollars, detected
METHES ENERGIES INTL LTD591517115*W EXP 10/12/201200$48dollars, detected
VILLAGE SUPER MKT INC CL A NEW927107409Stock2$47dollars, detected
ATLANTICUS HOLDINGS CORP04914Y102COMMON STOCK16$45dollars, detected
RENESOLA LTD75971T103SPONS ADS15$44dollars, detected
CHINA SUNERGY CO LTD16942X302SPONSORED ADR NE13$44dollars, detected
CENTRAL FED CORP15346Q202COM NEW29$43dollars, detected
PRO DEX INC74265M205COMMON STOCK20$42dollars, detected
PERMA FIX ENVIRONMENTAL SVCS714157203COMMON STOCK8$37dollars, detected
PUTNAM MANAGED MUN INCOME TR746823103COM5$36dollars, detected
STERLING BANCORP DEL85917A100COM3$36dollars, detected
CORECARD CORPORATION45816D100COM25$34dollars, detected
ZBB ENERGY CORP98876R303COM NEW20$32dollars, detected
PACIFIC SUNWEAR OF CALIF694873100COM13$31dollars, detected
OCERA THERAPEUTICS INC COM67552A108COM4$31dollars, detected
CONATUS PHARMACEUTICALS INC20600T108COM3$27dollars, detected
CADIZ INC127537207COM NEW3$25dollars, detected
REALPAGE INC75606N109COM1$22dollars, detected
ULTRAPETROL BAHAMAS LTDP94398107COM7$21dollars, detected
ROI ACQUISITION CORP II74966G119*W EXP 09/17/20160$21dollars, detected
RADNET INC750491102COM3$20dollars, detected
BODY CENTRAL CORP09689U102COM23$20dollars, detected
CAROLINA TR BK LINCOLNTON NC144200102COM4$20dollars, detected
OSSEN INNOVATION CO LTD688410109SPONSORED ADR20$20dollars, detected
INFOSONICS CORP456784107COM8$19dollars, detected
OPTICAL CABLE CORP683827208COM NEW4$16dollars, detected
NEUROCRINE BIOSCIENCES INC64125C109COM1$15dollars, detected
TILE SHOP HLDGS INC88677Q109COMMON STOCK1$15dollars, detected
BG MEDICINE INC08861T107COM8$8dollars, detected
Medgenics Inc New58436Q203COM NEW1$8dollars, detected
MAJESCO ENTERTAINMENT CO COM PAR NEW560690307Stock3$7dollars, detected
SMTC CORP832682207COM NEW2$4dollars, detected
COEUR MNG INC192108116*W EXP 04/16/2013$3dollars, detected
APRICUS BIOSCIENCES INC03832V109COM1$2dollars, detected
IKANOS COMMUNICATIONS INC45173E105COM1$0dollars, detectedValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-14-000311this filing2014-08-14acceptance time not in the bulk data set
13F-HR/A 0001420506-15-000045 base2015-02-05acceptance time not in the bulk data set