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13F-HR filed by Ground Swell Capital, LLC

Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 1,939 holding rows worth $49,217,545.

Accession
0001420506-14-000311
Filed
2014-08-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2014

A holdings report, 1,939 entries on the cover page, a total value of $49,217,545 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,217,545 with VALUE read as dollars, detected, 13F file number 028-16253. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
NUVEEN EQTY PRM OPPORTUNITYF6706EM102COM388$4,986dollars, detected
INTERMOUNTAIN COMMUNITY BANCOR NEW45881M308COM306$4,982dollars, detected
PEABODY ENERGY CORP704549104COM304$4,970dollars, detected
INTELIQUENT INC45825N107COM358$4,965dollars, detected
DR REDDYS LABS LTD ADR256135203ADR115$4,962dollars, detected
GUGGENHEIM CR ALLOCATION FD40168G108COM200$4,962dollars, detected
STONEGATE BANK861811107COM196$4,939dollars, detected
CBOE GLOBAL MKTS INC COM12503M108Stock100$4,921dollars, detected
ROI ACQUISITION CORP II74966G101COM500$4,915dollars, detected
VANGUARD MALVERN FDS922020805SHS98$4,912dollars, detected
EAGLE PHARMACEUTICALS INC269796108COM342$4,901dollars, detected
ASSURED GUARANTY LTD COMG0585R106Stock200$4,900dollars, detected
CTPARTNERS EXECUTIVE SEARCH IN22945C105COMM STK524$4,899dollars, detected
UNITED SECURITY BANCSHARES911459105COM600$4,896dollars, detected
NUVEEN DIVERSIFIED67074P104COM UT BEN INT300$4,878dollars, detected
TRIANGLE CAP CORP895848109COM171$4,851dollars, detected
YPF SOCIEDAD ANONIMA984245100SPON ADR CL D148$4,837dollars, detected
NRG ENERGY INC COM NEW629377508Stock130$4,836dollars, detected
SILVERCREST ASSET MANAGEME A828359109COMMON STOCK280$4,819dollars, detected
RLI CORP COM749607107Stock105$4,807dollars, detected
ELLINGTON FINANCIAL LLC288522303COM200$4,800dollars, detected
SANTANDER CONSUMER USA HOLDINGS80283M101COMMON STOCK246$4,782dollars, detected
GLOBAL PARTNERS LP37946R109COM UNITS117$4,754dollars, detected
CORE-MARK HOLDING CO INC218681104COMMON STOCK104$4,746dollars, detected
ITAU UNIBANCO HLDG S A SPON ADR REP PFD465562106ADR330$4,745dollars, detected
NGP CAPITAL RESOURCES CO62912R107COM761$4,741dollars, detected
API TECHNOLOGIES CORP00187E203COM NEW1,730$4,740dollars, detected
JEWETT CAMERON TRADING LTD47733C207COM NEW473$4,733dollars, detected
DELEK US HOLDINGS INC246647101COMMON STOCK167$4,714dollars, detected
MEDIDATE SOLUTIONS INC58471A105COM110$4,709dollars, detected
NUVEEN REAL ASSET INCOME AND G67074Y105COM232$4,707dollars, detected
HECLA MINING COMPANY422704205PFD CV SER B94$4,700dollars, detected
SUMMIT HOTEL PPTYS866082100COM442$4,685dollars, detected
RIGNET INC766582100COM87$4,682dollars, detected
SAREPTA THERAPEUTICS INC803607100COM156$4,647dollars, detected
MS INDIA INVESTMENT (CL END)61745C105IFD200$4,630dollars, detected
DUN & BRADSTREET CORP DEL NE26483E100COM42$4,628dollars, detected
Lifetime Brands Inc53222Q103COM294$4,622dollars, detected
REX AMERICAN RESOURCES CORP761624105COMMON STOCK63$4,619dollars, detected
STARWOOD WAYPOINT RESIDENTL85571W109COM SHS176$4,613dollars, detected
POWERSHARES ETF TRUST73935X856DYN BIOT & GEN105$4,590dollars, detected
APPLIED GENETIC TECHNOL CORP03820J100COM197$4,551dollars, detected
VALERO ENERGY PARTNERS LP91914J102COM UNT REP LP90$4,528dollars, detected
EXPRO GROUP HOLDINGS NV COMN33462107Stock183$4,502dollars, detected
ROWAN COMPANIES PLCG7665A101SHS CL A140$4,470dollars, detected
Washington Prime Group939647103COM237$4,441dollars, detected
CSS INDS INC125906107COMMON STOCK168$4,430dollars, detected
EPIZYME INC29428V104COM142$4,419dollars, detected
RYDEX ETF TRUST GUG78355W502S\&P.* PV82$4,406dollars, detected
OCEAN SHORE HLDG CO NEW67501R103COM300$4,395dollars, detected
CLUBCORP HLDGS INC18948M108COM237$4,394dollars, detected
HEALTH INS INNOVATIONS INC42225K106COM CL A356$4,386dollars, detected
GROUP 1 AUTOMOTIVE INC COM398905109Stock52$4,384dollars, detected
TRINITY INDS INC896522109COM100$4,372dollars, detected
NATIONAL HEALTHCARE CORP635906209CVPFSTKF290$4,336dollars, detected
SUSSEX BANCORP869245100COMMON468$4,320dollars, detected
INPHI CORP45772F107COM294$4,316dollars, detected
READING INTL INC755408200CL B459$4,255dollars, detected
WESCO AIRCRAFT HOLDINGS INC950814103COMMON STOCK213$4,251dollars, detected
BRIDGE CAP HLDGS108030107COM175$4,237dollars, detected
CABLEVISION SYS CORP12686C109CL A NY CABLVS240$4,236dollars, detected
GLU MOBILE INC379890106COMMON STOCK841$4,205dollars, detected
VOXELJET AG92912L107ADS200$4,188dollars, detected
AUTONATION INC COM05329W102Stock70$4,178dollars, detected
ISHARES INC464286632MSCI ISRAEL ETF80$4,178dollars, detected
ISHARES TR46434V761MSCI UAE ETF200$4,170dollars, detected
AMERICA MOVIL SAB DE CV02364W204SPONSORED ADR200$4,160dollars, detected
GRIFFIN LAND + NURSERIES398231100CL A141$4,160dollars, detected
CAMBRIDGE CAP ACQUISITION CO13215Q205UNIT 03/17/2014400$4,160dollars, detected
MEXCO ENERGY CORP592770101COM500$4,155dollars, detected
XPLORE TECHNOLOGIES CORP983950700COM PAR $0.001720$4,154dollars, detected
UNIVERSAL INS HLDGS INC91359V107COM320$4,150dollars, detected
DYNAGAS LNG PARTNERS LPY2188B108CMN171$4,147dollars, detected
GENTIVA HEALTH SERVICES37247A102COM274$4,126dollars, detected
SEVCON INC81783K108COM500$4,120dollars, detected
ISHARES TR46429B507MSCI IRELAND ETF115$4,118dollars, detected
THE BRAND HOUSE COLLECTIVE I497498105COM221$4,100dollars, detected
SARATOGA INVESTMENT CORP80349A208COM NEW260$4,090dollars, detected
FLEETMATICS GROUP PLCG35569105COM126$4,075dollars, detected
TECNOGLASS INCG87264100ORD SHS337$4,071dollars, detected
HMG COURTLAND PPTYS INC404232100COM287$4,061dollars, detected
ISHARES TR464288174GL TIMB FORE ETF77$4,059dollars, detected
BOVIE MEDICAL CORP10211F100COM1,116$4,051dollars, detected
1ST CONSTITUTION BANCORP31986N102COM398$4,036dollars, detected
CUTWATER SELECT INCOME FD232229104COM200$4,028dollars, detected
RECEPTOS, INC.756207106COMMON STOCK94$4,004dollars, detected
EATON VANCE NATIONAL MUNICIPAL27829L105COM SHS200$4,000dollars, detected
W & T OFFSHORE INC92922P106COM243$3,978dollars, detected
New Century Bancorp, Inc.64353M100Common Stock600$3,972dollars, detected
INTRICON CORP46121H109COM463$3,968dollars, detected
NUVEEN ALL CAP ENE MLP OP JMLP67075E108COMMON200$3,966dollars, detected
PROSHARES TR II74347W353ULTRA SILVER NEW55$3,947dollars, detected
KAYNE ANDERSON ENERGY486606106COM100$3,941dollars, detected
MONROE CAPITAL CORP610335101COM297$3,941dollars, detected
TEAM INC878155100COM96$3,938dollars, detected
UBS AG JERSEY BRH902641737CMCI FOOD ETN147$3,938dollars, detected
EXPEDITORS INTL WASH INC COM302130109Stock89$3,930dollars, detected
EATON VANCE CALIF MUN BD FD27828C106COM316$3,925dollars, detected
ISHARES TR MSCI EURO FL ETF464289180MSCI EURO FL ETF159$3,923dollars, detected
NOODLES & CO65540B105COM CL A114$3,920dollars, detected
COMMONWEALTH REIT2032334086.50% PFD CUM CO160$3,918dollars, detected
OPPENHEIMER HOLDINGS CL A683797104COMMON STOCK163$3,910dollars, detected
United Parcel Service, Inc917286106COM219$3,909dollars, detected
KORN FERRY COM NEW500643200Stock133$3,906dollars, detected
WHITEHORSE FINANCE INC96524V106COM273$3,904dollars, detected
UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20910187103REAL ESTATE INVESTME200$3,900dollars, detected
FRIEDMAN INDUSTRIES358435105COMMON STOCK461$3,895dollars, detected
SP PLUS CORP78469C103COM182$3,893dollars, detected
SYNOPSYS INC COM871607107Stock100$3,882dollars, detected
BIOSCRIP INC09069N108COM465$3,878dollars, detected
ETFS ASIAN GOLD TR PHYS ASAIN26923C102GLD30$3,878dollars, detected
DIAMOND OFFSHORE DRILLING IN25271C102COM78$3,871dollars, detected
URBAN OUTFITTERS INC917047102COM114$3,860dollars, detected
NUVEEN MORTGAGE AND INCOME F670735109COM157$3,856dollars, detected
BARCLAYS BANK PLC ETN IPTH NTR06739H644COM1,320$3,854dollars, detected
PROTO LABS INC743713109COM47$3,850dollars, detected
LEARNING TREE INTERNATIONAL522015106COM1,500$3,840dollars, detected
TRI POINTE HOMES INC87265H109COM244$3,836dollars, detected
FINISAR CORP31787A507COM NEW194$3,832dollars, detected
FIRST INTERSTATE BANCSYSTEM IN32055Y201COM CL A140$3,805dollars, detected
GUARANTY FED BANCSHARES INC40108P101COM304$3,800dollars, detected
Xenith Bankshares, Inc.98410X105Common Stock600$3,798dollars, detected
1ST CENTURY BANCSHARES INC31943X102COM500$3,790dollars, detected
INCOME OPPORTUNITY RLTY INVS452926108COM600$3,786dollars, detected
EASTMAN KODAK CO WT EXP 090318277461133Stock400$3,776dollars, detected
PANERA BREAD CO69840W108CL A25$3,746dollars, detected
PEOPLES FINL CORP MISS71103B102COM274$3,735dollars, detected
MESABI TR590672101CTF BEN INT190$3,732dollars, detected
MORGAN STANLEY EASTN EUR FD616988101COM200$3,730dollars, detected
GUANGSHEN RAILWAY CO LTD-ADR40065W107SPONSORED ADR200$3,724dollars, detected
AQUINOX PHARMACEUTICALS INC03842B101COM397$3,720dollars, detected
OCONEE FED FINL CORP675607105COM204$3,684dollars, detected
BLACKROCK MD MUNICIPAL BOND09249L105COM261$3,667dollars, detected
SONIC FDRY INC83545R207COM NEW341$3,656dollars, detected
Community West Bancshares204157101Common Stock547$3,638dollars, detected
PATTERSON COS INC703395103COM92$3,635dollars, detected
LIBERTY INTERACTIVE CORP53071M872COM50$3,619dollars, detected
FIRST TR EXCHANGE-TRADED ALP33737M300SML CP GRW ALP120$3,617dollars, detected
POWERSHARES EMERGING INFASTRUC TURE PORT73937B209COM96$3,611dollars, detected
SPDR SER TR78468R101PORTFOLIO SH TSR119$3,578dollars, detected
PATRIOT TRANSPORTATION HLDG70337B102COM102$3,567dollars, detected
COHEN & STEERS GLOBAL INC BLDR19248M103COM280$3,553dollars, detected
GLEN BURNIE BANCORP377407101COM286$3,546dollars, detected
ENTEROMEDICS INC29365M208COM NEW2,255$3,518dollars, detected
CREDIT SUISSE NASSAU BRH22542D787VIX MID TERM200$3,508dollars, detected
COMMERCIAL METALS CO COM201723103Stock202$3,497dollars, detected
IMPERVA INC45321L100COM133$3,482dollars, detected
HF FINANCIAL CORP404172108COMMON STOCK USD.01251$3,476dollars, detected
CLIFFS NATURAL RESOURCES18683K101COMMON STOCK230$3,462dollars, detected
Northeast Community Bancorp Inc664112109COM489$3,457dollars, detected
MAGYAR BANCORP INC COM55977T109Stock430$3,453dollars, detected
IPATH GSCI TOTAL RETURN INDEX ETF (GSP)06738C794ETF100$3,433dollars, detected
BLACKROCK S&P QUALITY *09250D109SHS BEN INT255$3,430dollars, detected
MESA RTY TR590660106UNIT BEN INT100$3,425dollars, detected
NOVABAY PHARMACEUTICALS INC66987P102COM4,333$3,423dollars, detected
WESTWOOD HOLDINGS GROUP INC961765104COMMON STOCK57$3,422dollars, detected
PIMCO CORPORATE & INCM STRG72200U100COM200$3,394dollars, detected
SAPIENS INTERNATIONAL CORPN7716A151SHS424$3,392dollars, detected
POWERSHARES DYNAMIC73935X617DYN RETAIL PTF100$3,389dollars, detected
SUNEDISON SEMIY8213L102Common Stock200$3,386dollars, detected
POWERSHARES WILDERHILL PRG73935X161ETF100$3,380dollars, detected
PSB HLDGS INC69360W108COM500$3,350dollars, detected
CLAYMORE EXCHANGE TRD FD TR18383M381GUG BLT2018 HY122$3,349dollars, detected
DONEGAL GROUP INC257701300CL B159$3,344dollars, detected
MONTGOMERY STR INCOME SECS I614115103COM200$3,336dollars, detected
CELSUS THERAPEUTICS PLC15119A202COM600$3,300dollars, detected
CARVER BANCORP ORD146875604COM347$3,297dollars, detected
FLEETCOR TECHNOLOGIES INC339041105COM25$3,295dollars, detected
CAROLINA BK HLDGS INC GREENS143785103COM334$3,287dollars, detected
QAD INC-A74727D306CL A154$3,283dollars, detected
GENOCEA BIOSCIENCES INC372427104COM175$3,281dollars, detected
UNITED BANCORP INC OHIO909911109COM401$3,264dollars, detected
WVS FINL CORP929358109COM300$3,255dollars, detected
GIGA TRONICS INC375175106COM1,295$3,238dollars, detected
REXNORD CORP76169B102COMMON STOCK115$3,237dollars, detected
Lineage, Inc.536020100COM100$3,235dollars, detected
AETRIUM INC00817R202COM NEW593$3,220dollars, detected
ENPHASE ENERGY INC COM29355A107Stock376$3,215dollars, detected
MSB FINANCIAL CORPORATION55352P102COM401$3,208dollars, detected
XOOM CORP98419Q101COM121$3,190dollars, detected
WSFS FINL CORP929328102COM43$3,168dollars, detected
COLLABRIUM JAPAN ACQUISITN CG2266G128UNIT 99/99/9999300$3,168dollars, detected
Call - STI $33.70 Exp 12/31/2018867914129Warrants300$3,162dollars, detected
ALCENTRA CAP CORP01374T102COM212$3,148dollars, detected
BLACKROCK MUN BD TR09249H104COM200$3,144dollars, detected
CAPITOL ACQUISITION CORP II14056V204UNIT300$3,137dollars, detected
TOWER INTL INC891826109COM85$3,131dollars, detected
QUINPARIO ACQUISITION CORP74874R108COM298$3,126dollars, detected
DEUTSCHE BK AG LDN BRH25154H467PS CMDTY SH ETN100$3,103dollars, detected
TRANSACT TECHNOLOGIES INC892918103CMN299$3,098dollars, detected
NAVIOS MARITIME HOLDINGS INCY62196103COM306$3,097dollars, detected
AIR INDS GROUP COM00912N205Stock284$3,084dollars, detected
SHARPS COMPLIANCE CORP820017101COM700$3,080dollars, detected
NIDEC CORP654090109COMMON STOCK-FO200$3,078dollars, detected
INVENTURE FOODS INC461212102COM273$3,077dollars, detected
CHEMUNG FINANCIAL CORP164024101COMMON STOCK104$3,072dollars, detected
BLACKBERRY LTD COM09228F103Stock300$3,072dollars, detected
CONTINENTAL MATLS CORP211615307COM200$3,070dollars, detected
XYLEM INC COM98419M100Stock78$3,048dollars, detected
FIVE PRIME THERAPEUTICS INC.33830X104Common Stock196$3,048dollars, detected
PROSHARES TR74347X633ULTRA FNCLS NEW24$3,041dollars, detected
IGNYTA INC451731103COM334$3,036dollars, detected
REPROS THERAPEUTICS INC76028H126*W EXP 02/08/201202$3,016dollars, detected
RBC BEARINGS INC COM75524B104Stock47$3,010dollars, detected
YINGLI GREEN ENERGY HLDG CO98584B103ADR800$2,992dollars, detected
NUVEEN MO QUALITY MUN INCOME67060Q108COM200$2,984dollars, detected
NUVEEN NEW JERSEY MUN VALUE670702109SHS200$2,966dollars, detected
SYNERGY PHARMACEUTICALS DEL871639308COM NEW728$2,963dollars, detected
CHANGYOU COM LTD15911M107ADS REP CL A114$2,962dollars, detected
TECO ENERGY INC872375100COM160$2,957dollars, detected
FOX FACTORY HLDG CORP35138V102COM168$2,955dollars, detected
OAK VALLEY BANCORP671807105COMMON STOCK297$2,949dollars, detected
NAVIGATOR HLDGS LTD SHSY62132108Stock100$2,938dollars, detected
BLACKROCK MUNIYIELD INVT F09254R104COM200$2,938dollars, detected
SUTRON CORP869380105COM571$2,929dollars, detected
ELLOMAY CAPITAL LIMITEDM39927120SHS301$2,923dollars, detected
SHUTTERSTOCK INC COM825690100Stock35$2,904dollars, detected
FIRST TR EXCHANGE-TRADED ALP33737M102MID CP GR ALPH100$2,899dollars, detected
BRIDGFORD FOODS CORP108763103COM359$2,890dollars, detected
PSYCHEMEDICS CORP744375205COM NEW204$2,889dollars, detected
STAR BULK CARRIERS CORP SHS NEWY8162K121Stock222$2,879dollars, detected
MORNINGSTAR INC COM617700109Stock40$2,872dollars, detected
GRAHAM HLDGS CO COM CL B384637104Stock4$2,872dollars, detected
NUVEEN TEXAS QUAL MUN IN670983105COM200$2,868dollars, detected
LAKELAND INDS INC511795106COM400$2,864dollars, detected
MCCLATCHY CO579489105CL A516$2,864dollars, detected
XENOPORT INC98411C100COM593$2,864dollars, detected
STEWARDSHIP FINL CORP860326107COM635$2,858dollars, detected
CLAYMORE EXCHANGE TRD FD TR18383Q135GUGG CHN TECH78$2,831dollars, detected
CU BANCORP126534106COM148$2,822dollars, detected
SPEED COMM INC COM NEW84764T106Stock754$2,820dollars, detected
ISHARES TR464289172MSCI EM MK FNL112$2,812dollars, detected
DAWSON GEOPHYSICAL CO239359102COM98$2,808dollars, detected
QUMU CORP749063103COM200$2,798dollars, detected
EMCLAIRE FINL CORP290828102COM104$2,797dollars, detected
COMMUNITY BANK SHARES/IN203599105COMMON107$2,791dollars, detected
GREAT NORTHERN IRON OR PPTY391064102COM140$2,778dollars, detected
SPECIAL OPPORTUNITIES FD INC84741T104COM166$2,772dollars, detected
Poage Bankshares, Inc.730206109Common Stock188$2,767dollars, detected
EMPIRE ST RLTY OP L P292102209UNIT LTD PRT 60176$2,763dollars, detected
LOUISIANA BANCORP INC54619P104COMM STK139$2,761dollars, detected
PATHWARD FINANCIAL INC59100U108COM69$2,760dollars, detected
XG TECHNOLOGY INC98372A408*W EXP 03/26/2014,100$2,747dollars, detected
CBEYOND INC149847105COM276$2,746dollars, detected
TREVENA INC89532E109COM485$2,740dollars, detected
SUNGY MOBILE LTD86737M100ADR198$2,730dollars, detected
SPDR CITI INTL GOVT INFLATION-78464A490FTSE INT GVT ETF44$2,728dollars, detected
GORMAN RUPP CO COM383082104Stock77$2,723dollars, detected
WESTERN AST INFL LKD OPP & I95766R104COM221$2,721dollars, detected
RETAIL OPPORTUNITY INVTS COR76131N119WTS720$2,707dollars, detected
INTERVAL LEISURE GROUP INC46113M108COM123$2,699dollars, detected
TIMBERLAND BANCORP INC887098101COMMON STOCK256$2,698dollars, detected
HURON CONSULTING GROUP INC447462102COM38$2,691dollars, detected
SHANDA GAMES LTD81941U105SP ADR REPTG A404$2,683dollars, detected
EMPIRE RES INC DEL29206E100COM647$2,679dollars, detected
GUGGENHEIM CANADIAN ENERGY I18383Q606GUGG153$2,668dollars, detected
CASH AMER INTL INC14754D100COM60$2,666dollars, detected
TAYLOR DEVICES INC877163105COMMON STOCK299$2,661dollars, detected
Transition Therapeutics, Inc.893716209COM396$2,661dollars, detected
NUVEEN EQUITY PREM ADV FD6706ET107COM200$2,658dollars, detected
ORMAT TECHNOLOGIES INC686688102COM92$2,652dollars, detected
MILLER ENERGY RES INC600527105COM414$2,650dollars, detected
NUVEEN MICH QUALITY INCOME MUN FD INC670979103CEF183$2,648dollars, detected
SOUTHCROSS ENERGY PARTNERS L84130C100COM UNIT LTDPT115$2,645dollars, detected
PEDEVCO CORP70532Y204COM1,300$2,639dollars, detected
ONCOMED PHARMACEUTICALS INC COM68234X102Stock113$2,633dollars, detected
SUNSTONE HOTEL INVS INC NEW867892507CV 8% CUM PFD-D100$2,632dollars, detected
FELCOR LODGING TR INC31430F200PFD CV A $1.95100$2,611dollars, detected
NEUSTAR INC64126X201CL A100$2,602dollars, detected
FAUQUIER BANKSHARES INC VA312059108COM163$2,598dollars, detected
PROS Holdings Inc74346Y103Common Stock98$2,591dollars, detected
PIMCO GLOBAL STOCKPLUS INCOM722011103COM100$2,584dollars, detected
VIMICRO INTL CORP92718N109ADR960$2,582dollars, detected
XERIUM TECHNOLOGIES INC98416J118COM184$2,569dollars, detected
TRINA SOLAR LIMITED89628E104SPON ADR100$2,566dollars, detected
CVENT INC23247G109COM88$2,560dollars, detected
NN INC629337106COM100$2,558dollars, detected
PROVIDENCE & WORCESTER RR CO743737108COM140$2,555dollars, detected
USA COMPRESSION PARTNERS LP90290N109COM UNIT LTDPAR99$2,542dollars, detected
UNITED ONLINE INC911268209COM NEW244$2,538dollars, detected
SALIENT MLP & ENERGY INFRSTR79471T100COM SH BEN INT75$2,537dollars, detected
COMMUNITY TRUST BANCORP INC204149108COMMON STOCK74$2,532dollars, detected
INTREPID POTASH INC46121Y102COM151$2,531dollars, detected
PERCEPTRON INC71361F100COMMON STOCK198$2,525dollars, detected
RRSAT GLOBAL COMM NTWRK LTDM8183P102SHS282$2,521dollars, detected
FARMLAND PARTNERS INC31154R109REIT190$2,519dollars, detected
DIREXION SHS ETF TR25459W771CHINA BULL 3X95$2,507dollars, detected
RUTHIGEN INC783330103COM416$2,500dollars, detected
FIDUCIARY CLAYMORE ENGRY INF31647Q106COM87$2,499dollars, detected
EATON VANCE MI MUNI INCOME T27826D106SH BEN INT200$2,492dollars, detected
HORMEL FOODS CORP COM440452100Stock50$2,468dollars, detected
YAMANA GOLD INC98462Y100COM300$2,466dollars, detected
GIGAMON INC37518B102COM128$2,450dollars, detected
SOURCE CAPITAL COM SHS OF BEN I836144105CEF35$2,449dollars, detected
BRF SA10552T107SPONSORED ADR100$2,431dollars, detected
CARDIOVASCULAR SYSTEMS INC141619106COMMON STOCK78$2,430dollars, detected
IKANG HEALTHCARE GROUP INC45174L108SPONSORED ADR140$2,428dollars, detected
OVERLAND STORAGE INC690310305COM NO PAR500$2,425dollars, detected
ASIA TIGERS FUND04516T105EXCHANGE TRADED200$2,416dollars, detected
SIGMATRON INTL INC82661L101COM200$2,412dollars, detected
C F FINANCIAL CORP12466Q104COMMON STOCK67$2,411dollars, detected
NOVA LTD COMM7516K103Stock200$2,402dollars, detected
CATHAY GEN BANCORP149150112*W EXP 12/05/201300$2,397dollars, detected
FIRST TR EXCHANGE-TRADED ALP33733F101COM SHS50$2,351dollars, detected
LANDMARK BANCORP INC51504L107COMMON STOCK118$2,345dollars, detected
COMPANIA CERVECERIAS UNIDAS204429104SPONSORED ADR100$2,342dollars, detected
EATON VANCE CALIFORNIA MUNI BO27828A100COM200$2,318dollars, detected
EXTENDED STAY AMER INC30224P200UNIT 99/99/9999B100$2,316dollars, detected
USMD HLDGS INC903313104COM194$2,312dollars, detected
DIREXION DLY LAT AMER BULL3X25459Y652CMN100$2,283dollars, detected
POWERSHARES ETF TR II73937B852S&P SMCP MAT P49$2,279dollars, detected
GARRISON CAP INC366554103COM148$2,264dollars, detected
SPANISH BROADCASTING SYS INC846425833CL A NEW401$2,262dollars, detected
HERITAGE FINANCIAL CORP42722X106COMMON STOCK140$2,253dollars, detected
MOOG INC615394301CL B31$2,253dollars, detected
BBX CAPITAL CORP-A05540P100CL A125$2,250dollars, detected
OBA Financial Services, Inc.67424G101Common Stock100$2,237dollars, detected
NAUGATUCK VY FINL CORP MD63906P107COM260$2,233dollars, detected
A-MARK PRECIOUS METALS INC00181T107COM200$2,232dollars, detected
IMMUCELL CORP452525306COM PAR507$2,211dollars, detected
ENDEAVOUR INTERNATIONAL CORP29259G200COM1,599$2,191dollars, detected
EVOLUTION PETROLEUM CORP30049A107COMMON STOCK200$2,190dollars, detected
CNO FINL GROUP INC12621E103COM123$2,189dollars, detected
HUANENG PWR INTL INC443304100SPON ADR H SHS48$2,172dollars, detected
CREDIT SUISSE AG NASSAU BRH22539T100EXCH TRAD SPVXSP100$2,159dollars, detected
ZELTIQ AESTHETICS INC98933Q108COM142$2,157dollars, detected
PCM INC69323K100COM202$2,153dollars, detected
NEW HAMPSHIRE THRIFT BANCSHS644722100COM141$2,146dollars, detected
BRIDGEPOINT EDUCATION INC10807M105COM161$2,138dollars, detected
DYCOM INDS INC COM267475101Stock68$2,129dollars, detected
DENALI FD INC24823A102COM99$2,129dollars, detected
Saexploration Holdings Inc.78636X105COM250$2,115dollars, detected
QKL STORES INC74732Y303COM PAR $0.001700$2,114dollars, detected
SPRAGUE RES LP849343108COM UNIT REP LTD83$2,112dollars, detected
WAGEWORKS INC930427109COM43$2,073dollars, detected
HF2 FINL MGMT INC40421A104CL A200$2,060dollars, detected
AQUASITION CORPY0192H129CMN200$2,058dollars, detected
ASTRONOVA INC04638F108COM151$2,052dollars, detected
TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS87936R106COM100$2,051dollars, detected
CIS ACQUISITION LTDG21490209SHS SER A200$2,050dollars, detected
PROSHARES TR74347X500ULTR MSCI ETF17$2,049dollars, detected
ALTEVA02153V102COMM STK297$2,049dollars, detected
AQUASITION CORPY0192H103COM200$2,044dollars, detected
CBD ENERGY LTDQ2145B158Cmn600$2,040dollars, detected
STONE HBR EMERG MKTS TL INC86164W100COM100$2,016dollars, detected
BANCORP INC DEL05969A105COM169$2,013dollars, detected
MITEK SYS INC606710200COM NEW604$2,011dollars, detected
SCYNEXIS INC COM NEW811292101Common Stock250$2,005dollars, detected
CROWN CRAFTS INC228309100COM257$2,002dollars, detected
DIAMOND RESORTS INTL INC25272T104COM86$2,001dollars, detected
CHART ACQUISITION CORP161151105COM200$1,998dollars, detected
ELECSYS CORP28473M100COM165$1,995dollars, detected
BIOAMBER INC09072Q106COM200$1,990dollars, detected
GSV CAPITAL CORP36191J101COM188$1,987dollars, detected
THERMON GROUP HLDGS INC88362T103COM75$1,974dollars, detected
WISDOMTREE TR97717W281EMG MKTS SMCAP41$1,969dollars, detected
CHINA NATURAL RESOURCES INCG2110U109COM600$1,968dollars, detected
SHORE BANCSHARES INC825107105COMMON STOCK218$1,964dollars, detected
CAMECO CORP COM13321L108Stock100$1,961dollars, detected
STEEL PARTNERS HLDGS L P85814R107LTD PRTRSHIP U117$1,953dollars, detected
VERISIGN INC COM92343E102Stock40$1,952dollars, detected
GENCORP INC368682100COM102$1,948dollars, detected
GALMED PHARMACEUTICALS LTDM47238106SHS200$1,948dollars, detected
SPORTSMANS WHSE HLDGS INC84920Y106COM243$1,944dollars, detected
EATON VANCE MICH MUN BD FD27828M104COM145$1,936dollars, detected
GOLDEN ENTERPRISES381010107COM450$1,935dollars, detected
VIRTUALSCOPICS INC928269208COM NEW429$1,935dollars, detected
KINGTONE WIRELESSINFO SOL HL496880204SPONSORED ADR NE331$1,933dollars, detected
China Yida Holdings Co16945D303COM PAR $0.0001600$1,926dollars, detected
CHINA EASTN AIRLS LTD16937R104SPON ADR CL H126$1,925dollars, detected
CORE MOLDING TECHNOLOGIES IN218683100COMMON STOCK148$1,924dollars, detected
BROOKFIELD PROPERTY PARTRS LG16249107UNIT LTD PARTN92$1,920dollars, detected
FIRST TR EXCH TRD ALPHDX FD33737J158JAPAN ALPHADEX40$1,914dollars, detected
GENERAL FINANCE CORPORATION369822101COM200$1,900dollars, detected
CASTLE AM & CO148411101COMMON STOCK171$1,888dollars, detected
EARTHSTONE ENERGY INC27032D205COM56$1,883dollars, detected
DYNEX CAP INC26817Q506COM NEW212$1,876dollars, detected
CVR REFINING LP COM UNIT REPSTG LTD PARTNER12663P107COM75$1,876dollars, detected
PDI INC69329V100COM427$1,870dollars, detected
TEL INSTR ELECTRS CORP879165207COM358$1,862dollars, detected
VIASAT INC92552V100COM32$1,855dollars, detected
IDEAL PWR INC451622104COM200$1,846dollars, detected
BED BATH & BEYOND INC690370101COM117$1,845dollars, detected
PLUMAS BANCORP729273102COMMON STOCK271$1,843dollars, detected
PATHFINDER BANCORP INC70320A103COM120$1,836dollars, detected
UBS AGH89231338SHS100$1,832dollars, detected
SMITH & WESSON BRANDS, INC.831756101COM126$1,832dollars, detected
SPDR S&P78463X806MIDEAST AFRICA25$1,831dollars, detected
TANDY LEATHER FACTORY INC87538X105COM200$1,820dollars, detected
AGILYSYS INC00847J105COM129$1,816dollars, detected
FIRST AMERICAN MN MUN INC II31849P104CMN115$1,815dollars, detected
POWER REIT73933H101COM200$1,814dollars, detected
DYNATRONICS CORP268157401COM NEW487$1,802dollars, detected
PENNANTPARK FLOATING RATE CA70806A106COM126$1,801dollars, detected
PHOTOMEDEX INC719358301COM147$1,801dollars, detected
CONSUMER PORTFOLIO SERVICES210502100COMMON STOCK236$1,798dollars, detected
FELCOR LODGING TR INC31430F101COM171$1,797dollars, detected
BLYTH INC09643P207COM NEW231$1,797dollars, detected
WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND97717W539ETF71$1,793dollars, detected
MODUSLINK GLOBAL SOLUTIONS I60786L107COM479$1,791dollars, detected
HEALTH CARE REIT INC CONV 6.5042217K601PFD31$1,790dollars, detected
COUNTRY STYLE COOKING REST ADR22238M109ADR-EMG MKT200$1,790dollars, detected
ENTERCOM COMMUNICATIONS CORP293639100CL A166$1,781dollars, detected
OMNIAMERICAN BANCORP INC68216R107COM71$1,775dollars, detected
PREFERRED APT CMNTYS INC74039L103COM200$1,774dollars, detected
CTI INDUSTRIES CORP125961300COM NEW378$1,773dollars, detected
POWERSHARES ETF TRUST DYN LSR73935X757COM52$1,771dollars, detected
GALECTIN THERAPEUTICS INC363225111W EXP 03/28/201200$1,766dollars, detected
KENTUCKY FIRST FED BANCORP491292108COM200$1,760dollars, detected
BRASILAGRO COMPANHIA BRASILE10554B104SPONSORED ADR400$1,760dollars, detected
DEAN FOODS CO NEW242370203COM NEW100$1,759dollars, detected
ROYAL BK OF SCOTLAND PLC78009P184ROGR ENH AGRIC78$1,745dollars, detected
REACHLOCAL INC75525F104COM248$1,743dollars, detected
NATIONAL GEN HLDGS CORP636220303COM100$1,740dollars, detected
SERVOTRONICS INC817732100COM250$1,740dollars, detected
Alcobra LtdM2239P109SHS100$1,731dollars, detected
OXFORD IMMUNOTEC GLOBAL PLCG6855A103ORD SHS102$1,717dollars, detected
MARLIN BUSINESS SVCS CORP571157106COM94$1,710dollars, detected
UROPLASTY INC917277204COM NEW637$1,707dollars, detected
Radcom LtdM81865111COM325$1,706dollars, detected
PROSHARES ULTRASHORT TECH74347X153COM100$1,706dollars, detected
HMN FINL INC40424G108COM155$1,705dollars, detected
TUCOWS INC898697206COM NEW139$1,701dollars, detected
NUVEEN NY MUN VALUE FD67062M105COM172$1,698dollars, detected
EXELIS INC30162A108COM100$1,698dollars, detected
SUMMIT FINL GROUP INC86606G101COM159$1,692dollars, detected
Georgetown Bancorp, Inc.372591107Common Stock100$1,690dollars, detected
BIOFUEL ENERGY CORP09064Y307COM246$1,690dollars, detected
SIMULATIONS PLUS INC829214105COM300$1,686dollars, detected
ORBITZ WORLDWIDE INC68557K109COM189$1,682dollars, detected
CUSTOMERS BANCORP INC23204G100COM84$1,681dollars, detected
SONY GROUP CORP SPONSORED ADR835699307ADR100$1,677dollars, detected
LILIS ENERGY INC532403102Cmn956$1,673dollars, detected
KAYNE ANDERSON NEXTGEN ENERGY48661E108COM41$1,662dollars, detected
VERA BRADLEY INC92335C106COM76$1,662dollars, detected
PFSWEB INC717098206COM200$1,660dollars, detected
IGNITE RESTAURANT GROUP INC451730105COM114$1,660dollars, detected
SKY-MOBI LTD83084G109SPONSORED ADS200$1,656dollars, detected
LEMAITRE VASCULAR INC525558201COM200$1,654dollars, detected
SUPERTEL HOSPITALITY INC MD868526203PFD CONV SER A300$1,653dollars, detected
GUGGENHEIM ENHANCED EQUITY S40167K100COM86$1,651dollars, detected
MANITOWOC COMPANY INC563571108COM50$1,643dollars, detected
GAMING PARTNERS INTERNATIONAL CORP36467A107COMMON200$1,632dollars, detected
UNITED STATES STL CORP NEW912909108COM62$1,614dollars, detected
STEALTHGAS INCY81669106COM145$1,610dollars, detected
MEXICO EQUITY & INCOME FD592834105COM100$1,610dollars, detected
PEOPLES FED BANCSHARES INC711037101COM87$1,606dollars, detected
DOW 30 PREMIUM & DIV INC FD260582101COM100$1,602dollars, detected
CYBEROPTICS CORP COM232517102Stock200$1,598dollars, detected
LIFEWAY FOODS INC531914109COMMON STOCK114$1,594dollars, detected
Fusion Telecomm Intl Inc36113B400COM NEW300$1,590dollars, detected
ZIONS BANCORPORATION989701115WARRANT300$1,578dollars, detected
PROSHARES TR74348A582ULTRAPRO FINLS23$1,577dollars, detected
NV5 HOLDINGS, INC62945V109COM160$1,576dollars, detected
WISDOMTREE97717W752EXCHANGE TRADED49$1,573dollars, detected
UNIFI INC904677200COM NEW57$1,569dollars, detected
iShares MSCI Mexico ETF464286822SHS23$1,560dollars, detected
SUNTRUST BKS INC867914111*W EXP 11/14/201300$1,560dollars, detected
QUALITY SYS INC747582104COM97$1,557dollars, detected
ONVIA INC68338T403COM337$1,557dollars, detected
Attunity LtdM15332121SHS NEW200$1,554dollars, detected
CLOUGH GLOBAL DIVID & INCOME18913Y103COM100$1,549dollars, detected
GLOBAL X FDS37950E846GLB X BRAZ CON87$1,537dollars, detected
ASURE SOFTWARE INC04649U102COMMON STOCK254$1,534dollars, detected
BABSON CAPITAL CORPORATE INV05617K109COM100$1,533dollars, detected
VEECO INSTRS INC DEL COM922417100Stock41$1,528dollars, detected
MOSYS INC COM619718109COM482$1,513dollars, detected
NUVEEN TX ADV TOTAL RET STRG67090H102COM100$1,502dollars, detected
EATON VANCE MUN INCOME TERM27829U105SHS89$1,497dollars, detected
ENERGY FUELS INC292671708COM NEW200$1,496dollars, detected
BLACKROCK N J MUN INCOME TR09248J101SH BEN INT100$1,496dollars, detected
FLANIGANS ENTERPRISES INC338517105COM102$1,489dollars, detected
Matrix Service Company576853105COM45$1,476dollars, detected
NAVISTAR INTL CORP638901306PFD125$1,475dollars, detected
AV HOMES INC00234P102COM90$1,472dollars, detected
NATIONAL SEC GROUP INC637546102COM117$1,472dollars, detected
TAT TECHNOLOGIES LTDM8740S227ORD NEW200$1,466dollars, detected
PACIFIC BOOKER MINERALS INC69403R108COM300$1,458dollars, detected
BLACKROCK STRATEGIC MUN TR09248T109COM108$1,457dollars, detected
MFC INDUSTRIAL LTD55278T105COMMON190$1,454dollars, detected
NOVADAQ TECHNOLOGIES INC COMMON66987G102COM88$1,450dollars, detected
LOMBARD MED INCG55598109COM200$1,440dollars, detected
CRAFT BREW ALLIANCE INC224122101COM130$1,438dollars, detected
INVESTORS CAP HLDGS LTD46147M108COM200$1,436dollars, detected
GLOBAL X FDS37950E705CHINA INDL ETF123$1,427dollars, detected
PRUDENTIAL BANCORP INC NEW74431A101COM124$1,427dollars, detected
FIRST BANCSHARES INC MISS318916103COM100$1,421dollars, detected
ECOLOGY & ENVIRONMENT INC278878103CL A135$1,412dollars, detected
TEUCRIUM COMMODITY TR88166A607SOYBEAN FD59$1,402dollars, detected
TROVAGENE INC897238309COM400$1,400dollars, detected
SCHMITT INDS INC ORE806870200COM500$1,400dollars, detected
INTERCLOUD SYS INC458488111*W EXP 08/25/201400$1,400dollars, detected
CEMPRA INC15130J109COM130$1,395dollars, detected
FIRST UNITED CORP33741H107COMMON STOCK159$1,394dollars, detected
MORGAN STANLEY TRUSTS61745P874INCOME SECS INC77$1,390dollars, detected
GALECTIN THERAPEUTICS INC363225202COMMON STOCK100$1,381dollars, detected
ENTROPIC COMMUNICATIONS INC29384R105COM414$1,379dollars, detected
AMERESCO INC02361E108CL A196$1,378dollars, detected
MULTI FINELINE ELECTRONIX IN62541B101COM123$1,358dollars, detected
MIDSTREAM PARTNERS02752P100COMMON STOCK47$1,355dollars, detected

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-14-000311this filing2014-08-14acceptance time not in the bulk data set
13F-HR/A 0001420506-15-000045 base2015-02-05acceptance time not in the bulk data set